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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-17.97%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$177M
AUM Growth
-$31.3M
Cap. Flow
+$664K
Cap. Flow %
0.37%
Top 10 Hldgs %
29.19%
Holding
172
New
50
Increased
26
Reduced
44
Closed
50

Top Buys

Rank Stock Value
1
JTA
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
+$6.83M
2
EVT icon
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
+$5.32M
3
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$5.03M
4
USA icon
Liberty All-Star Equity Fund
USA
+$4.86M
5
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$4.57M

Top Sells

Rank Stock Value
1
SOR
Source Capital
SOR
+$8.17M
2
STEW
SRH Total Return Fund
STEW
+$7.82M
3
TY icon
TRI-Continental Corp
TY
+$6.98M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$4.32M
5
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$4.04M

Sector Composition

Rank Sector Weight
1 Financials 5.36%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPT
101
Franklin Premier Income Trust
PPT
$324M
$273K 0.15%
+58,128
New +$287K
AFT
102
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$270K 0.15%
18,753
-21,636
-54% -$328K
STK
103
Columbia Seligman Premium Technology Growth Fund
STK
$867M
$235K 0.13%
+14,000
New +$266K
HTD
104
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$202K 0.11%
9,904
-20,327
-67% -$448K
JRI icon
105
Nuveen Real Asset Income & Growth Fund
JRI
$356M
$198K 0.11%
+14,500
New +$215K
HPS
106
John Hancock Preferred Income Fund III
HPS
$457M
$190K 0.11%
+12,000
New +$208K
CHI
107
Calamos Convertible Opportunities and Income Fund
CHI
$1.01B
$189K 0.11%
+21,323
New +$212K
CHW
108
Calamos Global Dynamic Income Fund
CHW
$530M
$165K 0.09%
+25,200
New +$190K
RGT
109
Royce Global Value Trust
RGT
$99.2M
$163K 0.09%
18,327
-137,986
-88% -$1.29M
JGH icon
110
Nuveen Global High Income Fund
JGH
$352M
$152K 0.09%
11,108
-38,788
-78% -$564K
JPC icon
111
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$130K 0.07%
15,600
-1,500
-9% -$13.3K
HIO
112
Western Asset High Income Opportunity Fund
HIO
$336M
$128K 0.07%
29,300
-149,291
-84% -$679K
SCD
113
LMP Capital and Income Fund
SCD
$355M
$122K 0.07%
+11,463
New +$141K
GLQ
114
Clough Global Equity Fund
GLQ
$152M
$121K 0.07%
+11,188
New +$144K
HIX
115
Western Asset High Income Fund II
HIX
$349M
$96K 0.05%
16,605
-332,110
-95% -$2.01M
ECF
116
Ellsworth Growth & Income Fund
ECF
$166M
$93K 0.05%
+10,865
New +$97.9K
BGIO
117
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$89K 0.05%
10,700
-172,191
-94% -$1.48M
MFV
118
DELISTED
MFS SPECIAL VALUE TRUST
MFV
$86K 0.05%
+17,385
New +$93.8K
HTY
119
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$81K 0.05%
12,180
-124,477
-91% -$865K
MCN
120
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$70K 0.04%
11,303
-12,641
-53% -$89.8K
VVR icon
121
Invesco Senior Income Trust
VVR
$457M
$47K 0.03%
12,000
-67,179
-85% -$277K
DHY
122
Credit Suisse High Yield Credit Fund
DHY
$242M
$35K 0.02%
+16,000
New +$37.8K
ASG
123
Liberty All-Star Growth Fund
ASG
$328M
– –
-17,781
Closed -$113K
AVK
124
Advent Convertible and Income Fund
AVK
$547M
– –
-127,192
Closed -$1.94M
BGY icon
125
BlackRock Enhanced International Dividend Trust
BGY
$524M
– –
-36,210
Closed -$207K
3 4
5
6 7

Similar funds

FPWM
FSB Premier Wealth Management Waterloo, Iowa $319M AUM 15.64% 1-Year Est. Return
OPW
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SA
SAM Advisors Oakhurst, California $319M AUM 17.08% 1-Year Est. Return
JWM
Jeppson Wealth Management Manhattan Beach, California $319M AUM 27.26% 1-Year Est. Return
SGF
Stephens Greth Foundation Dallas, Texas $320M AUM
FPL
Fortress Private Ledger Raleigh, North Carolina $320M AUM 45.16% 1-Year Est. Return
SFCM
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SAMT
Select Asset Management & Trust Mechanicsburg, Pennsylvania $320M AUM 18.83% 1-Year Est. Return

Shaker Financial Services's Q4 2018 Portfolio in Review

As of Q4 2018, Shaker Financial Services held 172 positions worth $177M, down 15% from $208M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Shaker Financial Services's Q4 2018 filing shows 50 new, 26 increased, 44 reduced and 50 closed positions. Its largest new stake was Nuveen Tax-Advantaged Total Return Strategy Fund: 584,437 shares worth $5.93M. The largest sale was Source Capital, an estimated $8.17M.

By sector, the portfolio is most concentrated in Financials at 5.4% of assets, down from 7.9% a quarter earlier, followed by Real Estate.

  • Shaker Financial Services's largest Q4 2018 buy was Nuveen Tax-Advantaged Total Return Strategy Fund: 584,437 shares worth $5.93M.
  • Shaker Financial Services added most to NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND in Q4 2018, an estimated $5.03M increase.
  • Shaker Financial Services's biggest Q4 2018 reduction was Source Capital, cutting an estimated $8.17M.
  • Shaker Financial Services fully exited Eaton Vance Limited Duration Income Fund in Q4 2018, selling an estimated $4.32M.
  • Shaker Financial Services's ten largest holdings make up 29% of its $177M portfolio in Q4 2018.
  • Shaker Financial Services opened 50 new positions and closed 50 in Q4 2018.
  • Shaker Financial Services's portfolio value fell 15% quarter-over-quarter to $177M.

Based on Shaker Financial Services's 13F filing for Q4 2018, filed 4 Feb 2019.