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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$135M
AUM Growth
-$1.06M
Cap. Flow
-$670K
Cap. Flow %
-0.5%
Top 10 Hldgs %
21.18%
Holding
187
New
36
Increased
56
Reduced
62
Closed
28

Top Buys

Rank Stock Value
1
BGX
Blackstone Long-Short Credit Income Fund
BGX
+$1.89M
2
IGA
Voya Global Advantage and Premium Opportunity Fund
IGA
+$1.85M
3
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$1.59M
4
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$1.49M
5
GLO
Clough Global Opportunities Fund
GLO
+$1.46M

Top Sells

Rank Stock Value
1
USA icon
Liberty All-Star Equity Fund
USA
+$2.71M
2
FAV
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
+$2.64M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
+$2.12M
4
SWZ
Swiss Helvetia Fund
SWZ
+$1.95M
5
CET
Central Securities Corp
CET
+$1.8M

Sector Composition

Rank Sector Weight
1 Financials 6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOF icon
151
Cohen & Steers Closed End Opportunity Fund
FOF
$377M
$167K 0.12%
+13,550
New +$172K
CMK
152
DELISTED
MFS HIGH INCOME MUNI TR I
CMK
$153K 0.11%
+19,082
New +$154K
EMD
153
DELISTED
Western Asset Emerging Markets
EMD
$149K 0.11%
11,911
-1,179
-9% -$14.7K
HIH
154
DELISTED
HELIOS HIGH INCOME FD, INC
HIH
$97K 0.07%
11,629
-65,433
-85% -$524K
JEQ
155
DELISTED
abrdn Japan Equity Fund
JEQ
$88K 0.07%
12,936
-17,841
-58% -$119K
MMT
156
Aberdeen Multi-Market Income Fund
MMT
$237M
$77K 0.06%
+11,600
New +$75.1K
MRF
157
DELISTED
AMERICAN INCOME FUND
MRF
$75K 0.06%
+10,152
New +$75.5K
CIF
158
DELISTED
MFS Intermediate High Income Fund
CIF
$54K 0.04%
19,500
-43,099
-69% -$119K
DSU icon
159
BlackRock Debt Strategies Fund
DSU
$591M
$43K 0.03%
3,557
-8,895
-71% -$107K
BGY icon
160
BlackRock Enhanced International Dividend Trust
BGY
$524M
– –
-197,315
Closed -$1.45M
BHK icon
161
BlackRock Core Bond Trust
BHK
$648M
– –
-121,708
Closed -$1.6M
BME icon
162
BlackRock Health Sciences Trust
BME
$563M
– –
-6,708
Closed -$208K
EHI
163
Western Asset Global High Income Fund
EHI
$175M
– –
-13,000
Closed -$159K
EVV
164
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
– –
-80,198
Closed -$1.28M
HPI
165
John Hancock Preferred Income Fund
HPI
$428M
– –
-17,828
Closed -$371K
HPS
166
John Hancock Preferred Income Fund III
HPS
$456M
– –
-53,745
Closed -$979K
HYI
167
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
– –
-51,348
Closed -$908K
HYT icon
168
BlackRock Corporate High Yield Fund
HYT
$1.36B
– –
-39,262
Closed -$470K
PFL
169
PIMCO Income Strategy Fund
PFL
$384M
– –
-36,139
Closed -$432K
PFN
170
PIMCO Income Strategy Fund II
PFN
$698M
– –
-33,000
Closed -$347K
PIM
171
Franklin Master Intermediate Income Trust
PIM
$150M
– –
-259,079
Closed -$1.29M
SPXX icon
172
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
– –
-16,608
Closed -$229K
SWZ
173
Swiss Helvetia Fund
SWZ
$76.5M
– –
-158,442
Closed -$1.95M
TEI
174
Templeton Emerging Markets Income Fund
TEI
$314M
– –
-13,600
Closed -$203K
FSD
175
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
– –
-11,857
Closed -$208K
4 5 6
7
8

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Shaker Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Shaker Financial Services held 187 positions worth $135M, down 0.78% from $136M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Shaker Financial Services's Q3 2013 filing shows 36 new, 56 increased, 62 reduced and 28 closed positions. Its largest new stake was Blackstone Long-Short Credit Income Fund: 103,134 shares worth $1.91M. The largest sale was Liberty All-Star Equity Fund, an estimated $2.71M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 3.6% a quarter earlier.

  • Shaker Financial Services's largest Q3 2013 buy was Blackstone Long-Short Credit Income Fund: 103,134 shares worth $1.91M.
  • Shaker Financial Services added most to Calamos Strategic Total Return Fund in Q3 2013, an estimated $1.59M increase.
  • Shaker Financial Services's biggest Q3 2013 reduction was Liberty All-Star Equity Fund, cutting an estimated $2.71M.
  • Shaker Financial Services fully exited Swiss Helvetia Fund in Q3 2013, selling an estimated $1.95M.
  • Shaker Financial Services's ten largest holdings make up 21% of its $135M portfolio in Q3 2013.
  • Shaker Financial Services opened 36 new positions and closed 28 in Q3 2013.
  • Shaker Financial Services's portfolio value fell 0.78% quarter-over-quarter to $135M.

Based on Shaker Financial Services's 13F filing for Q3 2013, filed 1 Nov 2013.