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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+4.23%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$218M
AUM Growth
+$21.5M
Cap. Flow
+$13.1M
Cap. Flow %
6.03%
Top 10 Hldgs %
36.4%
Holding
172
New
39
Increased
35
Reduced
70
Closed
26

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$22.8M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.88M
3
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$3.84M
4
HIX
Western Asset High Income Fund II
HIX
+$3.01M
5
EHI
Western Asset Global High Income Fund
EHI
+$2.9M

Top Sells

Rank Stock Value
1
GAM
General American Investors Company
GAM
+$4M
2
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$3.38M
3
SPE
Special Opportunities Fund
SPE
+$2.55M
4
IGD
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
+$2.3M
5
HEQ
John Hancock Hedged Equity & Income Fund
HEQ
+$2.23M

Sector Composition

Rank Sector Weight
1 Financials 5.03%
2 Real Estate 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETW
126
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
$229K 0.11%
22,043
-94,730
-81% -$953K
BGH
127
Barings Global Short Duration High Yield Fund
BGH
$282M
$223K 0.1%
+12,726
New +$217K
RSF
128
RiverNorth Capital and Income Fund
RSF
$58.8M
$218K 0.1%
+12,231
New +$222K
IGA
129
Voya Global Advantage and Premium Opportunity Fund
IGA
$157M
$214K 0.1%
20,381
-27,419
-57% -$285K
LDP icon
130
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$210K 0.1%
7,997
-13,806
-63% -$359K
IGD
131
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$201K 0.09%
32,402
-376,245
-92% -$2.3M
JFR icon
132
Nuveen Floating Rate Income Fund
JFR
$1.24B
$190K 0.09%
18,596
-20,446
-52% -$197K
JRS icon
133
Nuveen Real Estate Income Fund
JRS
$249M
$184K 0.08%
17,366
-8,679
-33% -$92.8K
MGF
134
Aberdeen Government Markets Income Fund
MGF
$91.6M
$179K 0.08%
+39,086
New +$179K
GNT
135
GAMCO Natural Resources, Gold & Income Trust
GNT
$135M
$172K 0.08%
+28,800
New +$170K
NCV
136
Virtus Convertible & Income Fund
NCV
$378M
$168K 0.08%
+7,325
New +$166K
BRW
137
Saba Capital Income & Opportunities Fund
BRW
$336M
$161K 0.07%
16,059
-69,967
-81% -$675K
BGY icon
138
BlackRock Enhanced International Dividend Trust
BGY
$524M
$152K 0.07%
25,890
-124,694
-83% -$693K
WEA
139
Western Asset Premier Bond Fund
WEA
$124M
$147K 0.07%
+10,015
New +$143K
FEO
140
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$147K 0.07%
+10,296
New +$142K
JEMD
141
DELISTED
Nuveen Emerging Markets Debt 2022 Target Term Fund, Common Shares of Beneficial Interest, $0.01 par value per share
JEMD
$136K 0.06%
+15,250
New +$134K
GLQ
142
Clough Global Equity Fund
GLQ
$152M
$125K 0.06%
10,367
-34,213
-77% -$404K
MFD
143
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$125K 0.06%
+11,695
New +$119K
IAE
144
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$91.8M
$96K 0.04%
11,247
-25,153
-69% -$209K
CIK
145
Credit Suisse Asset Management Income Fund
CIK
$134M
$87K 0.04%
27,055
-147,603
-85% -$470K
IAF
146
abrdn Australia Equity Fund
IAF
$122M
$80K 0.04%
4,937
– –
BCV
147
Bancroft Fund
BCV
$133M
– –
-9,490
Closed -$224K
BDJ icon
148
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
– –
-105,402
Closed -$968K
BXMX
149
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
– –
-258,626
Closed -$3.38M
CHW
150
Calamos Global Dynamic Income Fund
CHW
$530M
– –
-34,295
Closed -$268K
3 4 5
6
7

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SA
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JWM
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SGF
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FPL
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SFCM
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Shaker Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Shaker Financial Services held 172 positions worth $218M, up 11% from $196M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Shaker Financial Services deployed $13.1M of net new capital in Q4 2019, opening 39 new positions and adding to 35 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 21,345 shares worth $6.08M.

By sector, the portfolio is most concentrated in Financials at 5% of assets, up from 4.6% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was General American Investors Company, an estimated $4M trimmed.

  • Shaker Financial Services's largest Q4 2019 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 21,345 shares worth $6.08M.
  • Shaker Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $22.8M increase.
  • Shaker Financial Services's biggest Q4 2019 reduction was General American Investors Company, cutting an estimated $4M.
  • Shaker Financial Services fully exited Nuveen S&P 500 Buy-Write Income Fund in Q4 2019, selling an estimated $3.38M.
  • Shaker Financial Services's ten largest holdings make up 36% of its $218M portfolio in Q4 2019.
  • Shaker Financial Services opened 39 new positions and closed 26 in Q4 2019.
  • Shaker Financial Services's portfolio value rose 11% quarter-over-quarter to $218M.

Based on Shaker Financial Services's 13F filing for Q4 2019, filed 4 Feb 2020.