SFS

Shaker Financial Services Portfolio holdings

AUM $276M
This Quarter Return
+4.23%
1 Year Return
+4.03%
3 Year Return
+7.48%
5 Year Return
+3.68%
10 Year Return
-22.56%
AUM
$218M
AUM Growth
+$218M
Cap. Flow
+$13.2M
Cap. Flow %
6.08%
Top 10 Hldgs %
36.4%
Holding
172
New
39
Increased
35
Reduced
70
Closed
26

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$23.8M
2
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
$6.09M
3
DIAX icon
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$3.81M
4
HIX
Western Asset High Income Fund II
HIX
$3.03M
5
EHI
Western Asset Global High Income Fund
EHI
$2.96M

Top Sells

1
GAM
General American Investors Company
GAM
$4.1M
2
BXMX icon
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$3.38M
3
SPE
Special Opportunities Fund
SPE
$2.62M
4
HEQ
John Hancock Hedged Equity & Income Fund
HEQ
$2.34M
5
IGD
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$2.33M

Sector Composition

1 Financials 4.14%
2 Real Estate 0.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CIF
151
MFS Intermediate High Income Fund
CIF
$31.3M
– – -48,097 Closed -$125K
ECF
152
Ellsworth Growth & Income Fund
ECF
$151M
– – -38,154 Closed -$400K
EFR
153
Eaton Vance Senior Floating-Rate Fund
EFR
$345M
– – -27,715 Closed -$361K
FT
154
Franklin Universal Trust
FT
$199M
– – -100,545 Closed -$758K
GCV
155
Gabelli Convertible and Income Securities Fund
GCV
$81.1M
– – -87,496 Closed -$465K
GDO
156
Western Asset Global Corporate Defined Opportunity Fund
GDO
$90.2M
– – -24,855 Closed -$433K
IGR
157
CBRE Global Real Estate Income Fund
IGR
$717M
– – -29,000 Closed -$229K
IHD
158
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$106M
– – -62,557 Closed -$449K
JQC icon
159
Nuveen Credit Strategies Income Fund
JQC
$754M
– – -88,522 Closed -$662K
KIO
160
KKR Income Opportunities Fund
KIO
$510M
– – -28,973 Closed -$451K
NCZ
161
Virtus Convertible & Income Fund II
NCZ
$258M
– – -50,600 Closed -$255K
NIE
162
Virtus Equity & Convertible Income Fund
NIE
$688M
– – -35,971 Closed -$777K
PGZ
163
Principal Real Estate Income Fund
PGZ
$70.4M
– – -11,648 Closed -$240K
PHD
164
Pioneer Floating Rate Fund
PHD
$123M
– – -122,588 Closed -$1.29M
RGT
165
Royce Global Value Trust
RGT
$83M
– – -47,373 Closed -$479K
SABA
166
Saba Capital Income & Opportunities Fund II
SABA
$256M
– – -226,498 Closed -$1.39M
STK
167
Columbia Seligman Premium Technology Growth Fund
STK
$526M
– – -10,282 Closed -$217K
HTY
168
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
– – -136,689 Closed -$934K
DEX
169
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
– – -30,795 Closed -$304K
EFF
170
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
– – -19,345 Closed -$294K
EGIF
171
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
– – -19,831 Closed -$316K
LOR
172
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
– – -12,100 Closed -$113K
3 4 5 6
7