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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+2.72%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$187M
AUM Growth
+$6.07M
Cap. Flow
+$2.1M
Cap. Flow %
1.12%
Top 10 Hldgs %
25.88%
Holding
197
New
46
Increased
58
Reduced
45
Closed
43

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.94M
2
CPZ
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
+$2.57M
3
PPT
Franklin Premier Income Trust
PPT
+$2.38M
4
HEQ
John Hancock Hedged Equity & Income Fund
HEQ
+$2.34M
5
CHY
Calamos Convertible and High Income Fund
CHY
+$2.23M

Top Sells

Rank Stock Value
1
SOR
Source Capital
SOR
+$3.53M
2
STEW
SRH Total Return Fund
STEW
+$2.81M
3
USA icon
Liberty All-Star Equity Fund
USA
+$2.74M
4
KIO
KKR Income Opportunities Fund
KIO
+$2.34M
5
BIT icon
BlackRock Multi-Sector Income Trust
BIT
+$2.33M

Sector Composition

Rank Sector Weight
1 Financials 10.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPP
101
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$190M
$486K 0.26%
+35,859
New +$502K
DUC
102
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$484K 0.26%
+52,462
New +$489K
ECF
103
Ellsworth Growth & Income Fund
ECF
$166M
$483K 0.26%
+41,834
New +$500K
AFT
104
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$476K 0.25%
37,103
– –
GLV
105
Clough Global Dividend & Income Fund
GLV
$78.1M
$468K 0.25%
50,745
+251
+0.5% +$2.39K
HTD
106
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$461K 0.25%
24,159
+1,803
+8% +$34.9K
JHI
107
John Hancock Investors Trust
JHI
$116M
$449K 0.24%
28,338
-51,233
-64% -$822K
BGT icon
108
BlackRock Floating Rate Income Trust
BGT
$323M
$432K 0.23%
38,483
-3,000
-7% -$33.7K
VTA
109
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$425K 0.23%
46,143
-42,514
-48% -$386K
HPS
110
John Hancock Preferred Income Fund III
HPS
$457M
$423K 0.23%
+26,497
New +$432K
JPS
111
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$423K 0.23%
48,000
-8,298
-15% -$73.9K
EFF
112
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$420K 0.22%
+29,954
New +$425K
NCV
113
Virtus Convertible & Income Fund
NCV
$378M
$389K 0.21%
+21,213
New +$397K
IHD
114
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$130M
$386K 0.21%
58,334
+24,234
+71% +$159K
ASG
115
Liberty All-Star Growth Fund
ASG
$328M
$380K 0.2%
53,491
-90,349
-63% -$648K
EHI
116
Western Asset Global High Income Fund
EHI
$175M
$358K 0.19%
+37,095
New +$362K
ETW
117
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.03B
$355K 0.19%
+41,527
New +$367K
BCV
118
Bancroft Fund
BCV
$133M
$342K 0.18%
+13,746
New +$355K
QQQX icon
119
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$340K 0.18%
13,981
-1,019
-7% -$25.2K
SWZ
120
Swiss Helvetia Fund
SWZ
$76.5M
$339K 0.18%
40,995
+10,506
+34% +$86K
FEO
121
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$335K 0.18%
27,845
+5,433
+24% +$68.5K
JPI
122
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$331K 0.18%
+15,077
New +$337K
HQL
123
abrdn Life Sciences Investors
HQL
$581M
$329K 0.18%
18,696
– –
DMB
124
BNY Mellon Municipal Bond Infrastructure Fund
DMB
$194M
$328K 0.18%
24,366
-15,719
-39% -$214K
EDI
125
DELISTED
Virtus Stone Harbor Emerging Markets Total Income Fund
EDI
$325K 0.17%
+46,103
New +$356K
3 4
5
6 7

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OPW
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SA
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JWM
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SGF
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FPL
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SFCM
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SAMT
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Shaker Financial Services's Q3 2020 Portfolio in Review

As of Q3 2020, Shaker Financial Services held 197 positions worth $187M, up 3.4% from $181M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Shaker Financial Services's Q3 2020 filing shows 46 new, 58 increased, 45 reduced and 43 closed positions. Its largest new stake was Franklin Premier Income Trust: 513,435 shares worth $2.29M. The largest sale was Source Capital, an estimated $3.53M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 7.2% a quarter earlier.

  • Shaker Financial Services's largest Q3 2020 buy was Franklin Premier Income Trust: 513,435 shares worth $2.29M.
  • Shaker Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $7.94M increase.
  • Shaker Financial Services's biggest Q3 2020 reduction was SRH Total Return Fund, cutting an estimated $2.81M.
  • Shaker Financial Services fully exited Source Capital in Q3 2020, selling an estimated $3.53M.
  • Shaker Financial Services's ten largest holdings make up 26% of its $187M portfolio in Q3 2020.
  • Shaker Financial Services opened 46 new positions and closed 43 in Q3 2020.
  • Shaker Financial Services's portfolio value rose 3.4% quarter-over-quarter to $187M.

Based on Shaker Financial Services's 13F filing for Q3 2020, filed 9 Nov 2020.