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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-1.66%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$169M
AUM Growth
+$16.4M
Cap. Flow
+$17.4M
Cap. Flow %
10.33%
Top 10 Hldgs %
29.12%
Holding
151
New
39
Increased
31
Reduced
39
Closed
42

Top Buys

Rank Stock Value
1
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$3.63M
2
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$3.5M
3
CHW
Calamos Global Dynamic Income Fund
CHW
+$3.29M
4
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$3.25M
5
PFL
PIMCO Income Strategy Fund
PFL
+$3.11M

Top Sells

Rank Stock Value
1
GAM
General American Investors Company
GAM
+$4.99M
2
GDV icon
Gabelli Dividend & Income Trust
GDV
+$4.59M
3
STEW
SRH Total Return Fund
STEW
+$3.27M
4
HHY
Brookfield High Income Fund Inc.
HHY
+$2.96M
5
FHY
First Trust Strategic High
FHY
+$2.04M

Sector Composition

Rank Sector Weight
1 Financials 6.09%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIV
76
RiverNorth Opportunities Fund
RIV
$311M
$599K 0.35%
+32,759
New +$606K
QQQX icon
77
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$589K 0.35%
31,757
-33,065
-51% -$615K
IVH
78
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$585K 0.35%
39,635
+25,913
+189% +$365K
BIT icon
79
BlackRock Multi-Sector Income Trust
BIT
$698M
$523K 0.31%
+31,736
New +$523K
SWZ
80
Swiss Helvetia Fund
SWZ
$76.5M
$491K 0.29%
48,116
+15,544
+48% +$160K
AIF
81
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$462K 0.27%
26,870
-43,781
-62% -$664K
EAD
82
Allspring Income Opportunities Fund
EAD
$372M
$407K 0.24%
+48,040
New +$392K
IGR
83
CBRE Global Real Estate Income Fund
IGR
$709M
$400K 0.24%
+54,807
New +$411K
HYT icon
84
BlackRock Corporate High Yield Fund
HYT
$1.36B
$390K 0.23%
36,000
-18,545
-34% -$195K
RQI icon
85
Cohen & Steers Quality Income Realty Fund
RQI
$1.7B
$373K 0.22%
30,534
+13,891
+83% +$165K
BGY icon
86
BlackRock Enhanced International Dividend Trust
BGY
$524M
$364K 0.22%
66,000
-173,212
-72% -$964K
FT
87
Franklin Universal Trust
FT
$199M
$353K 0.21%
52,789
-27,942
-35% -$184K
EOS
88
Eaton Vance Enhance Equity Income Fund II
EOS
$1.13B
$352K 0.21%
+27,475
New +$364K
VVR icon
89
Invesco Senior Income Trust
VVR
$457M
$346K 0.2%
+74,600
New +$331K
CIF
90
DELISTED
MFS Intermediate High Income Fund
CIF
$344K 0.2%
133,242
-504,173
-79% -$1.27M
MIN
91
Aberdeen Intermediate Income Fund
MIN
$274M
$342K 0.2%
+76,916
New +$338K
HPS
92
John Hancock Preferred Income Fund III
HPS
$457M
$292K 0.17%
+16,450
New +$291K
PKO
93
DELISTED
Pimco Income Opportunity Fund
PKO
$285K 0.17%
+12,307
New +$280K
JPS
94
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$279K 0.17%
+30,000
New +$272K
SCD
95
LMP Capital and Income Fund
SCD
$355M
$278K 0.16%
+20,921
New +$272K
PHT
96
DELISTED
Pioneer High Income Fund
PHT
$263K 0.16%
+25,792
New +$258K
AVK
97
Advent Convertible and Income Fund
AVK
$547M
$234K 0.14%
16,386
-9,433
-37% -$131K
CHY
98
Calamos Convertible and High Income Fund
CHY
$1.01B
$224K 0.13%
21,200
-5,083
-19% -$53.6K
JPW
99
DELISTED
Nuveen Flexible Invstment Fd
JPW
$224K 0.13%
13,437
-48,945
-78% -$799K
GHY
100
PGIM Global High Yield Fund
GHY
$478M
$205K 0.12%
13,800
-91,130
-87% -$1.35M
2 3
4
5 6

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SA
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JWM
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SGF
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FPL
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SFCM
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SAMT
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Shaker Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Shaker Financial Services held 151 positions worth $169M, up 11% from $152M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Shaker Financial Services deployed $17.4M of net new capital in Q4 2016, opening 39 new positions and adding to 31 existing holdings. Its largest new stake was Nuveen S&P 500 Buy-Write Income Fund: 285,670 shares worth $3.63M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, down from 6.3% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was Gabelli Dividend & Income Trust, an estimated $4.59M trimmed.

  • Shaker Financial Services's largest Q4 2016 buy was Nuveen S&P 500 Buy-Write Income Fund: 285,670 shares worth $3.63M.
  • Shaker Financial Services added most to Nuveen Core Equity Alpha Fund in Q4 2016, an estimated $3.5M increase.
  • Shaker Financial Services's biggest Q4 2016 reduction was Gabelli Dividend & Income Trust, cutting an estimated $4.59M.
  • Shaker Financial Services fully exited General American Investors Company in Q4 2016, selling an estimated $4.99M.
  • Shaker Financial Services's ten largest holdings make up 29% of its $169M portfolio in Q4 2016.
  • Shaker Financial Services opened 39 new positions and closed 42 in Q4 2016.
  • Shaker Financial Services's portfolio value rose 11% quarter-over-quarter to $169M.

Based on Shaker Financial Services's 13F filing for Q4 2016, filed 8 Feb 2017.