SFS

Shaker Financial Services Portfolio holdings

AUM $276M
1-Year Return 4.03%
This Quarter Return
+1.34%
1 Year Return
+4.03%
3 Year Return
+7.48%
5 Year Return
+3.68%
10 Year Return
-22.56%
AUM
$152M
AUM Growth
+$8.54M
Cap. Flow
+$6.62M
Cap. Flow %
4.35%
Top 10 Hldgs %
23.7%
Holding
186
New
31
Increased
56
Reduced
42
Closed
51

Top Buys

1
KIO
KKR Income Opportunities Fund
KIO
$2.26M
2
TY icon
TRI-Continental Corp
TY
$2.22M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
$2.01M
4
ETO
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
$1.51M
5
USA icon
Liberty All-Star Equity Fund
USA
$1.44M

Top Sells

1
JCE icon
Nuveen Core Equity Alpha Fund
JCE
$2.62M
2
STK
Columbia Seligman Premium Technology Growth Fund
STK
$1.66M
3
GLV
Clough Global Dividend & Income Fund
GLV
$1.63M
4
EOD
Allspring Global Dividend Opportunity Fund
EOD
$1.63M
5
ISD
PGIM High Yield Bond Fund
ISD
$1.59M

Sector Composition

1 Financials 3.47%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FCO
151
abrdn Global Income Fund
FCO
$89.5M
– –
-31,724
Closed -$330K
FCT
152
First Trust Senior Floating Rate Income Fund II
FCT
$263M
– –
-14,455
Closed -$210K
FMY
153
First Trust Mortgage Income Fund
FMY
$51.6M
– –
-10,588
Closed -$165K
GLV
154
Clough Global Dividend & Income Fund
GLV
$72.2M
– –
-106,229
Closed -$1.63M
HIO
155
Western Asset High Income Opportunity Fund
HIO
$375M
– –
-39,695
Closed -$235K
HQL
156
abrdn Life Sciences Investors
HQL
$413M
– –
-52,133
Closed -$1.07M
ISD
157
PGIM High Yield Bond Fund
ISD
$486M
– –
-91,408
Closed -$1.59M
JCE icon
158
Nuveen Core Equity Alpha Fund
JCE
$265M
– –
-153,992
Closed -$2.62M
JHS
159
John Hancock Income Securities Trust
JHS
$135M
– –
-17,079
Closed -$244K
JLS icon
160
Nuveen Mortgage and Income Fund
JLS
$103M
– –
-20,022
Closed -$463K
JRI icon
161
Nuveen Real Asset Income & Growth Fund
JRI
$373M
– –
-26,874
Closed -$450K
LGI
162
Lazard Global Total Return & Income Fund
LGI
$230M
– –
-13,812
Closed -$243K
MCR
163
MFS Charter Income Trust
MCR
$268M
– –
-65,533
Closed -$593K
NHS
164
Neuberger Berman High Yield Strategies Fund
NHS
$230M
– –
-96,302
Closed -$1.28M
PHD
165
Pioneer Floating Rate Fund
PHD
$123M
– –
-55,147
Closed -$701K
QQQX icon
166
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.33B
– –
-47,614
Closed -$848K
RQI icon
167
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
– –
-18,100
Closed -$172K
SABA
168
Saba Capital Income & Opportunities Fund II
SABA
$257M
– –
-29,067
Closed -$462K
EGF
169
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
– –
-21,328
Closed -$298K
JPS
170
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-50,726
Closed -$413K
FEO
171
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
– –
-11,641
Closed -$210K
GGM
172
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
– –
-45,888
Closed -$1.03M
DUC
173
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
– –
-79,825
Closed -$801K
LCM
174
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
– –
-12,909
Closed -$131K
AGC
175
DELISTED
Advent Claymore Conv Sec & Incme
AGC
– –
-118,577
Closed -$863K
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