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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+2.49%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$189M
AUM Growth
+$11M
Cap. Flow
+$6.3M
Cap. Flow %
3.34%
Top 10 Hldgs %
34.86%
Holding
126
New
23
Increased
44
Reduced
28
Closed
28

Top Buys

Rank Stock Value
1
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$5.86M
2
GDV icon
Gabelli Dividend & Income Trust
GDV
+$4.17M
3
CET
Central Securities Corp
CET
+$2.65M
4
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$2.53M
5
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$2.49M

Top Sells

Rank Stock Value
1
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$6.26M
2
USA icon
Liberty All-Star Equity Fund
USA
+$5.72M
3
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$5.4M
4
ADX icon
Adams Diversified Equity Fund
ADX
+$5.07M
5
ASG
Liberty All-Star Growth Fund
ASG
+$3.96M

Sector Composition

Rank Sector Weight
1 Financials 2.35%
2 Real Estate 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GFY
126
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
– –
-13,257
Closed -$226K
2 3 4 5
6

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Shaker Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Shaker Financial Services held 126 positions worth $189M, up 6.2% from $178M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Shaker Financial Services deployed $6.3M of net new capital in Q3 2017, opening 23 new positions and adding to 44 existing holdings. Its largest new stake was Nuveen Dow 30SM Dynamic Overwrite Fund: 351,357 shares worth $5.96M.

By sector, the portfolio is most concentrated in Financials at 2.3% of assets, down from 2.6% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was Guggenheim Enhanced Equity Income Fund, an estimated $6.26M trimmed.

  • Shaker Financial Services's largest Q3 2017 buy was Nuveen Dow 30SM Dynamic Overwrite Fund: 351,357 shares worth $5.96M.
  • Shaker Financial Services added most to Gabelli Dividend & Income Trust in Q3 2017, an estimated $4.17M increase.
  • Shaker Financial Services's biggest Q3 2017 reduction was Guggenheim Enhanced Equity Income Fund, cutting an estimated $6.26M.
  • Shaker Financial Services fully exited Liberty All-Star Equity Fund in Q3 2017, selling an estimated $5.72M.
  • Shaker Financial Services's ten largest holdings make up 35% of its $189M portfolio in Q3 2017.
  • Shaker Financial Services opened 23 new positions and closed 28 in Q3 2017.
  • Shaker Financial Services's portfolio value rose 6.2% quarter-over-quarter to $189M.

Based on Shaker Financial Services's 13F filing for Q3 2017, filed 9 Nov 2017.