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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$152M
AUM Growth
+$8.54M
Cap. Flow
+$6.53M
Cap. Flow %
4.29%
Top 10 Hldgs %
23.7%
Holding
186
New
31
Increased
56
Reduced
42
Closed
51

Top Buys

Rank Stock Value
1
KIO
KKR Income Opportunities Fund
KIO
+$2.29M
2
TY icon
TRI-Continental Corp
TY
+$2.18M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
+$1.98M
4
ETO
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
+$1.5M
5
USA icon
Liberty All-Star Equity Fund
USA
+$1.43M

Top Sells

Rank Stock Value
1
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$2.62M
2
GLV
Clough Global Dividend & Income Fund
GLV
+$1.63M
3
STK
Columbia Seligman Premium Technology Growth Fund
STK
+$1.6M
4
ISD
PGIM High Yield Bond Fund
ISD
+$1.59M
5
EOD
Allspring Global Dividend Opportunity Fund
EOD
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 6.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FCO
151
DELISTED
abrdn Global Income Fund
FCO
– –
-31,724
Closed -$330K
FCT
152
First Trust Senior Floating Rate Income Fund II
FCT
$251M
– –
-14,455
Closed -$210K
FMY
153
First Trust Mortgage Income Fund
FMY
$49M
– –
-10,588
Closed -$165K
GLV
154
Clough Global Dividend & Income Fund
GLV
$78.1M
– –
-106,229
Closed -$1.63M
HIO
155
Western Asset High Income Opportunity Fund
HIO
$336M
– –
-39,695
Closed -$235K
HQL
156
abrdn Life Sciences Investors
HQL
$581M
– –
-52,133
Closed -$1.07M
ISD
157
PGIM High Yield Bond Fund
ISD
$415M
– –
-91,408
Closed -$1.59M
JCE icon
158
Nuveen Core Equity Alpha Fund
JCE
$279M
– –
-153,992
Closed -$2.62M
JHS
159
John Hancock Income Securities Trust
JHS
$127M
– –
-17,079
Closed -$244K
JLS icon
160
Nuveen Mortgage and Income Fund
JLS
$94.5M
– –
-20,022
Closed -$463K
JRI icon
161
Nuveen Real Asset Income & Growth Fund
JRI
$356M
– –
-26,874
Closed -$450K
LGI
162
Lazard Global Total Return & Income Fund
LGI
$236M
– –
-13,812
Closed -$243K
MCR
163
DELISTED
MFS Charter Income Trust
MCR
– –
-65,533
Closed -$593K
NHS
164
Neuberger High Yield Strategies Fund Inc
NHS
$251M
– –
-96,302
Closed -$1.28M
PHD
165
DELISTED
Pioneer Floating Rate Fund
PHD
– –
-55,147
Closed -$701K
QQQX icon
166
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
– –
-47,614
Closed -$848K
RQI icon
167
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
– –
-18,100
Closed -$172K
SABA
168
Saba Capital Income & Opportunities Fund II
SABA
$220M
– –
-29,067
Closed -$462K
EGF
169
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
– –
-21,328
Closed -$298K
JPS
170
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-50,726
Closed -$413K
FEO
171
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
– –
-11,641
Closed -$210K
GGM
172
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
– –
-45,888
Closed -$1.03M
DUC
173
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
– –
-79,825
Closed -$801K
LCM
174
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
– –
-12,909
Closed -$131K
AGC
175
DELISTED
Advent Claymore Conv Sec & Incme
AGC
– –
-118,577
Closed -$863K
4 5 6
7
8

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Shaker Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Shaker Financial Services held 186 positions worth $152M, up 5.9% from $144M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Shaker Financial Services deployed $6.53M of net new capital in Q1 2014, opening 31 new positions and adding to 56 existing holdings. Its largest new stake was Gabelli Dividend & Income Trust: 96,516 shares worth $2.01M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 4.1% a quarter earlier.

On the sell side, the largest reduction was Columbia Seligman Premium Technology Growth Fund, an estimated $1.6M trimmed.

  • Shaker Financial Services's largest Q1 2014 buy was Gabelli Dividend & Income Trust: 96,516 shares worth $2.01M.
  • Shaker Financial Services added most to KKR Income Opportunities Fund in Q1 2014, an estimated $2.29M increase.
  • Shaker Financial Services's biggest Q1 2014 reduction was Columbia Seligman Premium Technology Growth Fund, cutting an estimated $1.6M.
  • Shaker Financial Services fully exited Nuveen Core Equity Alpha Fund in Q1 2014, selling an estimated $2.62M.
  • Shaker Financial Services's ten largest holdings make up 24% of its $152M portfolio in Q1 2014.
  • Shaker Financial Services opened 31 new positions and closed 51 in Q1 2014.
  • Shaker Financial Services's portfolio value rose 5.9% quarter-over-quarter to $152M.

Based on Shaker Financial Services's 13F filing for Q1 2014, filed 7 May 2014.