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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+0.72%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$208M
AUM Growth
+$5.6M
Cap. Flow
+$3.54M
Cap. Flow %
1.7%
Top 10 Hldgs %
34.57%
Holding
144
New
38
Increased
34
Reduced
45
Closed
22

Top Buys

Rank Stock Value
1
FUND
Sprott Focus Trust
FUND
+$5.75M
2
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$4.18M
3
FFA
First Trust Enhanced Equity Income Fund
FFA
+$2.4M
4
GDV icon
Gabelli Dividend & Income Trust
GDV
+$2.39M
5
BIT icon
BlackRock Multi-Sector Income Trust
BIT
+$2.33M

Top Sells

Rank Stock Value
1
RMT
Royce Micro-Cap Trust
RMT
+$5.24M
2
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.52M
3
GAM
General American Investors Company
GAM
+$3.89M
4
ADX icon
Adams Diversified Equity Fund
ADX
+$3.15M
5
MCN
Madison Covered Call & Equity Strategy Fund
MCN
+$2.71M

Sector Composition

Rank Sector Weight
1 Financials 7.9%
2 Real Estate 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETG
76
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.8B
$705K 0.34%
+39,384
New +$697K
HTD
77
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$913M
$705K 0.34%
30,231
-22,680
-43% -$530K
JFR icon
78
Nuveen Floating Rate Income Fund
JFR
$1.24B
$666K 0.32%
64,109
-4,245
-6% -$43.8K
AFT
79
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$645K 0.31%
+40,389
New +$650K
FIV
80
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$633K 0.3%
68,098
-3,609
-5% -$33.5K
DUC
81
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$633K 0.3%
+75,390
New +$641K
CAF
82
Morgan Stanley China A Share Fund
CAF
$322M
$614K 0.29%
28,584
-916
-3% -$19.8K
HQH
83
abrdn Healthcare Investors
HQH
$1.25B
$599K 0.29%
25,870
– –
TDF
84
Templeton Dragon Fund
TDF
$270M
$595K 0.29%
29,854
– –
ERC
85
Allspring Multi-Sector Income Fund
ERC
$256M
$586K 0.28%
48,169
+32,669
+211% +$408K
NFJ
86
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$564K 0.27%
43,073
-349,098
-89% -$4.52M
LOR
87
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$554K 0.27%
53,096
+466
+0.9% +$4.82K
PIM
88
Franklin Master Intermediate Income Trust
PIM
$150M
$536K 0.26%
118,487
-12,912
-10% -$59.3K
GDO
89
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.1M
$520K 0.25%
+32,127
New +$528K
IHD
90
Voya Emerging Markets High Income Dividend Equity Fund
IHD
$130M
$403K 0.19%
49,936
– –
JDD
91
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$380K 0.18%
34,841
+10,941
+46% +$123K
HYT icon
92
BlackRock Corporate High Yield Fund
HYT
$1.36B
$373K 0.18%
35,502
+17,502
+97% +$185K
GPM
93
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$370K 0.18%
+42,100
New +$372K
IAE
94
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$91.8M
$369K 0.18%
38,661
-1,532
-4% -$14.4K
EOD
95
Allspring Global Dividend Opportunity Fund
EOD
$279M
$367K 0.18%
69,286
+28,790
+71% +$159K
LDP icon
96
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$357K 0.17%
+15,000
New +$372K
EFR
97
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$346K 0.17%
+24,611
New +$349K
CIK
98
Credit Suisse Asset Management Income Fund
CIK
$134M
$342K 0.16%
107,859
-72,717
-40% -$229K
VVR icon
99
Invesco Senior Income Trust
VVR
$457M
$340K 0.16%
79,179
-675
-0.8% -$2.91K
PGZ
100
Principal Real Estate Income Fund
PGZ
$68.4M
$339K 0.16%
+19,645
New +$353K
2 3
4
5 6

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Shaker Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Shaker Financial Services held 144 positions worth $208M, up 2.8% from $203M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Shaker Financial Services's Q3 2018 filing shows 38 new, 34 increased, 45 reduced and 22 closed positions. Its largest new stake was Nuveen NASDAQ 100 Dynamic Overwrite Fund: 167,978 shares worth $4.04M. The largest sale was Royce Micro-Cap Trust, an estimated $5.24M.

By sector, the portfolio is most concentrated in Financials at 7.9% of assets, up from 5.1% a quarter earlier, followed by Real Estate.

  • Shaker Financial Services's largest Q3 2018 buy was Nuveen NASDAQ 100 Dynamic Overwrite Fund: 167,978 shares worth $4.04M.
  • Shaker Financial Services added most to Sprott Focus Trust in Q3 2018, an estimated $5.75M increase.
  • Shaker Financial Services's biggest Q3 2018 reduction was Royce Micro-Cap Trust, cutting an estimated $5.24M.
  • Shaker Financial Services fully exited abrdn Asia-Pacific Income Fund in Q3 2018, selling an estimated $2.62M.
  • Shaker Financial Services's ten largest holdings make up 35% of its $208M portfolio in Q3 2018.
  • Shaker Financial Services opened 38 new positions and closed 22 in Q3 2018.
  • Shaker Financial Services's portfolio value rose 2.8% quarter-over-quarter to $208M.

Based on Shaker Financial Services's 13F filing for Q3 2018, filed 9 Nov 2018.