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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+11.58%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$240M
AUM Growth
+$52.7M
Cap. Flow
+$28.9M
Cap. Flow %
12.05%
Top 10 Hldgs %
20.6%
Holding
198
New
44
Increased
70
Reduced
48
Closed
33

Top Buys

Rank Stock Value
1
DSL
DoubleLine Income Solutions Fund
DSL
+$3.71M
2
SOR
Source Capital
SOR
+$3.57M
3
FINS
Angel Oak Financial Strategies Income Term Trust
FINS
+$3.05M
4
STEW
SRH Total Return Fund
STEW
+$3.02M
5
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$2.99M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.86M
2
TY icon
TRI-Continental Corp
TY
+$3.83M
3
HIX
Western Asset High Income Fund II
HIX
+$2.69M
4
RMT
Royce Micro-Cap Trust
RMT
+$1.96M
5
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$1.74M

Sector Composition

Rank Sector Weight
1 Miscellaneous 93.44%
2 Financials 6.47%
3 Technology 0.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSL
126
DELISTED
NUVEEN SENIOR INCM FD
NSL
$430K 0.18%
+82,900
New +$412K
IAF
127
abrdn Australia Equity Fund
IAF
$122M
$428K 0.18%
27,091
+7,125
+36% +$105K
MGU
128
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$418K 0.17%
+20,589
New +$396K
BIT icon
129
BlackRock Multi-Sector Income Trust
BIT
$656M
$416K 0.17%
23,722
-13,342
-36% -$220K
AFT
130
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$405K 0.17%
28,094
-9,009
-24% -$121K
HIO
131
Western Asset High Income Opportunity Fund
HIO
$323M
$388K 0.16%
78,438
+27,382
+54% +$136K
HQL
132
abrdn Life Sciences Investors
HQL
$590M
$369K 0.15%
18,696
– –
GAM
133
General American Investors Company
GAM
$1.54B
$358K 0.15%
9,630
-19,005
-66% -$674K
AVK
134
Advent Convertible and Income Fund
AVK
$523M
$324K 0.14%
+20,154
New +$297K
EVT icon
135
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.09B
$316K 0.13%
13,356
-45,708
-77% -$985K
MMT
136
Aberdeen Multi-Market Income Fund
MMT
$239M
$313K 0.13%
51,234
-135,075
-73% -$800K
NIE
137
Virtus Equity & Convertible Income Fund
NIE
$693M
$310K 0.13%
10,953
-2,249
-17% -$59.4K
EDD
138
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$360M
$303K 0.13%
+48,134
New +$287K
JOF
139
Japan Smaller Capitalization Fund
JOF
$345M
$303K 0.13%
33,543
+21,013
+168% +$187K
PAI
140
Western Asset Investment Grade Income Fund
PAI
$111M
$293K 0.12%
+18,430
New +$284K
NCV
141
Virtus Convertible & Income Fund
NCV
$352M
$269K 0.11%
11,709
-9,504
-45% -$195K
ARDC
142
Are Dynamic Credit Allocation Fund
ARDC
$289M
$257K 0.11%
18,012
-46,443
-72% -$618K
HYI
143
Western Asset High Yield Opportunity Fund Inc
HYI
$130M
$253K 0.11%
16,439
-29,100
-64% -$430K
NCZ
144
Virtus Convertible & Income Fund II
NCZ
$282M
$248K 0.1%
12,193
-1,882
-13% -$34.2K
HTD
145
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$859M
$247K 0.1%
11,759
-12,400
-51% -$253K
JRS icon
146
Nuveen Real Estate Income Fund
JRS
$225M
$247K 0.1%
+29,209
New +$236K
ETG
147
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.75B
$234K 0.1%
12,823
-105,265
-89% -$1.72M
JPS
148
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$233K 0.1%
23,900
-24,100
-50% -$222K
EGF
149
DELISTED
Blackrock Enhanced Government Fund, Inc.
EGF
$232K 0.1%
+17,211
New +$225K
IGI
150
Western Asset Investment Grade Defined Opportunity Trust
IGI
$91.7M
$215K 0.09%
+9,635
New +$205K
4 5
6
7 8

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Shaker Financial Services's Q4 2020 Portfolio in Review

As of Q4 2020, Shaker Financial Services held 198 positions worth $240M, up 28% from $187M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Shaker Financial Services deployed $28.9M of net new capital in Q4 2020, opening 44 new positions and adding to 70 existing holdings. Its largest new stake was Source Capital: 92,511 shares worth $3.69M.

By sector, the portfolio is most concentrated in Miscellaneous at 93% of assets, up from 89% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $6.86M trimmed.

  • Shaker Financial Services's largest Q4 2020 buy was Source Capital: 92,511 shares worth $3.69M.
  • Shaker Financial Services added most to DoubleLine Income Solutions Fund in Q4 2020, an estimated $3.71M increase.
  • Shaker Financial Services's biggest Q4 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $6.86M.
  • Shaker Financial Services fully exited Western Asset High Income Fund II in Q4 2020, selling an estimated $2.69M.
  • Shaker Financial Services's ten largest holdings make up 21% of its $240M portfolio in Q4 2020.
  • Shaker Financial Services opened 44 new positions and closed 33 in Q4 2020.
  • Shaker Financial Services's portfolio value rose 28% quarter-over-quarter to $240M.

Based on Shaker Financial Services's 13F filing for Q4 2020, filed 3 Feb 2021.