We are live on ! Find out more
SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-2.92%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$250M
AUM Growth
-$19.9M
Cap. Flow
-$13.1M
Cap. Flow %
-5.23%
Top 10 Hldgs %
26.82%
Holding
176
New
19
Increased
47
Reduced
63
Closed
36

Top Buys

Rank Stock Value
1
GDV icon
Gabelli Dividend & Income Trust
GDV
+$4.48M
2
ASG
Liberty All-Star Growth Fund
ASG
+$4.35M
3
SPXX icon
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
+$3.99M
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$3.38M
5
DEX
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
+$2.89M

Top Sells

Rank Stock Value
1
EOS
Eaton Vance Enhance Equity Income Fund II
EOS
+$4.84M
2
SPE
Special Opportunities Fund
SPE
+$3.86M
3
GLQ
Clough Global Equity Fund
GLQ
+$3.73M
4
EAD
Allspring Income Opportunities Fund
EAD
+$3.01M
5
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$2.95M

Sector Composition

Rank Sector Weight
1 Financials 4.38%
2 Technology 0.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JLS icon
126
Nuveen Mortgage and Income Fund
JLS
$94.5M
$249K 0.1%
12,024
-8,626
-42% -$182K
JHI
127
John Hancock Investors Trust
JHI
$116M
$248K 0.1%
13,302
-3,109
-19% -$58.7K
AEF
128
abrdn Emerging Markets Equity Income Fund
AEF
$356M
$240K 0.1%
28,809
– –
CPZ
129
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$259M
$237K 0.09%
11,624
-12,567
-52% -$254K
VLT icon
130
Invesco High Income Trust II
VLT
$64.9M
$235K 0.09%
16,091
-968
-6% -$14.4K
ADBE icon
131
Adobe
ADBE
$99.5B
$230K 0.09%
400
– –
HEQ
132
John Hancock Hedged Equity & Income Fund
HEQ
$137M
$227K 0.09%
+18,120
New +$241K
MXF
133
Mexico Fund
MXF
$314M
$206K 0.08%
13,861
– –
EOD
134
Allspring Global Dividend Opportunity Fund
EOD
$279M
$204K 0.08%
37,000
-44,583
-55% -$259K
JMM icon
135
Nuveen Multi-Market Income Fund
JMM
$54.6M
$161K 0.06%
21,438
+7,938
+59% +$59.2K
JEQ
136
DELISTED
abrdn Japan Equity Fund
JEQ
$143K 0.06%
14,700
– –
AWP
137
abrdn Global Premier Properties Fund
AWP
$372M
$138K 0.06%
7,600
-32,487
-81% -$641K
IGD
138
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$106K 0.04%
18,000
-11,678
-39% -$70.7K
GNT
139
GAMCO Natural Resources, Gold & Income Trust
GNT
$135M
$74K 0.03%
14,685
– –
FINS.RT
140
DELISTED
Angel Oak Financial Strategies Income Term Trust Rights (expires October 14, 2021)
FINS.RT
$30K 0.01%
+139,680
New +$34.1K
ACP
141
abrdn Income Credit Strategies Fund
ACP
$635M
– –
-182,738
Closed -$2.03M
ARDC
142
Are Dynamic Credit Allocation Fund
ARDC
$297M
– –
-13,143
Closed -$213K
AVK
143
Advent Convertible and Income Fund
AVK
$547M
– –
-50,506
Closed -$948K
BGX
144
Blackstone Long-Short Credit Income Fund
BGX
$136M
– –
-59,901
Closed -$906K
BSL
145
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$169M
– –
-53,003
Closed -$867K
EDD
146
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$375M
– –
-111,333
Closed -$681K
EFR
147
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
– –
-91,835
Closed -$1.3M
EOS
148
Eaton Vance Enhance Equity Income Fund II
EOS
$1.13B
– –
-207,913
Closed -$4.84M
ERC
149
Allspring Multi-Sector Income Fund
ERC
$256M
– –
-110,837
Closed -$1.42M
ETG
150
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.8B
– –
-140,652
Closed -$2.95M
4 5
6
7 8

Similar funds

FPWM
FSB Premier Wealth Management Waterloo, Iowa $319M AUM 15.64% 1-Year Est. Return
OPW
Oxler Private Wealth Rye Brook, New York $319M AUM 20.31% 1-Year Est. Return
SA
SAM Advisors Oakhurst, California $319M AUM 17.08% 1-Year Est. Return
JWM
Jeppson Wealth Management Manhattan Beach, California $319M AUM 27.26% 1-Year Est. Return
SGF
Stephens Greth Foundation Dallas, Texas $320M AUM
FPL
Fortress Private Ledger Raleigh, North Carolina $320M AUM 45.16% 1-Year Est. Return
SFCM
Seven Fleet Capital Management Mountain View, California $318M AUM
SAMT
Select Asset Management & Trust Mechanicsburg, Pennsylvania $320M AUM 18.83% 1-Year Est. Return

Shaker Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Shaker Financial Services held 176 positions worth $250M, down 7.4% from $270M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Shaker Financial Services withdrew a net $13.1M in Q3 2021, closing 36 positions and reducing 63 holdings. Its most notable exit was Eaton Vance Enhance Equity Income Fund II, an estimated $4.84M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.4% of assets, down from 4.8% a quarter earlier, followed by Technology.

Against the trend, Shaker Financial Services opened a new position in Liberty All-Star Growth Fund worth $4.32M.

  • Shaker Financial Services's largest Q3 2021 buy was Liberty All-Star Growth Fund: 500,753 shares worth $4.32M.
  • Shaker Financial Services added most to Gabelli Dividend & Income Trust in Q3 2021, an estimated $4.48M increase.
  • Shaker Financial Services's biggest Q3 2021 reduction was Allspring Income Opportunities Fund, cutting an estimated $3.01M.
  • Shaker Financial Services fully exited Eaton Vance Enhance Equity Income Fund II in Q3 2021, selling an estimated $4.84M.
  • Shaker Financial Services's ten largest holdings make up 27% of its $250M portfolio in Q3 2021.
  • Shaker Financial Services opened 19 new positions and closed 36 in Q3 2021.
  • Shaker Financial Services's portfolio value fell 7.4% quarter-over-quarter to $250M.

Based on Shaker Financial Services's 13F filing for Q3 2021, filed 2 Nov 2021.