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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-5.17%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$215M
AUM Growth
-$14.4M
Cap. Flow
-$3.45M
Cap. Flow %
-1.61%
Top 10 Hldgs %
27.75%
Holding
181
New
22
Increased
60
Reduced
54
Closed
26

Top Buys

Rank Stock Value
1
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$3.09M
2
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$2.91M
3
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
+$1.73M
4
PDT
John Hancock Premium Dividend Fund
PDT
+$1.72M
5
USA icon
Liberty All-Star Equity Fund
USA
+$1.68M

Top Sells

Rank Stock Value
1
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$2.98M
2
NSL
NUVEEN SENIOR INCM FD
NSL
+$2.63M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$2.35M
4
SOR
Source Capital
SOR
+$2.16M
5
FFA
First Trust Enhanced Equity Income Fund
FFA
+$2.1M

Sector Composition

Rank Sector Weight
1 Financials 6.28%
2 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAF
101
Morgan Stanley China A Share Fund
CAF
$322M
$507K 0.24%
40,659
+330
+0.8% +$4.2K
HIO
102
Western Asset High Income Opportunity Fund
HIO
$336M
$506K 0.24%
137,650
+27,450
+25% +$104K
NFJ
103
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$493K 0.23%
43,500
+15,848
+57% +$194K
NPCT icon
104
Nuveen Core Plus Impact Fund
NPCT
$279M
$485K 0.23%
52,525
+38,323
+270% +$375K
GGZ
105
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
$474K 0.22%
+45,766
New +$532K
ADX icon
106
Adams Diversified Equity Fund
ADX
$3.13B
$470K 0.22%
28,246
-136,662
-83% -$2.35M
MXF
107
Mexico Fund
MXF
$314M
$468K 0.22%
28,430
– –
HYT icon
108
BlackRock Corporate High Yield Fund
HYT
$1.36B
$467K 0.22%
54,099
-145,949
-73% -$1.31M
BGH
109
Barings Global Short Duration High Yield Fund
BGH
$282M
$457K 0.21%
+35,689
New +$473K
GLQ
110
Clough Global Equity Fund
GLQ
$152M
$443K 0.21%
80,870
– –
LGI
111
Lazard Global Total Return & Income Fund
LGI
$236M
$424K 0.2%
30,640
+12,578
+70% +$188K
HTY
112
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$411K 0.19%
93,454
-51,447
-36% -$239K
SABA
113
Saba Capital Income & Opportunities Fund II
SABA
$220M
$411K 0.19%
53,208
-6,450
-11% -$53K
FAX
114
abrdn Asia-Pacific Income Fund
FAX
$599M
$406K 0.19%
27,613
+12,161
+79% +$194K
NBB icon
115
Nuveen Taxable Municipal Income Fund
NBB
$447M
$391K 0.18%
26,805
-8,113
-23% -$123K
GLV
116
Clough Global Dividend & Income Fund
GLV
$78.1M
$386K 0.18%
77,731
– –
IGD
117
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$377K 0.18%
76,865
+49,703
+183% +$252K
KIO
118
KKR Income Opportunities Fund
KIO
$451M
$366K 0.17%
+30,582
New +$366K
JEQ
119
DELISTED
abrdn Japan Equity Fund
JEQ
$356K 0.17%
66,473
– –
AEF
120
abrdn Emerging Markets Equity Income Fund
AEF
$356M
$352K 0.16%
73,698
– –
MCN
121
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$345K 0.16%
+48,738
New +$358K
NCV
122
Virtus Convertible & Income Fund
NCV
$378M
$343K 0.16%
27,256
+9,706
+55% +$129K
EVG
123
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
$321K 0.15%
30,933
-43,207
-58% -$434K
IHD
124
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$130M
$318K 0.15%
64,419
– –
VVR icon
125
Invesco Senior Income Trust
VVR
$457M
$312K 0.15%
79,718
-90,249
-53% -$350K
3 4
5
6 7

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SA
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JWM
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SGF
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SFCM
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Shaker Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Shaker Financial Services held 181 positions worth $215M, down 6.3% from $229M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Shaker Financial Services's Q3 2023 filing shows 22 new, 60 increased, 54 reduced and 26 closed positions. Its largest new stake was John Hancock Premium Dividend Fund: 162,284 shares worth $1.56M. The largest sale was Nuveen Dow 30SM Dynamic Overwrite Fund, an estimated $2.98M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, down from 6.9% a quarter earlier, followed by Technology.

  • Shaker Financial Services's largest Q3 2023 buy was John Hancock Premium Dividend Fund: 162,284 shares worth $1.56M.
  • Shaker Financial Services added most to Eaton Vance Tax-Advantaged Global Dividend Income Fund in Q3 2023, an estimated $3.09M increase.
  • Shaker Financial Services's biggest Q3 2023 reduction was Nuveen Dow 30SM Dynamic Overwrite Fund, cutting an estimated $2.98M.
  • Shaker Financial Services fully exited NUVEEN SENIOR INCM FD in Q3 2023, selling an estimated $2.63M.
  • Shaker Financial Services's ten largest holdings make up 28% of its $215M portfolio in Q3 2023.
  • Shaker Financial Services opened 22 new positions and closed 26 in Q3 2023.
  • Shaker Financial Services's portfolio value fell 6.3% quarter-over-quarter to $215M.

Based on Shaker Financial Services's 13F filing for Q3 2023, filed 2 Nov 2023.