We are live on ! Find out more
SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-1.66%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$169M
AUM Growth
+$16.4M
Cap. Flow
+$17.4M
Cap. Flow %
10.33%
Top 10 Hldgs %
29.12%
Holding
151
New
39
Increased
31
Reduced
39
Closed
42

Top Buys

Rank Stock Value
1
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$3.63M
2
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$3.5M
3
CHW
Calamos Global Dynamic Income Fund
CHW
+$3.29M
4
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$3.25M
5
PFL
PIMCO Income Strategy Fund
PFL
+$3.11M

Top Sells

Rank Stock Value
1
GAM
General American Investors Company
GAM
+$4.99M
2
GDV icon
Gabelli Dividend & Income Trust
GDV
+$4.59M
3
STEW
SRH Total Return Fund
STEW
+$3.27M
4
HHY
Brookfield High Income Fund Inc.
HHY
+$2.96M
5
FHY
First Trust Strategic High
FHY
+$2.04M

Sector Composition

Rank Sector Weight
1 Financials 6.09%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JRI icon
101
Nuveen Real Asset Income & Growth Fund
JRI
$356M
$202K 0.12%
+12,864
New +$207K
PGZ
102
Principal Real Estate Income Fund
PGZ
$68.4M
$190K 0.11%
11,924
-7,961
-40% -$130K
RGT
103
Royce Global Value Trust
RGT
$99.2M
$182K 0.11%
22,610
-3,781
-14% -$29.9K
MFD
104
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$177K 0.1%
+15,500
New +$179K
DIAX
105
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$165K 0.1%
11,006
-440
-4% -$6.39K
KST
106
DELISTED
Deutsche Strategic Income Trust
KST
$150K 0.09%
+12,598
New +$149K
PHD
107
DELISTED
Pioneer Floating Rate Fund
PHD
$142K 0.08%
12,000
-45,654
-79% -$536K
FUND
108
Sprott Focus Trust
FUND
$297M
$118K 0.07%
17,005
-25,375
-60% -$173K
HIO
109
Western Asset High Income Opportunity Fund
HIO
$336M
$63K 0.04%
12,590
-67,352
-84% -$333K
AGD
110
abrdn Global Dynamic Dividend Fund
AGD
$318M
– –
-14,800
Closed -$129K
BGT icon
111
BlackRock Floating Rate Income Trust
BGT
$323M
– –
-52,697
Closed -$712K
BLW icon
112
BlackRock Limited Duration Income Trust
BLW
$490M
– –
-74,645
Closed -$1.16M
BRW
113
Saba Capital Income & Opportunities Fund
BRW
$336M
– –
-87,885
Closed -$928K
DSU icon
114
BlackRock Debt Strategies Fund
DSU
$593M
– –
-162,742
Closed -$1.78M
ECF
115
Ellsworth Growth & Income Fund
ECF
$166M
– –
-114,092
Closed -$934K
EFR
116
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
– –
-12,000
Closed -$170K
EOD
117
Allspring Global Dividend Opportunity Fund
EOD
$279M
– –
-205,126
Closed -$1.19M
ERC
118
Allspring Multi-Sector Income Fund
ERC
$256M
– –
-23,381
Closed -$303K
EVG
119
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
– –
-67,092
Closed -$920K
EVV
120
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
– –
-59,057
Closed -$810K
FAX
121
abrdn Asia-Pacific Income Fund
FAX
$599M
– –
-8,500
Closed -$261K
FPF
122
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
– –
-14,750
Closed -$344K
FRA icon
123
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
– –
-107,949
Closed -$1.5M
GAM
124
General American Investors Company
GAM
$1.56B
– –
-152,947
Closed -$4.99M
GGZ
125
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
– –
-63,403
Closed -$685K
3 4
5
6 7

Similar funds

FPWM
FSB Premier Wealth Management Waterloo, Iowa $319M AUM 15.64% 1-Year Est. Return
OPW
Oxler Private Wealth Rye Brook, New York $319M AUM 20.31% 1-Year Est. Return
SA
SAM Advisors Oakhurst, California $319M AUM 17.08% 1-Year Est. Return
JWM
Jeppson Wealth Management Manhattan Beach, California $319M AUM 27.26% 1-Year Est. Return
SGF
Stephens Greth Foundation Dallas, Texas $320M AUM
FPL
Fortress Private Ledger Raleigh, North Carolina $320M AUM 45.16% 1-Year Est. Return
SFCM
Seven Fleet Capital Management Mountain View, California $318M AUM
SAMT
Select Asset Management & Trust Mechanicsburg, Pennsylvania $320M AUM 18.83% 1-Year Est. Return

Shaker Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Shaker Financial Services held 151 positions worth $169M, up 11% from $152M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Shaker Financial Services deployed $17.4M of net new capital in Q4 2016, opening 39 new positions and adding to 31 existing holdings. Its largest new stake was Nuveen S&P 500 Buy-Write Income Fund: 285,670 shares worth $3.63M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, down from 6.3% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was Gabelli Dividend & Income Trust, an estimated $4.59M trimmed.

  • Shaker Financial Services's largest Q4 2016 buy was Nuveen S&P 500 Buy-Write Income Fund: 285,670 shares worth $3.63M.
  • Shaker Financial Services added most to Nuveen Core Equity Alpha Fund in Q4 2016, an estimated $3.5M increase.
  • Shaker Financial Services's biggest Q4 2016 reduction was Gabelli Dividend & Income Trust, cutting an estimated $4.59M.
  • Shaker Financial Services fully exited General American Investors Company in Q4 2016, selling an estimated $4.99M.
  • Shaker Financial Services's ten largest holdings make up 29% of its $169M portfolio in Q4 2016.
  • Shaker Financial Services opened 39 new positions and closed 42 in Q4 2016.
  • Shaker Financial Services's portfolio value rose 11% quarter-over-quarter to $169M.

Based on Shaker Financial Services's 13F filing for Q4 2016, filed 8 Feb 2017.