VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
1-Year Return 16.32%
This Quarter Return
+3.82%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$506M
AUM Growth
+$38M
Cap. Flow
+$8.2M
Cap. Flow %
1.62%
Top 10 Hldgs %
35%
Holding
443
New
137
Increased
52
Reduced
133
Closed
82

Top Buys

1
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$24.1M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$12.5M
3
SUB icon
iShares Short-Term National Muni Bond ETF
SUB
$5.86M
4
RSF
RiverNorth Capital and Income Fund
RSF
$1.93M
5
SPDW icon
SPDR Portfolio Developed World ex-US ETF
SPDW
$1.45M

Top Sells

1
AFB
AllianceBernstein National Municipal Income Fund
AFB
$6.54M
2
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
$6.27M
3
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$6.1M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
$3.98M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$2.57M

Sector Composition

1 Financials 4.24%
2 Technology 3.95%
3 Consumer Discretionary 2.25%
4 Healthcare 2.1%
5 Communication Services 1.74%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CRSP icon
226
CRISPR Therapeutics
CRSP
$4.99B
$206K 0.04%
1,935
+27
+1% +$2.87K
ICLN icon
227
iShares Global Clean Energy ETF
ICLN
$1.59B
$206K 0.04%
+9,537
New +$206K
DXJ icon
228
WisdomTree Japan Hedged Equity Fund
DXJ
$3.78B
$205K 0.04%
+3,436
New +$205K
SDG icon
229
iShares MSCI Global Sustainable Development Goals ETF
SDG
$173M
$204K 0.04%
+2,120
New +$204K
GWH icon
230
ESS Tech
GWH
$19.6M
$203K 0.04%
1,381
– –
PAYX icon
231
Paychex
PAYX
$48.7B
$201K 0.04%
2,007
-246
-11% -$24.6K
SLACU
232
DELISTED
Social Leverage Acquisition Corp I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
SLACU
$199K 0.04%
+20,000
New +$199K
IGAC
233
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
$198K 0.04%
20,000
+10,000
+100% +$99K
ATA
234
DELISTED
Americas Technology Acquisition Corp.
ATA
$198K 0.04%
+19,924
New +$198K
MONCU
235
DELISTED
Monument Circle Acquisition Corp. Unit
MONCU
$197K 0.04%
+20,000
New +$197K
COOL
236
DELISTED
Corner Growth Acquisition Corp. Class A Ordinary Shares
COOL
$196K 0.04%
+19,998
New +$196K
MUDS
237
DELISTED
Mudrick Capital Acquisition Corporation II Class A Common Stock
MUDS
$196K 0.04%
+20,000
New +$196K
PICC.U
238
DELISTED
Pivotal Investment Corporation III Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
PICC.U
$196K 0.04%
+19,600
New +$196K
EUSG
239
DELISTED
European Sustainable Growth Acquisition Corp. Class A Ordinary Shares
EUSG
$194K 0.04%
+20,000
New +$194K
NMMC
240
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
$190K 0.04%
19,197
-6,785
-26% -$67.2K
TWCT
241
DELISTED
TWC Tech Holdings II Corp. Class A Common Stock
TWCT
$187K 0.04%
19,000
– –
ETAC
242
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$185K 0.04%
+18,953
New +$185K
PPGHU
243
DELISTED
Poema Global Holdings Corp. Unit
PPGHU
$181K 0.04%
+18,051
New +$181K
SPAQ.U
244
DELISTED
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
$181K 0.04%
+18,000
New +$181K
DSL
245
DoubleLine Income Solutions Fund
DSL
$1.44B
$180K 0.04%
10,100
-1,000
-9% -$17.8K
GOAC
246
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$179K 0.04%
+18,201
New +$179K
SST icon
247
System1
SST
$62.5M
$178K 0.04%
1,785
+445
+33% +$44.4K
FINMU
248
DELISTED
Marlin Technology Corporation Unit
FINMU
$178K 0.04%
+18,000
New +$178K
FRGE icon
249
Forge Global Holdings
FRGE
$233M
$177K 0.04%
+1,202
New +$177K
OACB
250
DELISTED
Oaktree Acquisition Corp. II
OACB
$177K 0.04%
+17,928
New +$177K
8 9
10
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