We are live on ! Find out more
SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+2.49%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$189M
AUM Growth
+$11M
Cap. Flow
+$6.3M
Cap. Flow %
3.34%
Top 10 Hldgs %
34.86%
Holding
126
New
23
Increased
44
Reduced
28
Closed
28

Top Buys

Rank Stock Value
1
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$5.86M
2
GDV icon
Gabelli Dividend & Income Trust
GDV
+$4.17M
3
CET
Central Securities Corp
CET
+$2.65M
4
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$2.53M
5
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$2.49M

Top Sells

Rank Stock Value
1
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$6.26M
2
USA icon
Liberty All-Star Equity Fund
USA
+$5.72M
3
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$5.4M
4
ADX icon
Adams Diversified Equity Fund
ADX
+$5.07M
5
ASG
Liberty All-Star Growth Fund
ASG
+$3.96M

Sector Composition

Rank Sector Weight
1 Financials 2.35%
2 Real Estate 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASG
101
Liberty All-Star Growth Fund
ASG
$328M
– –
-805,014
Closed -$3.96M
BIT icon
102
BlackRock Multi-Sector Income Trust
BIT
$698M
– –
-13,965
Closed -$253K
BLW icon
103
BlackRock Limited Duration Income Trust
BLW
$490M
– –
-82,844
Closed -$1.31M
BOE icon
104
BlackRock Enhanced Global Dividend Trust
BOE
$673M
– –
-29,890
Closed -$396K
BTZ icon
105
BlackRock Credit Allocation Income Trust
BTZ
$930M
– –
-24,792
Closed -$333K
CCD
106
Calamos Dynamic Convertible & Income Fund
CCD
$707M
– –
-24,581
Closed -$492K
FCO
107
DELISTED
abrdn Global Income Fund
FCO
– –
-136,270
Closed -$1.17M
FCT
108
First Trust Senior Floating Rate Income Fund II
FCT
$251M
– –
-11,462
Closed -$153K
FRA icon
109
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
– –
-16,560
Closed -$233K
GDO
110
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.1M
– –
-35,422
Closed -$631K
GLQ
111
Clough Global Equity Fund
GLQ
$152M
– –
-58,516
Closed -$738K
GLV
112
Clough Global Dividend & Income Fund
GLV
$78.1M
– –
-46,994
Closed -$628K
IGA
113
Voya Global Advantage and Premium Opportunity Fund
IGA
$157M
– –
-147,675
Closed -$1.6M
JGH icon
114
Nuveen Global High Income Fund
JGH
$352M
– –
-75,973
Closed -$1.28M
JMM icon
115
Nuveen Multi-Market Income Fund
JMM
$54.6M
– –
-21,300
Closed -$160K
KIO
116
KKR Income Opportunities Fund
KIO
$451M
– –
-22,447
Closed -$393K
NFJ
117
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
– –
-238,234
Closed -$3.12M
NHS
118
Neuberger High Yield Strategies Fund Inc
NHS
$251M
– –
-195,056
Closed -$2.32M
NIE
119
Virtus Equity & Convertible Income Fund
NIE
$719M
– –
-69,765
Closed -$1.38M
RIV
120
RiverNorth Opportunities Fund
RIV
$311M
– –
-48,083
Closed -$929K
RQI icon
121
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
– –
-23,936
Closed -$301K
RVT icon
122
Royce Value Trust
RVT
$2.21B
– –
-13,437
Closed -$196K
TEI
123
Templeton Emerging Markets Income Fund
TEI
$314M
– –
-33,570
Closed -$377K
USA icon
124
Liberty All-Star Equity Fund
USA
$1.79B
– –
-1,011,382
Closed -$5.72M
IVH
125
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
– –
-39,876
Closed -$616K
2 3 4
5
6

Similar funds

FPWM
FSB Premier Wealth Management Waterloo, Iowa $319M AUM 15.64% 1-Year Est. Return
OPW
Oxler Private Wealth Rye Brook, New York $319M AUM 20.31% 1-Year Est. Return
SA
SAM Advisors Oakhurst, California $319M AUM 17.08% 1-Year Est. Return
JWM
Jeppson Wealth Management Manhattan Beach, California $319M AUM 27.26% 1-Year Est. Return
SGF
Stephens Greth Foundation Dallas, Texas $320M AUM
FPL
Fortress Private Ledger Raleigh, North Carolina $320M AUM 45.16% 1-Year Est. Return
SFCM
Seven Fleet Capital Management Mountain View, California $318M AUM
SAMT
Select Asset Management & Trust Mechanicsburg, Pennsylvania $320M AUM 18.83% 1-Year Est. Return

Shaker Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Shaker Financial Services held 126 positions worth $189M, up 6.2% from $178M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Shaker Financial Services deployed $6.3M of net new capital in Q3 2017, opening 23 new positions and adding to 44 existing holdings. Its largest new stake was Nuveen Dow 30SM Dynamic Overwrite Fund: 351,357 shares worth $5.96M.

By sector, the portfolio is most concentrated in Financials at 2.3% of assets, down from 2.6% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was Guggenheim Enhanced Equity Income Fund, an estimated $6.26M trimmed.

  • Shaker Financial Services's largest Q3 2017 buy was Nuveen Dow 30SM Dynamic Overwrite Fund: 351,357 shares worth $5.96M.
  • Shaker Financial Services added most to Gabelli Dividend & Income Trust in Q3 2017, an estimated $4.17M increase.
  • Shaker Financial Services's biggest Q3 2017 reduction was Guggenheim Enhanced Equity Income Fund, cutting an estimated $6.26M.
  • Shaker Financial Services fully exited Liberty All-Star Equity Fund in Q3 2017, selling an estimated $5.72M.
  • Shaker Financial Services's ten largest holdings make up 35% of its $189M portfolio in Q3 2017.
  • Shaker Financial Services opened 23 new positions and closed 28 in Q3 2017.
  • Shaker Financial Services's portfolio value rose 6.2% quarter-over-quarter to $189M.

Based on Shaker Financial Services's 13F filing for Q3 2017, filed 9 Nov 2017.