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VCM

Vivaldi Capital Management Portfolio holdings

AUM $723M
1-Year Est. Return 30.89%
This Fund
S&P 500
This Quarter Est. Return
+3.12%
1 Year Est. Return
+30.89%
3 Year Est. Return
+69.18%
5 Year Est. Return
+67.82%
10 Year Est. Return
–
AUM
$383M
AUM Growth
+$23.1M
Cap. Flow
+$15.6M
Cap. Flow %
4.06%
Top 10 Hldgs %
35.94%
Holding
262
New
34
Increased
85
Reduced
92
Closed
24

Top Buys

Rank Stock Value
1
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$6.55M
2
RSF
RiverNorth Capital and Income Fund
RSF
+$5.77M
3
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$3.62M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$3.41M
5
WP
Worldpay, Inc.
WP
+$3.19M

Top Sells

Rank Stock Value
1
IBDL
iShares iBonds Dec 2020 Term Corporate ETF
IBDL
+$2.1M
2
IBDM
iShares iBonds Dec 2021 Term Corporate ETF
IBDM
+$1.95M
3
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$1.87M
4
IBDN
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
+$1.78M
5
IBDO
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
+$1.74M

Sector Composition

Rank Sector Weight
1 Financials 5.7%
2 Healthcare 3.02%
3 Technology 2.91%
4 Communication Services 2.17%
5 Consumer Discretionary 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFRG
226
DELISTED
Del Frisco's Restaurant Group, Inc. Common Stock
DFRG
$87K 0.02%
+10,904
New +$72.1K
GALT icon
227
Galectin Therapeutics
GALT
$200M
$44K 0.01%
+10,668
New +$46.2K
MUX icon
228
McEwen Inc
MUX
$1.07B
$18K ﹤0.01%
1,000
– –
NAK
229
Northern Dynasty Minerals
NAK
$818M
$6K ﹤0.01%
10,000
– –
BSV icon
230
Vanguard Short-Term Bond ETF
BSV
$44.6B
– –
-17,360
Closed -$1.38M
FCX icon
231
Freeport-McMoran
FCX
$91.5B
– –
-22,901
Closed -$295K
MINT icon
232
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
– –
-4,325
Closed -$439K
MS icon
233
Morgan Stanley
MS
$332B
– –
-4,934
Closed -$208K
NXP icon
234
Nuveen Select Tax-Free Income Portfolio
NXP
$892M
– –
-48,266
Closed -$707K
TIP icon
235
iShares TIPS Bond ETF
TIP
$14.5B
– –
-1,953
Closed -$221K
VCV icon
236
Invesco California Value Municipal Income Trust
VCV
$515M
– –
-26,799
Closed -$326K
XPO icon
237
XPO
XPO
$23.1B
– –
-17,001
Closed -$316K
CEM
238
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-3,079
Closed -$195K
IBML
239
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
– –
-13,114
Closed -$334K
AUY
240
DELISTED
Yamana Gold, Inc.
AUY
– –
-70,000
Closed -$183K
IBMK
241
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
– –
-14,741
Closed -$382K
MLNX
242
DELISTED
Mellanox Technologies, Ltd.
MLNX
– –
-7,733
Closed -$915K
ONCE
243
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
– –
-2,855
Closed -$325K
STI
244
DELISTED
SunTrust Banks, Inc.
STI
– –
-6,828
Closed -$405K
IBMH
245
DELISTED
iShares iBonds Sep 2019 Term Muni Bond ETF
IBMH
– –
-15,960
Closed -$406K
QTNA
246
DELISTED
Quantenna Communications, Inc. Common Stock
QTNA
– –
-9,236
Closed -$225K
LXFT
247
DELISTED
Luxoft Holding, Inc.
LXFT
– –
-4,220
Closed -$248K
ULTI
248
DELISTED
Ultimate Software Group Inc
ULTI
– –
-4,110
Closed -$1.36M
ELLI
249
DELISTED
Ellie Mae Inc
ELLI
– –
-7,716
Closed -$761K
BLMT
250
DELISTED
BSB Bancorp, Inc.
BLMT
– –
-10,795
Closed -$355K
7 8 9
10
11

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Vivaldi Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Vivaldi Capital Management held 262 positions worth $383M, up 6.4% from $360M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Vivaldi Capital Management deployed $15.6M of net new capital in Q2 2019, opening 34 new positions and adding to 85 existing holdings. Its largest new stake was Angel Oak Financial Strategies Income Term Trust: 325,000 shares worth $6.53M.

By sector, the portfolio is most concentrated in Financials at 5.7% of assets, down from 6% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was iShares iBonds Dec 2020 Term Corporate ETF, an estimated $2.1M trimmed.

  • Vivaldi Capital Management's largest Q2 2019 buy was Angel Oak Financial Strategies Income Term Trust: 325,000 shares worth $6.53M.
  • Vivaldi Capital Management added most to State Street SPDR Portfolio Developed World ex-US ETF in Q2 2019, an estimated $3.62M increase.
  • Vivaldi Capital Management's biggest Q2 2019 reduction was iShares iBonds Dec 2020 Term Corporate ETF, cutting an estimated $2.1M.
  • Vivaldi Capital Management fully exited Vanguard Short-Term Bond ETF in Q2 2019, selling an estimated $1.38M.
  • Vivaldi Capital Management's ten largest holdings make up 36% of its $383M portfolio in Q2 2019.
  • Vivaldi Capital Management opened 34 new positions and closed 24 in Q2 2019.
  • Vivaldi Capital Management's portfolio value rose 6.4% quarter-over-quarter to $383M.

Based on Vivaldi Capital Management's 13F filing for Q2 2019, filed 14 Aug 2019.