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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-5.17%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$215M
AUM Growth
-$14.4M
Cap. Flow
-$3.45M
Cap. Flow %
-1.61%
Top 10 Hldgs %
27.75%
Holding
181
New
22
Increased
60
Reduced
54
Closed
26

Top Buys

Rank Stock Value
1
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$3.09M
2
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$2.91M
3
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
+$1.73M
4
PDT
John Hancock Premium Dividend Fund
PDT
+$1.72M
5
USA icon
Liberty All-Star Equity Fund
USA
+$1.68M

Top Sells

Rank Stock Value
1
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$2.98M
2
NSL
NUVEEN SENIOR INCM FD
NSL
+$2.63M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$2.35M
4
SOR
Source Capital
SOR
+$2.16M
5
FFA
First Trust Enhanced Equity Income Fund
FFA
+$2.1M

Sector Composition

Rank Sector Weight
1 Financials 6.28%
2 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLT icon
76
Invesco High Income Trust II
VLT
$64.9M
$963K 0.45%
96,842
-9,822
-9% -$102K
RGT
77
Royce Global Value Trust
RGT
$99.2M
$936K 0.44%
107,419
+21,257
+25% +$194K
FGB
78
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$933K 0.43%
276,825
+150,165
+119% +$503K
MMT
79
Aberdeen Multi-Market Income Fund
MMT
$236M
$887K 0.41%
208,189
+126,869
+156% +$564K
ETY icon
80
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
$887K 0.41%
76,836
+60,836
+380% +$738K
IGR
81
CBRE Global Real Estate Income Fund
IGR
$709M
$870K 0.41%
+193,400
New +$1M
MXE
82
Mexico Equity and Income Fund
MXE
$834K 0.39%
88,775
– –
HQL
83
abrdn Life Sciences Investors
HQL
$581M
$830K 0.39%
66,528
+1,342
+2% +$17.7K
QQQX icon
84
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$814K 0.38%
+34,074
New +$805K
MFV
85
DELISTED
MFS SPECIAL VALUE TRUST
MFV
$804K 0.37%
206,053
+67,082
+48% +$273K
PHD
86
DELISTED
Pioneer Floating Rate Fund
PHD
$770K 0.36%
85,433
-853
-1% -$7.66K
BGX
87
Blackstone Long-Short Credit Income Fund
BGX
$136M
$741K 0.35%
63,589
-89,475
-58% -$1.03M
FTHY
88
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$501M
$738K 0.34%
55,407
+6,572
+13% +$89.6K
BWG
89
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$654K 0.31%
86,241
-2,755
-3% -$22.2K
ACV
90
Virtus Diversified Income & Convertible Fund
ACV
$278M
$650K 0.3%
34,465
-3,185
-8% -$62.3K
AIO
91
Virtus Artificial Intelligence & Technology Opportunities Fund
AIO
$869M
$611K 0.28%
+36,994
New +$668K
FFA
92
First Trust Enhanced Equity Income Fund
FFA
$450M
$600K 0.28%
34,718
-118,062
-77% -$2.1M
BGY icon
93
BlackRock Enhanced International Dividend Trust
BGY
$524M
$579K 0.27%
116,055
+58,955
+103% +$311K
PPT
94
Franklin Premier Income Trust
PPT
$324M
$573K 0.27%
169,613
-5,901
-3% -$20.8K
CGO
95
Calamos Global Total Return Fund
CGO
$125M
$566K 0.26%
64,726
+27,466
+74% +$258K
CHN
96
DELISTED
China Fund
CHN
$565K 0.26%
53,424
– –
EMD
97
Western Asset Emerging Markets Debt Fund
EMD
$609M
$552K 0.26%
65,870
-81,013
-55% -$715K
JOF
98
Japan Smaller Capitalization Fund
JOF
$321M
$538K 0.25%
75,633
– –
FOF icon
99
Cohen & Steers Closed End Opportunity Fund
FOF
$377M
$531K 0.25%
51,456
-57,360
-53% -$619K
RIV
100
RiverNorth Opportunities Fund
RIV
$311M
$509K 0.24%
48,474
-112,241
-70% -$1.26M
2 3
4
5 6

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OPW
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SA
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JWM
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SGF
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FPL
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SFCM
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SAMT
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Shaker Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Shaker Financial Services held 181 positions worth $215M, down 6.3% from $229M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Shaker Financial Services's Q3 2023 filing shows 22 new, 60 increased, 54 reduced and 26 closed positions. Its largest new stake was John Hancock Premium Dividend Fund: 162,284 shares worth $1.56M. The largest sale was Nuveen Dow 30SM Dynamic Overwrite Fund, an estimated $2.98M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, down from 6.9% a quarter earlier, followed by Technology.

  • Shaker Financial Services's largest Q3 2023 buy was John Hancock Premium Dividend Fund: 162,284 shares worth $1.56M.
  • Shaker Financial Services added most to Eaton Vance Tax-Advantaged Global Dividend Income Fund in Q3 2023, an estimated $3.09M increase.
  • Shaker Financial Services's biggest Q3 2023 reduction was Nuveen Dow 30SM Dynamic Overwrite Fund, cutting an estimated $2.98M.
  • Shaker Financial Services fully exited NUVEEN SENIOR INCM FD in Q3 2023, selling an estimated $2.63M.
  • Shaker Financial Services's ten largest holdings make up 28% of its $215M portfolio in Q3 2023.
  • Shaker Financial Services opened 22 new positions and closed 26 in Q3 2023.
  • Shaker Financial Services's portfolio value fell 6.3% quarter-over-quarter to $215M.

Based on Shaker Financial Services's 13F filing for Q3 2023, filed 2 Nov 2023.