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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+4.23%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$218M
AUM Growth
+$21.5M
Cap. Flow
+$13.1M
Cap. Flow %
6.03%
Top 10 Hldgs %
36.4%
Holding
172
New
39
Increased
35
Reduced
70
Closed
26

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$22.8M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.88M
3
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$3.84M
4
HIX
Western Asset High Income Fund II
HIX
+$3.01M
5
EHI
Western Asset Global High Income Fund
EHI
+$2.9M

Top Sells

Rank Stock Value
1
GAM
General American Investors Company
GAM
+$4M
2
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$3.38M
3
SPE
Special Opportunities Fund
SPE
+$2.55M
4
IGD
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
+$2.3M
5
HEQ
John Hancock Hedged Equity & Income Fund
HEQ
+$2.23M

Sector Composition

Rank Sector Weight
1 Financials 5.03%
2 Real Estate 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIF
151
DELISTED
MFS Intermediate High Income Fund
CIF
– –
-48,097
Closed -$125K
ECF
152
Ellsworth Growth & Income Fund
ECF
$166M
– –
-38,154
Closed -$400K
EFR
153
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
– –
-27,715
Closed -$361K
FT
154
Franklin Universal Trust
FT
$199M
– –
-100,545
Closed -$758K
GCV
155
Gabelli Convertible and Income Securities Fund
GCV
$90.9M
– –
-87,496
Closed -$465K
GDO
156
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.1M
– –
-24,855
Closed -$433K
IGR
157
CBRE Global Real Estate Income Fund
IGR
$709M
– –
-29,000
Closed -$229K
IHD
158
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$130M
– –
-62,557
Closed -$449K
JQC icon
159
Nuveen Credit Strategies Income Fund
JQC
$704M
– –
-88,522
Closed -$662K
KIO
160
KKR Income Opportunities Fund
KIO
$451M
– –
-28,973
Closed -$451K
NCZ
161
Virtus Convertible & Income Fund II
NCZ
$294M
– –
-12,650
Closed -$255K
NIE
162
Virtus Equity & Convertible Income Fund
NIE
$719M
– –
-35,971
Closed -$777K
PGZ
163
Principal Real Estate Income Fund
PGZ
$68.4M
– –
-11,648
Closed -$240K
PHD
164
DELISTED
Pioneer Floating Rate Fund
PHD
– –
-122,588
Closed -$1.29M
RGT
165
Royce Global Value Trust
RGT
$99.2M
– –
-47,373
Closed -$479K
SABA
166
Saba Capital Income & Opportunities Fund II
SABA
$220M
– –
-113,249
Closed -$1.39M
STK
167
Columbia Seligman Premium Technology Growth Fund
STK
$867M
– –
-10,282
Closed -$217K
HTY
168
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
– –
-136,689
Closed -$934K
DEX
169
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
– –
-30,795
Closed -$304K
EFF
170
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
– –
-19,345
Closed -$294K
EGIF
171
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
– –
-19,831
Closed -$316K
LOR
172
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
– –
-12,100
Closed -$113K
3 4 5 6
7

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SA
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JWM
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SGF
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SFCM
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Shaker Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Shaker Financial Services held 172 positions worth $218M, up 11% from $196M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Shaker Financial Services deployed $13.1M of net new capital in Q4 2019, opening 39 new positions and adding to 35 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 21,345 shares worth $6.08M.

By sector, the portfolio is most concentrated in Financials at 5% of assets, up from 4.6% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was General American Investors Company, an estimated $4M trimmed.

  • Shaker Financial Services's largest Q4 2019 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 21,345 shares worth $6.08M.
  • Shaker Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $22.8M increase.
  • Shaker Financial Services's biggest Q4 2019 reduction was General American Investors Company, cutting an estimated $4M.
  • Shaker Financial Services fully exited Nuveen S&P 500 Buy-Write Income Fund in Q4 2019, selling an estimated $3.38M.
  • Shaker Financial Services's ten largest holdings make up 36% of its $218M portfolio in Q4 2019.
  • Shaker Financial Services opened 39 new positions and closed 26 in Q4 2019.
  • Shaker Financial Services's portfolio value rose 11% quarter-over-quarter to $218M.

Based on Shaker Financial Services's 13F filing for Q4 2019, filed 4 Feb 2020.