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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$144M
AUM Growth
+$8.92M
Cap. Flow
+$6.18M
Cap. Flow %
4.3%
Top 10 Hldgs %
20.41%
Holding
205
New
46
Increased
53
Reduced
55
Closed
50

Top Buys

Rank Stock Value
1
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$2.58M
2
PFL
PIMCO Income Strategy Fund
PFL
+$2.4M
3
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
+$2.11M
4
KMM
Deutsche Multi-Market Incm Trust
KMM
+$1.8M
5
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$1.72M

Top Sells

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$2.52M
2
ASG
Liberty All-Star Growth Fund
ASG
+$1.96M
3
HTD
John Hancock Tax-Advantaged Dividend Income Fund
HTD
+$1.95M
4
PDI icon
PIMCO Dynamic Income Fund
PDI
+$1.69M
5
CHW
Calamos Global Dynamic Income Fund
CHW
+$1.68M

Sector Composition

Rank Sector Weight
1 Financials 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCM
151
DELISTED
Advent/Claymore Enhanced Gth & F
LCM
$131K 0.09%
+12,909
New +$128K
FAX
152
abrdn Asia-Pacific Income Fund
FAX
$599M
$104K 0.07%
3,000
-6,208
-67% -$228K
GPM
153
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$102K 0.07%
+11,506
New +$102K
AGD
154
abrdn Global Dynamic Dividend Fund
AGD
$318M
$70K 0.05%
+8,331
New +$82.3K
NRO
155
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
$62K 0.04%
14,855
-32,749
-69% -$140K
AOD
156
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
– –
-85,873
Closed -$690K
ASG
157
Liberty All-Star Growth Fund
ASG
$328M
– –
-397,607
Closed -$1.96M
AVK
158
Advent Convertible and Income Fund
AVK
$547M
– –
-19,154
Closed -$328K
BGR icon
159
BlackRock Energy and Resources Trust
BGR
$421M
– –
-29,208
Closed -$754K
BOE icon
160
BlackRock Enhanced Global Dividend Trust
BOE
$673M
– –
-88,622
Closed -$1.24M
BWG
161
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
– –
-27,906
Closed -$467K
CHW
162
Calamos Global Dynamic Income Fund
CHW
$530M
– –
-196,782
Closed -$1.68M
CIF
163
DELISTED
MFS Intermediate High Income Fund
CIF
– –
-19,500
Closed -$54K
CII icon
164
BlackRock Enhanced Captial and Income Fund
CII
$988M
– –
-49,996
Closed -$647K
EDD
165
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$375M
– –
-37,373
Closed -$527K
FFA
166
First Trust Enhanced Equity Income Fund
FFA
$450M
– –
-18,299
Closed -$227K
GDO
167
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.1M
– –
-35,451
Closed -$631K
GLQ
168
Clough Global Equity Fund
GLQ
$152M
– –
-13,217
Closed -$199K
GRX
169
Gabelli Healthcare & Wellness Trust
GRX
$144M
– –
-66,299
Closed -$657K
HQH
170
abrdn Healthcare Investors
HQH
$1.25B
– –
-18,280
Closed -$429K
HTD
171
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
– –
-111,843
Closed -$1.95M
IGI
172
Western Asset Investment Grade Defined Opportunity Trust
IGI
$93.9M
– –
-19,717
Closed -$387K
IGR
173
CBRE Global Real Estate Income Fund
IGR
$709M
– –
-49,674
Closed -$402K
MGF
174
Aberdeen Government Markets Income Fund
MGF
$91.6M
– –
-71,068
Closed -$403K
MMT
175
Aberdeen Multi-Market Income Fund
MMT
$236M
– –
-11,600
Closed -$77K
5 6
7
8 9

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JWM
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SGF
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SFCM
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SAMT
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Shaker Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Shaker Financial Services held 205 positions worth $144M, up 6.6% from $135M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Shaker Financial Services deployed $6.18M of net new capital in Q4 2013, opening 46 new positions and adding to 53 existing holdings. Its largest new stake was PIMCO Income Strategy Fund: 207,711 shares worth $2.35M.

By sector, the portfolio is most concentrated in Financials at 4.1% of assets, down from 6% a quarter earlier.

On the sell side, the largest reduction was COHEN & STEERS DIV MAJORS FUND INC, an estimated $1.61M trimmed.

  • Shaker Financial Services's largest Q4 2013 buy was PIMCO Income Strategy Fund: 207,711 shares worth $2.35M.
  • Shaker Financial Services added most to NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND in Q4 2013, an estimated $2.58M increase.
  • Shaker Financial Services's biggest Q4 2013 reduction was COHEN & STEERS DIV MAJORS FUND INC, cutting an estimated $1.61M.
  • Shaker Financial Services fully exited High Income Securities Fund in Q4 2013, selling an estimated $2.52M.
  • Shaker Financial Services's ten largest holdings make up 20% of its $144M portfolio in Q4 2013.
  • Shaker Financial Services opened 46 new positions and closed 50 in Q4 2013.
  • Shaker Financial Services's portfolio value rose 6.6% quarter-over-quarter to $144M.

Based on Shaker Financial Services's 13F filing for Q4 2013, filed 6 Feb 2014.