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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-5.08%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$287M
AUM Growth
-$28.6M
Cap. Flow
-$13.1M
Cap. Flow %
-4.58%
Top 10 Hldgs %
25.33%
Holding
180
New
15
Increased
61
Reduced
67
Closed
35

Top Buys

Rank Stock Value
1
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$7.21M
2
SPXX icon
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
+$7.14M
3
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$5.37M
4
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$3.53M
5
STEW
SRH Total Return Fund
STEW
+$3.16M

Top Sells

Rank Stock Value
1
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$5.81M
2
RMT
Royce Micro-Cap Trust
RMT
+$5.04M
3
CET
Central Securities Corp
CET
+$4.25M
4
ADX icon
Adams Diversified Equity Fund
ADX
+$3.83M
5
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$3.04M

Sector Composition

Rank Sector Weight
1 Financials 8.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGX
151
Blackstone Long-Short Credit Income Fund
BGX
$136M
– –
-48,854
Closed -$574K
BRW
152
Saba Capital Income & Opportunities Fund
BRW
$342M
– –
-181,599
Closed -$1.27M
BSL
153
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$169M
– –
-19,906
Closed -$271K
BTO
154
John Hancock Financial Opportunities Fund
BTO
$806M
– –
-10,576
Closed -$371K
BXMX
155
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-121,640
Closed -$1.79M
CAF
156
Morgan Stanley China A Share Fund
CAF
$325M
– –
-36,430
Closed -$632K
DFP
157
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$428M
– –
-57,012
Closed -$1.19M
DIAX
158
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
– –
-199,214
Closed -$3.04M
EDD
159
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$376M
– –
-72,979
Closed -$405K
EFR
160
Eaton Vance Senior Floating-Rate Fund
EFR
$314M
– –
-80,004
Closed -$891K
EMD
161
Western Asset Emerging Markets Debt Fund
EMD
$611M
– –
-167,347
Closed -$1.78M
EMF
162
Templeton Emerging Markets Fund
EMF
$312M
– –
-65,060
Closed -$1.11M
EOI
163
Eaton Vance Enhanced Equity Income Fund
EOI
$805M
– –
-18,473
Closed -$380K
FAX
164
abrdn Asia-Pacific Income Fund
FAX
$597M
– –
-100,319
Closed -$1.56M
GCV
165
Gabelli Convertible and Income Securities Fund
GCV
$90.9M
– –
-14,334
Closed -$59.5K
HTD
166
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$915M
– –
-103,019
Closed -$2.44M
IGR
167
CBRE Global Real Estate Income Fund
IGR
$718M
– –
-101,282
Closed -$444K
MEGI
168
MainStay CBRE Global Infrastructure Megatrends Term Fund
MEGI
$800M
– –
-31,319
Closed -$431K
MMT
169
Aberdeen Multi-Market Income Fund
MMT
$237M
– –
-227,371
Closed -$1.06M
NHS
170
Neuberger High Yield Strategies Fund Inc
NHS
$252M
– –
-54,000
Closed -$402K
PCF
171
High Income Securities Fund
PCF
$99.2M
– –
-69,164
Closed -$425K
PPT
172
Franklin Premier Income Trust
PPT
$323M
– –
-141,161
Closed -$500K
QQQX icon
173
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.43B
– –
-203,750
Closed -$5.81M
RNP icon
174
Cohen & Steers REIT and Preferred and Income Fund
RNP
$988M
– –
-40,372
Closed -$802K
RQI icon
175
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
– –
-47,609
Closed -$550K
4 5 6
7
8

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FPWM
FSB Premier Wealth Management Waterloo, Iowa $319M AUM 15.64% 1-Year Est. Return
BWS
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OPW
Oxler Private Wealth Rye Brook, New York $319M AUM 20.31% 1-Year Est. Return
SA
SAM Advisors Oakhurst, California $319M AUM 17.08% 1-Year Est. Return
JWM
Jeppson Wealth Management Manhattan Beach, California $319M AUM 27.26% 1-Year Est. Return
SGF
Stephens Greth Foundation Dallas, Texas $320M AUM
FPL
Fortress Private Ledger Raleigh, North Carolina $320M AUM 45.16% 1-Year Est. Return
SFCM
Seven Fleet Capital Management Mountain View, California $318M AUM

Shaker Financial Services's Q1 2026 Portfolio in Review

As of Q1 2026, Shaker Financial Services held 180 positions worth $287M, down 9.1% from $315M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Shaker Financial Services withdrew a net $13.1M in Q1 2026, closing 35 positions and reducing 67 holdings. Its most notable exit was Nuveen NASDAQ 100 Dynamic Overwrite Fund, an estimated $5.81M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 8.1% a quarter earlier.

Against the trend, Shaker Financial Services opened a new position in Nuveen S&P 500 Dynamic Overwrite Fund worth $6.55M.

  • Shaker Financial Services's largest Q1 2026 buy was Nuveen S&P 500 Dynamic Overwrite Fund: 407,322 shares worth $6.55M.
  • Shaker Financial Services added most to Eaton Vance Tax-Advantaged Global Dividend Income Fund in Q1 2026, an estimated $7.21M increase.
  • Shaker Financial Services's biggest Q1 2026 reduction was Royce Micro-Cap Trust, cutting an estimated $5.04M.
  • Shaker Financial Services fully exited Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q1 2026, selling an estimated $5.81M.
  • Shaker Financial Services's ten largest holdings make up 25% of its $287M portfolio in Q1 2026.
  • Shaker Financial Services opened 15 new positions and closed 35 in Q1 2026.
  • Shaker Financial Services's portfolio value fell 9.1% quarter-over-quarter to $287M.

Based on Shaker Financial Services's 13F filing for Q1 2026, filed 12 May 2026.