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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.83%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$506M
AUM Growth
+$38M
Cap. Flow
+$9.81M
Cap. Flow %
1.94%
Top 10 Hldgs %
35%
Holding
442
New
137
Increased
52
Reduced
133
Closed
83

Top Buys

Rank Stock Value
1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$24.3M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$12.6M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
+$5.86M
4
RSF
RiverNorth Capital and Income Fund
RSF
+$1.81M
5
ARKK icon
ARK Innovation ETF
ARKK
+$1.4M

Top Sells

Rank Stock Value
1
AFB
AllianceBernstein National Municipal Income Fund
AFB
+$6.54M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.27M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.11M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$3.98M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$2.52M

Sector Composition

Rank Sector Weight
1 Financials 4.26%
2 Technology 3.93%
3 Consumer Discretionary 2.25%
4 Healthcare 2.1%
5 Communication Services 1.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRSP icon
226
CRISPR Therapeutics
CRSP
$5.17B
$206K 0.04%
1,935
+27
+1% +$4.08K
ICLN icon
227
iShares Global Clean Energy ETF
ICLN
$2.4B
$206K 0.04%
+9,537
New +$267K
DXJ icon
228
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$205K 0.04%
+3,436
New +$200K
SDG icon
229
iShares MSCI Global Sustainable Development Goals ETF
SDG
$175M
$204K 0.04%
+2,120
New +$205K
GWH icon
230
ESS Tech
GWH
$18.9M
$203K 0.04%
1,381
– –
PAYX icon
231
Paychex
PAYX
$42.7B
$201K 0.04%
2,007
-246
-11% -$22.7K
SLACU
232
DELISTED
Social Leverage Acquisition Corp I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
SLACU
$199K 0.04%
+20,000
New +$206K
IGAC
233
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
$198K 0.04%
20,000
+10,000
+100% +$103K
ATA
234
DELISTED
Americas Technology Acquisition Corp.
ATA
$198K 0.04%
+19,924
New +$200K
MONCU
235
DELISTED
Monument Circle Acquisition Corp. Unit
MONCU
$197K 0.04%
+20,000
New +$204K
COOL
236
DELISTED
Corner Growth Acquisition Corp. Class A Ordinary Shares
COOL
$196K 0.04%
+19,998
New +$199K
MUDS
237
DELISTED
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
$196K 0.04%
+20,000
New +$201K
PICC.U
238
DELISTED
Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
PICC.U
$196K 0.04%
+19,600
New +$202K
EUSG
239
DELISTED
European Sustainable Growth Acquisition Corp. Class A Ordinary Shares
EUSG
$194K 0.04%
+20,000
New +$195K
NMMC
240
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
$190K 0.04%
19,197
-6,785
-26% -$70.7K
TWCT
241
DELISTED
TWC Tech Holdings II Corp. Class A Common Stock
TWCT
$187K 0.04%
19,000
– –
ETAC
242
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$185K 0.04%
+18,953
New +$194K
PPGHU
243
DELISTED
Poema Global Holdings Corp. Unit
PPGHU
$181K 0.04%
+18,051
New +$188K
SPAQ.U
244
DELISTED
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
$181K 0.04%
+18,000
New +$187K
DSL
245
DoubleLine Income Solutions Fund
DSL
$1.24B
$180K 0.04%
10,100
-1,000
-9% -$17.3K
GOAC
246
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$179K 0.04%
+18,201
New +$187K
SST icon
247
System1
SST
$17.5M
$178K 0.04%
1,785
+445
+33% +$47.5K
FINMU
248
DELISTED
Marlin Technology Corporation Unit
FINMU
$178K 0.04%
+18,000
New +$187K
FRGE
249
DELISTED
Forge Global Holdings
FRGE
$177K 0.04%
+1,202
New +$185K
OACB
250
DELISTED
Oaktree Acquisition Corp. II
OACB
$177K 0.04%
+17,928
New +$188K
8 9
10
11 12

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Vivaldi Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Vivaldi Capital Management held 442 positions worth $506M, up 8.1% from $468M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Vivaldi Capital Management's Q1 2021 filing shows 137 new, 52 increased, 133 reduced and 83 closed positions. Its largest new stake was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M. The largest sale was AllianceBernstein National Municipal Income Fund, an estimated $6.54M.

By sector, the portfolio is most concentrated in Financials at 4.3% of assets, up from 3.5% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Vivaldi Capital Management's largest Q1 2021 buy was First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF: 472,157 shares worth $24.1M.
  • Vivaldi Capital Management added most to PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q1 2021, an estimated $12.6M increase.
  • Vivaldi Capital Management's biggest Q1 2021 reduction was Schwab Short-Term US Treasury ETF, cutting an estimated $6.27M.
  • Vivaldi Capital Management fully exited AllianceBernstein National Municipal Income Fund in Q1 2021, selling an estimated $6.54M.
  • Vivaldi Capital Management's ten largest holdings make up 35% of its $506M portfolio in Q1 2021.
  • Vivaldi Capital Management opened 137 new positions and closed 83 in Q1 2021.
  • Vivaldi Capital Management's portfolio value rose 8.1% quarter-over-quarter to $506M.

Based on Vivaldi Capital Management's 13F filing for Q1 2021, filed 17 May 2021.