VCM

Vivaldi Capital Management Portfolio holdings

AUM $666M
This Quarter Return
+3.01%
1 Year Return
+16.32%
3 Year Return
+52.24%
5 Year Return
+71.27%
10 Year Return
–
AUM
$383M
AUM Growth
+$383M
Cap. Flow
+$14.3M
Cap. Flow %
3.73%
Top 10 Hldgs %
35.94%
Holding
262
New
34
Increased
85
Reduced
92
Closed
24

Top Buys

1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
$6.53M
2
RSF
RiverNorth Capital and Income Fund
RSF
$5.93M
3
SPDW icon
SPDR Portfolio Developed World ex-US ETF
SPDW
$3.64M
4
SPLG icon
SPDR Portfolio S&P 500 ETF
SPLG
$3.47M
5
ULST icon
SPDR SSGA Ultra Short Term Bond ETF
ULST
$3.15M

Top Sells

1
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
$2.11M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
$1.97M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$1.89M
4
IBDN
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
$1.8M
5
IBDO
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$1.77M

Sector Composition

1 Financials 5.7%
2 Healthcare 3.02%
3 Technology 2.91%
4 Communication Services 2.17%
5 Consumer Discretionary 1.9%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
DFRG
226
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
$87K 0.02%
+10,904
New +$87K
GALT icon
227
Galectin Therapeutics
GALT
$288M
$44K 0.01%
+10,668
New +$44K
MUX icon
228
McEwen Inc.
MUX
$753M
$18K ﹤0.01%
1,000
– –
NAK
229
Northern Dynasty Minerals
NAK
$484M
$6K ﹤0.01%
10,000
– –
ULTI
230
DELISTED
Ultimate Software Group Inc
ULTI
– –
-4,110
Closed -$1.36M
BSV icon
231
Vanguard Short-Term Bond ETF
BSV
$38.3B
– –
-17,360
Closed -$1.38M
FCX icon
232
Freeport-McMoran
FCX
$66.3B
– –
-22,901
Closed -$295K
MINT icon
233
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$13.7B
– –
-4,325
Closed -$439K
MS icon
234
Morgan Stanley
MS
$237B
– –
-4,934
Closed -$208K
NXP icon
235
Nuveen Select Tax-Free Income Portfolio
NXP
$719M
– –
-48,266
Closed -$707K
TIP icon
236
iShares TIPS Bond ETF
TIP
$13.5B
– –
-1,953
Closed -$221K
VCV icon
237
Invesco California Value Municipal Income Trust
VCV
$489M
– –
-26,799
Closed -$326K
XPO icon
238
XPO
XPO
$14.8B
– –
-17,001
Closed -$316K
CEM
239
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-3,079
Closed -$195K
IBML
240
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
– –
-13,114
Closed -$334K
AUY
241
DELISTED
Yamana Gold, Inc.
AUY
– –
-70,000
Closed -$183K
IBMK
242
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
– –
-14,741
Closed -$382K
MLNX
243
DELISTED
Mellanox Technologies, Ltd.
MLNX
– –
-7,733
Closed -$915K
ONCE
244
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-2,855
Closed -$325K
STI
245
DELISTED
SunTrust Banks, Inc.
STI
– –
-6,828
Closed -$405K
IBMH
246
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
– –
-15,960
Closed -$406K
QTNA
247
DELISTED
Quantenna Communications, Inc. Common Stock
QTNA
– –
-9,236
Closed -$225K
LXFT
248
DELISTED
Luxoft Holding, Inc.
LXFT
– –
-4,220
Closed -$248K
ELLI
249
DELISTED
Ellie Mae Inc
ELLI
– –
-7,716
Closed -$761K
BLMT
250
DELISTED
BSB Bancorp, Inc.
BLMT
– –
-10,795
Closed -$355K
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10
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