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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-5.17%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$215M
AUM Growth
-$14.4M
Cap. Flow
-$3.45M
Cap. Flow %
-1.61%
Top 10 Hldgs %
27.75%
Holding
181
New
22
Increased
60
Reduced
54
Closed
26

Top Buys

Rank Stock Value
1
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$3.09M
2
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$2.91M
3
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
+$1.73M
4
PDT
John Hancock Premium Dividend Fund
PDT
+$1.72M
5
USA icon
Liberty All-Star Equity Fund
USA
+$1.68M

Top Sells

Rank Stock Value
1
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$2.98M
2
NSL
NUVEEN SENIOR INCM FD
NSL
+$2.63M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$2.35M
4
SOR
Source Capital
SOR
+$2.16M
5
FFA
First Trust Enhanced Equity Income Fund
FFA
+$2.1M

Sector Composition

Rank Sector Weight
1 Financials 6.28%
2 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JQC icon
151
Nuveen Credit Strategies Income Fund
JQC
$704M
$123K 0.06%
24,000
– –
FINS
152
Angel Oak Financial Strategies Income Term Trust
FINS
$418M
$121K 0.06%
10,021
-59,281
-86% -$702K
BTZ icon
153
BlackRock Credit Allocation Income Trust
BTZ
$930M
$101K 0.05%
10,415
– –
PIM
154
Franklin Master Intermediate Income Trust
PIM
$150M
$58.5K 0.03%
19,246
-79,741
-81% -$250K
NRO
155
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
$51.9K 0.02%
19,481
-88,971
-82% -$255K
AAPL icon
156
Apple
AAPL
$4.54T
– –
-1,100
Closed -$213K
ARDC
157
Are Dynamic Credit Allocation Fund
ARDC
$297M
– –
-66,749
Closed -$823K
BMEZ icon
158
BlackRock Health Sciences Trust II
BMEZ
$968M
– –
-15,000
Closed -$246K
CII icon
159
BlackRock Enhanced Captial and Income Fund
CII
$988M
– –
-48,528
Closed -$898K
CSQ icon
160
Calamos Strategic Total Return Fund
CSQ
$3.23B
– –
-122,271
Closed -$1.8M
ECF
161
Ellsworth Growth & Income Fund
ECF
$166M
– –
-22,059
Closed -$190K
EDD
162
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$375M
– –
-26,571
Closed -$127K
EOI
163
Eaton Vance Enhanced Equity Income Fund
EOI
$811M
– –
-29,814
Closed -$492K
ETO
164
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$507M
– –
-10,000
Closed -$230K
EVF
165
Eaton Vance Senior Income Trust
EVF
$90.3M
– –
-16,731
Closed -$91.4K
HPF
166
John Hancock Preferred Income Fund II
HPF
$343M
– –
-14,035
Closed -$212K
JGH icon
167
Nuveen Global High Income Fund
JGH
$352M
– –
-56,583
Closed -$638K
JRI icon
168
Nuveen Real Asset Income & Growth Fund
JRI
$356M
– –
-81,804
Closed -$941K
JRS icon
169
Nuveen Real Estate Income Fund
JRS
$249M
– –
-28,405
Closed -$216K
NBXG
170
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.16B
– –
-59,168
Closed -$646K
NMAI icon
171
Nuveen Multi-Asset Income Fund
NMAI
$468M
– –
-157,241
Closed -$1.87M
PGZ
172
Principal Real Estate Income Fund
PGZ
$68.4M
– –
-11,315
Closed -$107K
RSF
173
RiverNorth Capital and Income Fund
RSF
$58.8M
– –
-19,803
Closed -$299K
VBF icon
174
Invesco Bond Fund
VBF
$167M
– –
-11,810
Closed -$176K
BTX
175
BlackRock Technology and Private Equity Term Trust
BTX
$940M
– –
-30,000
Closed -$236K
4 5 6
7
8

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Shaker Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Shaker Financial Services held 181 positions worth $215M, down 6.3% from $229M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Shaker Financial Services's Q3 2023 filing shows 22 new, 60 increased, 54 reduced and 26 closed positions. Its largest new stake was John Hancock Premium Dividend Fund: 162,284 shares worth $1.56M. The largest sale was Nuveen Dow 30SM Dynamic Overwrite Fund, an estimated $2.98M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, down from 6.9% a quarter earlier, followed by Technology.

  • Shaker Financial Services's largest Q3 2023 buy was John Hancock Premium Dividend Fund: 162,284 shares worth $1.56M.
  • Shaker Financial Services added most to Eaton Vance Tax-Advantaged Global Dividend Income Fund in Q3 2023, an estimated $3.09M increase.
  • Shaker Financial Services's biggest Q3 2023 reduction was Nuveen Dow 30SM Dynamic Overwrite Fund, cutting an estimated $2.98M.
  • Shaker Financial Services fully exited NUVEEN SENIOR INCM FD in Q3 2023, selling an estimated $2.63M.
  • Shaker Financial Services's ten largest holdings make up 28% of its $215M portfolio in Q3 2023.
  • Shaker Financial Services opened 22 new positions and closed 26 in Q3 2023.
  • Shaker Financial Services's portfolio value fell 6.3% quarter-over-quarter to $215M.

Based on Shaker Financial Services's 13F filing for Q3 2023, filed 2 Nov 2023.