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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+2.49%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$189M
AUM Growth
+$11M
Cap. Flow
+$6.3M
Cap. Flow %
3.34%
Top 10 Hldgs %
34.86%
Holding
126
New
23
Increased
44
Reduced
28
Closed
28

Top Buys

Rank Stock Value
1
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$5.86M
2
GDV icon
Gabelli Dividend & Income Trust
GDV
+$4.17M
3
CET
Central Securities Corp
CET
+$2.65M
4
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$2.53M
5
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$2.49M

Top Sells

Rank Stock Value
1
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$6.26M
2
USA icon
Liberty All-Star Equity Fund
USA
+$5.72M
3
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$5.4M
4
ADX icon
Adams Diversified Equity Fund
ADX
+$5.07M
5
ASG
Liberty All-Star Growth Fund
ASG
+$3.96M

Sector Composition

Rank Sector Weight
1 Financials 2.35%
2 Real Estate 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPS
76
John Hancock Preferred Income Fund III
HPS
$457M
$573K 0.3%
+30,472
New +$575K
SEVN
77
Seven Hills Realty Trust
SEVN
$171M
$546K 0.29%
+28,273
New +$578K
FT
78
Franklin Universal Trust
FT
$199M
$542K 0.29%
74,516
+43,363
+139% +$313K
ADX icon
79
Adams Diversified Equity Fund
ADX
$3.13B
$507K 0.27%
33,351
-343,642
-91% -$5.07M
BGB
80
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$484K 0.26%
30,264
-131,917
-81% -$2.11M
JPI
81
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$474K 0.25%
18,839
-20,745
-52% -$517K
BGY icon
82
BlackRock Enhanced International Dividend Trust
BGY
$524M
$410K 0.22%
62,559
-128,464
-67% -$822K
INF
83
DELISTED
BROOKFIELD GLOBAL LISTED INFRASTRUCTURE INCOME FUND INC.
INF
$387K 0.21%
+28,612
New +$389K
PCF
84
High Income Securities Fund
PCF
$98.8M
$365K 0.19%
40,894
+9,688
+31% +$85.4K
GPM
85
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$336K 0.18%
39,263
-745,341
-95% -$6.26M
SWZ
86
Swiss Helvetia Fund
SWZ
$76.5M
$335K 0.18%
+26,211
New +$332K
GLU
87
Gabelli Utility & Income Trust
GLU
$114M
$287K 0.15%
+13,968
New +$286K
RA
88
Brookfield Real Assets Income Fund
RA
$708M
$285K 0.15%
12,000
-7,594
-39% -$180K
CII icon
89
BlackRock Enhanced Captial and Income Fund
CII
$988M
$256K 0.14%
16,390
-28,399
-63% -$432K
HIO
90
Western Asset High Income Opportunity Fund
HIO
$336M
$246K 0.13%
47,915
-65,632
-58% -$335K
ARDC
91
Are Dynamic Credit Allocation Fund
ARDC
$297M
$233K 0.12%
+14,200
New +$232K
TDF
92
Templeton Dragon Fund
TDF
$270M
$225K 0.12%
10,841
-1,902
-15% -$40.5K
GCH
93
DELISTED
Aberdeen Greater China Fund
GCH
$225K 0.12%
19,212
+6,400
+50% +$75.8K
VLT icon
94
Invesco High Income Trust II
VLT
$64.9M
$162K 0.09%
+10,715
New +$160K
HYT icon
95
BlackRock Corporate High Yield Fund
HYT
$1.36B
$146K 0.08%
12,928
-49,809
-79% -$554K
CSQ icon
96
Calamos Strategic Total Return Fund
CSQ
$3.23B
$136K 0.07%
11,199
-157,710
-93% -$1.87M
MMT
97
Aberdeen Multi-Market Income Fund
MMT
$236M
$120K 0.06%
+19,160
New +$119K
DHF
98
BNY Mellon High Yield Strategies Fund
DHF
$171M
$102K 0.05%
+29,000
New +$102K
ACP
99
abrdn Income Credit Strategies Fund
ACP
$635M
– –
-32,620
Closed -$439K
AGD
100
abrdn Global Dynamic Dividend Fund
AGD
$318M
– –
-58,913
Closed -$603K
2 3
4
5 6

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JWM
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SGF
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SFCM
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Shaker Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Shaker Financial Services held 126 positions worth $189M, up 6.2% from $178M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Shaker Financial Services deployed $6.3M of net new capital in Q3 2017, opening 23 new positions and adding to 44 existing holdings. Its largest new stake was Nuveen Dow 30SM Dynamic Overwrite Fund: 351,357 shares worth $5.96M.

By sector, the portfolio is most concentrated in Financials at 2.3% of assets, down from 2.6% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was Guggenheim Enhanced Equity Income Fund, an estimated $6.26M trimmed.

  • Shaker Financial Services's largest Q3 2017 buy was Nuveen Dow 30SM Dynamic Overwrite Fund: 351,357 shares worth $5.96M.
  • Shaker Financial Services added most to Gabelli Dividend & Income Trust in Q3 2017, an estimated $4.17M increase.
  • Shaker Financial Services's biggest Q3 2017 reduction was Guggenheim Enhanced Equity Income Fund, cutting an estimated $6.26M.
  • Shaker Financial Services fully exited Liberty All-Star Equity Fund in Q3 2017, selling an estimated $5.72M.
  • Shaker Financial Services's ten largest holdings make up 35% of its $189M portfolio in Q3 2017.
  • Shaker Financial Services opened 23 new positions and closed 28 in Q3 2017.
  • Shaker Financial Services's portfolio value rose 6.2% quarter-over-quarter to $189M.

Based on Shaker Financial Services's 13F filing for Q3 2017, filed 9 Nov 2017.