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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-5.08%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$287M
AUM Growth
-$28.6M
Cap. Flow
-$13.1M
Cap. Flow %
-4.58%
Top 10 Hldgs %
25.33%
Holding
180
New
15
Increased
61
Reduced
67
Closed
35

Top Buys

Rank Stock Value
1
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$7.21M
2
SPXX icon
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
+$7.14M
3
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$5.37M
4
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$3.53M
5
STEW
SRH Total Return Fund
STEW
+$3.16M

Top Sells

Rank Stock Value
1
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$5.81M
2
RMT
Royce Micro-Cap Trust
RMT
+$5.04M
3
CET
Central Securities Corp
CET
+$4.25M
4
ADX icon
Adams Diversified Equity Fund
ADX
+$3.83M
5
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$3.04M

Sector Composition

Rank Sector Weight
1 Financials 8.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOR
76
Source Capital
SOR
$378M
$1.4M 0.49%
30,205
+10,881
+56% +$516K
EVG
77
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
$1.33M 0.46%
124,313
+5,580
+5% +$60.6K
GDO
78
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.1M
$1.29M 0.45%
120,043
+25,107
+26% +$285K
CET
79
Central Securities Corp
CET
$1.54B
$1.25M 0.43%
25,119
-82,601
-77% -$4.25M
VOO icon
80
Vanguard S&P 500 ETF
VOO
$972B
$1.21M 0.42%
+2,027
New +$1.27M
HQL
81
abrdn Life Sciences Investors
HQL
$584M
$1.21M 0.42%
74,217
-41,202
-36% -$689K
GF
82
New Germany Fund
GF
$184M
$1.2M 0.42%
117,723
-3,311
-3% -$38.3K
FPF
83
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$1.2M 0.42%
68,010
-36,264
-35% -$676K
HIX
84
Western Asset High Income Fund II
HIX
$350M
$1.2M 0.42%
300,395
-103,258
-26% -$426K
AEF
85
abrdn Emerging Markets Equity Income Fund
AEF
$348M
$1.15M 0.4%
157,459
+63,128
+67% +$493K
NBXG
86
Neuberger Next Generation Connectivity Fund Inc
NBXG
$1.15B
$1.12M 0.39%
86,744
+49,658
+134% +$680K
NRO
87
Neuberger Real Estate Securities Income Fund Inc
NRO
$193M
$1.11M 0.39%
389,610
+270,521
+227% +$810K
PHK
88
PIMCO High Income Fund
PHK
$867M
$1.1M 0.38%
+238,025
New +$1.15M
NIE
89
Virtus Equity & Convertible Income Fund
NIE
$712M
$1.06M 0.37%
45,359
-22,163
-33% -$553K
JOF
90
Japan Smaller Capitalization Fund
JOF
$322M
$982K 0.34%
90,079
-3,602
-4% -$41.1K
MXE
91
Mexico Equity and Income Fund
MXE
$57.6M
$974K 0.34%
75,513
– –
ECAT icon
92
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.5B
$928K 0.32%
68,329
+48,829
+250% +$732K
OPP
93
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$189M
$918K 0.32%
119,711
+9,448
+9% +$73.8K
BTX
94
BlackRock Technology and Private Equity Term Trust
BTX
$922M
$917K 0.32%
138,908
-55,360
-28% -$366K
TEI
95
Templeton Emerging Markets Income Fund
TEI
$314M
$907K 0.32%
150,874
-28,803
-16% -$190K
CHY
96
Calamos Convertible and High Income Fund
CHY
$999M
$900K 0.31%
+82,616
New +$965K
MIN
97
Aberdeen Intermediate Income Fund
MIN
$273M
$896K 0.31%
356,834
+222,743
+166% +$572K
KF
98
Korea Fund
KF
$237M
$786K 0.27%
17,500
+10,000
+133% +$466K
BTZ icon
99
BlackRock Credit Allocation Income Trust
BTZ
$935M
$769K 0.27%
76,139
+22,578
+42% +$237K
SDHY
100
PGIM Short Duration High Yield Opportunities Fund
SDHY
$398M
$742K 0.26%
46,295
-125,596
-73% -$2.06M
2 3
4
5 6

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FPWM
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BWS
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OPW
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SA
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JWM
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SGF
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FPL
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SFCM
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Shaker Financial Services's Q1 2026 Portfolio in Review

As of Q1 2026, Shaker Financial Services held 180 positions worth $287M, down 9.1% from $315M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Shaker Financial Services withdrew a net $13.1M in Q1 2026, closing 35 positions and reducing 67 holdings. Its most notable exit was Nuveen NASDAQ 100 Dynamic Overwrite Fund, an estimated $5.81M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 8.1% a quarter earlier.

Against the trend, Shaker Financial Services opened a new position in Nuveen S&P 500 Dynamic Overwrite Fund worth $6.55M.

  • Shaker Financial Services's largest Q1 2026 buy was Nuveen S&P 500 Dynamic Overwrite Fund: 407,322 shares worth $6.55M.
  • Shaker Financial Services added most to Eaton Vance Tax-Advantaged Global Dividend Income Fund in Q1 2026, an estimated $7.21M increase.
  • Shaker Financial Services's biggest Q1 2026 reduction was Royce Micro-Cap Trust, cutting an estimated $5.04M.
  • Shaker Financial Services fully exited Nuveen NASDAQ 100 Dynamic Overwrite Fund in Q1 2026, selling an estimated $5.81M.
  • Shaker Financial Services's ten largest holdings make up 25% of its $287M portfolio in Q1 2026.
  • Shaker Financial Services opened 15 new positions and closed 35 in Q1 2026.
  • Shaker Financial Services's portfolio value fell 9.1% quarter-over-quarter to $287M.

Based on Shaker Financial Services's 13F filing for Q1 2026, filed 12 May 2026.