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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-0.2%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$196M
AUM Growth
+$3.82M
Cap. Flow
+$3.67M
Cap. Flow %
1.87%
Top 10 Hldgs %
31.97%
Holding
150
New
30
Increased
54
Reduced
42
Closed
17

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.3M
2
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$2.76M
3
STEW
SRH Total Return Fund
STEW
+$2.57M
4
GDV icon
Gabelli Dividend & Income Trust
GDV
+$2.28M
5
ERC
Allspring Multi-Sector Income Fund
ERC
+$2.13M

Top Sells

Rank Stock Value
1
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$4.6M
2
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$4.04M
3
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$4.04M
4
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$2.79M
5
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$2.7M

Sector Composition

Rank Sector Weight
1 Miscellaneous 95.45%
2 Financials 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STK
126
Columbia Seligman Premium Technology Growth Fund
STK
$917M
$217K 0.11%
+10,282
New +$215K
JHS
127
John Hancock Income Securities Trust
JHS
$121M
$202K 0.1%
13,923
-6,313
-31% -$91.6K
DCF
128
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$200K 0.1%
21,569
-8,282
-28% -$76.4K
HNW
129
DELISTED
Pioneer Diversified High Income Fund
HNW
$190K 0.1%
13,125
-4,900
-27% -$70.5K
JPS
130
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$158K 0.08%
16,000
-31,302
-66% -$304K
CIF
131
DELISTED
MFS Intermediate High Income Fund
CIF
$125K 0.06%
48,097
-202,008
-81% -$523K
LOR
132
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$113K 0.06%
+12,100
New +$116K
IAF
133
abrdn Australia Equity Fund
IAF
$122M
$77K 0.04%
+4,937
New +$78.4K
BGB
134
Blackstone Strategic Credit 2027 Term Fund
BGB
$500M
– –
-88,866
Closed -$1.3M
BTZ icon
135
BlackRock Credit Allocation Income Trust
BTZ
$896M
– –
-18,806
Closed -$244K
CHI
136
Calamos Convertible Opportunities and Income Fund
CHI
$965M
– –
-36,600
Closed -$384K
CHY
137
Calamos Convertible and High Income Fund
CHY
$967M
– –
-28,674
Closed -$316K
DIAX
138
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
– –
-229,212
Closed -$4.04M
DSL
139
DoubleLine Income Solutions Fund
DSL
$1.17B
– –
-77,999
Closed -$1.56M
EOD
140
Allspring Global Dividend Opportunity Fund
EOD
$275M
– –
-54,086
Closed -$296K
HYI
141
Western Asset High Yield Opportunity Fund Inc
HYI
$130M
– –
-20,648
Closed -$309K
ISD
142
PGIM High Yield Bond Fund
ISD
$397M
– –
-11,276
Closed -$165K
MMT
143
Aberdeen Multi-Market Income Fund
MMT
$239M
– –
-68,354
Closed -$399K
PPT
144
Franklin Premier Income Trust
PPT
$315M
– –
-27,242
Closed -$140K
VGI
145
Virtus Global Multi-Sector Income Fund
VGI
$78.7M
– –
-62,894
Closed -$796K
FDEU
146
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
– –
-36,798
Closed -$516K
JCO
147
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
– –
-30,000
Closed -$286K
BGIO
148
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
– –
-11,443
Closed -$108K
IID
149
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
– –
-79,485
Closed -$467K
JDD
150
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
– –
-44,720
Closed -$476K
2 3 4 5
6

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Shaker Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Shaker Financial Services held 150 positions worth $196M, up 2% from $192M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Shaker Financial Services's Q3 2019 filing shows 30 new, 54 increased, 42 reduced and 17 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 11,165 shares worth $3.31M. The largest sale was Eaton Vance Tax-Advantaged Global Dividend Income Fund, an estimated $4.6M.

By sector, the portfolio is most concentrated in Miscellaneous at 95% of assets, up from 95% a quarter earlier, followed by Financials.

  • Shaker Financial Services's largest Q3 2019 buy was State Street SPDR S&P 500 ETF Trust: 11,165 shares worth $3.31M.
  • Shaker Financial Services added most to Nuveen S&P 500 Buy-Write Income Fund in Q3 2019, an estimated $2.76M increase.
  • Shaker Financial Services's biggest Q3 2019 reduction was Eaton Vance Tax-Advantaged Global Dividend Income Fund, cutting an estimated $4.6M.
  • Shaker Financial Services fully exited Nuveen Dow 30SM Dynamic Overwrite Fund in Q3 2019, selling an estimated $4.04M.
  • Shaker Financial Services's ten largest holdings make up 32% of its $196M portfolio in Q3 2019.
  • Shaker Financial Services opened 30 new positions and closed 17 in Q3 2019.
  • Shaker Financial Services's portfolio value rose 2% quarter-over-quarter to $196M.

Based on Shaker Financial Services's 13F filing for Q3 2019, filed 30 Oct 2019.