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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-5.17%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$215M
AUM Growth
-$14.4M
Cap. Flow
-$3.45M
Cap. Flow %
-1.61%
Top 10 Hldgs %
27.75%
Holding
181
New
22
Increased
60
Reduced
54
Closed
26

Top Buys

Rank Stock Value
1
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$3.09M
2
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$2.91M
3
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
+$1.73M
4
PDT
John Hancock Premium Dividend Fund
PDT
+$1.72M
5
USA icon
Liberty All-Star Equity Fund
USA
+$1.68M

Top Sells

Rank Stock Value
1
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$2.98M
2
NSL
NUVEEN SENIOR INCM FD
NSL
+$2.63M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$2.35M
4
SOR
Source Capital
SOR
+$2.16M
5
FFA
First Trust Enhanced Equity Income Fund
FFA
+$2.1M

Sector Composition

Rank Sector Weight
1 Financials 6.28%
2 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFP
126
Flaherty & Crumrine Dynamic Preferred and Income Fund
DFP
$427M
$308K 0.14%
+18,337
New +$321K
TEAF
127
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
$303K 0.14%
25,317
-80,614
-76% -$1.01M
EMF
128
Templeton Emerging Markets Fund
EMF
$317M
$303K 0.14%
26,752
– –
EHI
129
Western Asset Global High Income Fund
EHI
$175M
$300K 0.14%
+45,104
New +$324K
FDEU
130
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$298K 0.14%
24,053
-9,000
-27% -$117K
KF
131
Korea Fund
KF
$231M
$268K 0.12%
12,746
– –
HQH
132
abrdn Healthcare Investors
HQH
$1.25B
$263K 0.12%
16,941
– –
DCF
133
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$263K 0.12%
33,936
+11,957
+54% +$92.4K
IAF
134
abrdn Australia Equity Fund
IAF
$122M
$263K 0.12%
22,198
– –
FT
135
Franklin Universal Trust
FT
$199M
$260K 0.12%
40,912
-8,070
-16% -$54.7K
FCT
136
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$247K 0.12%
24,676
-82,019
-77% -$821K
HPI
137
John Hancock Preferred Income Fund
HPI
$430M
$236K 0.11%
16,201
-54,829
-77% -$832K
WDI
138
Western Asset Diversified Income Fund
WDI
$680M
$230K 0.11%
17,190
-39,372
-70% -$537K
PSF icon
139
Cohen & Steers Select Preferred & Income Fund
PSF
$234M
$226K 0.11%
+12,485
New +$227K
FAM
140
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$225K 0.1%
+39,426
New +$238K
QQQ icon
141
Invesco QQQ Trust
QQQ
$453B
$225K 0.1%
626
– –
CIK
142
Credit Suisse Asset Management Income Fund
CIK
$134M
$211K 0.1%
+81,332
New +$232K
ADBE icon
143
Adobe
ADBE
$99.5B
$204K 0.1%
+400
New +$210K
PGP
144
PIMCO Global StockPLUS & Income Fund
PGP
$98.1M
$203K 0.09%
+30,611
New +$220K
TBLD
145
Thornburg Income Builder Opportunities Trust
TBLD
$703M
$173K 0.08%
11,862
-5,638
-32% -$85.6K
NCZ
146
Virtus Convertible & Income Fund II
NCZ
$294M
$169K 0.08%
15,063
-15,787
-51% -$187K
MIN
147
Aberdeen Intermediate Income Fund
MIN
$274M
$169K 0.08%
+63,035
New +$172K
DSL
148
DoubleLine Income Solutions Fund
DSL
$1.22B
$144K 0.07%
+12,300
New +$147K
AOD
149
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$141K 0.07%
+18,647
New +$150K
BGB
150
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$132K 0.06%
+12,000
New +$133K
4 5
6
7 8

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SA
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JWM
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SGF
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FPL
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SFCM
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SAMT
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Shaker Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Shaker Financial Services held 181 positions worth $215M, down 6.3% from $229M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Shaker Financial Services's Q3 2023 filing shows 22 new, 60 increased, 54 reduced and 26 closed positions. Its largest new stake was John Hancock Premium Dividend Fund: 162,284 shares worth $1.56M. The largest sale was Nuveen Dow 30SM Dynamic Overwrite Fund, an estimated $2.98M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, down from 6.9% a quarter earlier, followed by Technology.

  • Shaker Financial Services's largest Q3 2023 buy was John Hancock Premium Dividend Fund: 162,284 shares worth $1.56M.
  • Shaker Financial Services added most to Eaton Vance Tax-Advantaged Global Dividend Income Fund in Q3 2023, an estimated $3.09M increase.
  • Shaker Financial Services's biggest Q3 2023 reduction was Nuveen Dow 30SM Dynamic Overwrite Fund, cutting an estimated $2.98M.
  • Shaker Financial Services fully exited NUVEEN SENIOR INCM FD in Q3 2023, selling an estimated $2.63M.
  • Shaker Financial Services's ten largest holdings make up 28% of its $215M portfolio in Q3 2023.
  • Shaker Financial Services opened 22 new positions and closed 26 in Q3 2023.
  • Shaker Financial Services's portfolio value fell 6.3% quarter-over-quarter to $215M.

Based on Shaker Financial Services's 13F filing for Q3 2023, filed 2 Nov 2023.