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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-17.97%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$177M
AUM Growth
-$31.3M
Cap. Flow
+$664K
Cap. Flow %
0.37%
Top 10 Hldgs %
29.19%
Holding
172
New
50
Increased
26
Reduced
44
Closed
50

Top Buys

Rank Stock Value
1
JTA
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
+$6.83M
2
EVT icon
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
+$5.32M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$5.03M
4
USA icon
Liberty All-Star Equity Fund
USA
+$4.86M
5
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$4.57M

Top Sells

Rank Stock Value
1
SOR
Source Capital
SOR
+$8.17M
2
STEW
SRH Total Return Fund
STEW
+$7.82M
3
TY icon
TRI-Continental Corp
TY
+$6.98M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.32M
5
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$4.04M

Sector Composition

Rank Sector Weight
1 Financials 5.36%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SEVN
151
Seven Hills Realty Trust
SEVN
$171M
– –
-14,156
Closed -$255K
SWZ
152
Swiss Helvetia Fund
SWZ
$76.5M
– –
-26,511
Closed -$226K
FAM
153
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-173,141
Closed -$1.66M
FSD
154
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-133,339
Closed -$1.97M
FDEU
155
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
– –
-118,573
Closed -$1.87M
JPT
156
DELISTED
Nuveen Preferred and Income Fund
JPT
– –
-10,200
Closed -$233K
NSL
157
DELISTED
NUVEEN SENIOR INCM FD
NSL
– –
-485,994
Closed -$2.99M
EXD
158
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
– –
-90,207
Closed -$793K
FIV
159
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
– –
-68,098
Closed -$633K
VTA
160
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
– –
-82,045
Closed -$941K
EFF
161
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
– –
-63,608
Closed -$1.01M
DUC
162
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
– –
-75,390
Closed -$633K
EGIF
163
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
– –
-107,779
Closed -$1.64M
TSLF
164
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
– –
-42,566
Closed -$708K
INB
165
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
– –
-168,884
Closed -$1.57M
LOR
166
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
– –
-53,096
Closed -$554K
MSF
167
DELISTED
Morgan Stanley Emerging Mkts Fd
MSF
– –
-17,892
Closed -$279K
KST
168
DELISTED
Deutsche Strategic Income Trust
KST
– –
-22,973
Closed -$289K
MSP
169
DELISTED
Madison Strategic Sector
MSP
– –
-61,545
Closed -$732K
KMM
170
DELISTED
Deutsche Multi-Market Incm Trust
KMM
– –
-166,193
Closed -$1.49M
IID
171
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
– –
-34,658
Closed -$221K
JDD
172
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
– –
-34,841
Closed -$380K
3 4 5 6
7

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OPW
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SA
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JWM
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SGF
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FPL
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SFCM
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SAMT
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Shaker Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Shaker Financial Services held 172 positions worth $177M, down 15% from $208M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Shaker Financial Services's Q4 2018 filing shows 50 new, 26 increased, 44 reduced and 50 closed positions. Its largest new stake was Nuveen Tax-Advantaged Total Return Strategy Fund: 584,437 shares worth $5.93M. The largest sale was Source Capital, an estimated $8.17M.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, down from 7.9% a quarter earlier, followed by Real Estate.

  • Shaker Financial Services's largest Q4 2018 buy was Nuveen Tax-Advantaged Total Return Strategy Fund: 584,437 shares worth $5.93M.
  • Shaker Financial Services added most to NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND in Q4 2018, an estimated $5.03M increase.
  • Shaker Financial Services's biggest Q4 2018 reduction was Source Capital, cutting an estimated $8.17M.
  • Shaker Financial Services fully exited Eaton Vance Limited Duration Income Fund in Q4 2018, selling an estimated $4.32M.
  • Shaker Financial Services's ten largest holdings make up 29% of its $177M portfolio in Q4 2018.
  • Shaker Financial Services opened 50 new positions and closed 50 in Q4 2018.
  • Shaker Financial Services's portfolio value fell 15% quarter-over-quarter to $177M.

Based on Shaker Financial Services's 13F filing for Q4 2018, filed 4 Feb 2019.