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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-12.11%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$133M
AUM Growth
-$27M
Cap. Flow
-$9.67M
Cap. Flow %
-7.25%
Top 10 Hldgs %
30.21%
Holding
144
New
30
Increased
33
Reduced
33
Closed
48

Top Buys

Rank Stock Value
1
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$3.42M
2
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$3.29M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$2.68M
4
PFN
PIMCO Income Strategy Fund II
PFN
+$2.53M
5
AFT
Apollo Senior Floating Rate Fund Inc.
AFT
+$2.17M

Top Sells

Rank Stock Value
1
FAV
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
+$5.03M
2
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$4.95M
3
HIX
Western Asset High Income Fund II
HIX
+$2.8M
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$2.44M
5
ASG
Liberty All-Star Growth Fund
ASG
+$2.11M

Sector Composition

Rank Sector Weight
1 Financials 11.93%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JHI
76
John Hancock Investors Trust
JHI
$116M
$435K 0.33%
29,788
-46,534
-61% -$716K
ERC
77
Allspring Multi-Sector Income Fund
ERC
$256M
$407K 0.31%
35,861
-105,465
-75% -$1.28M
GLV
78
Clough Global Dividend & Income Fund
GLV
$78.1M
$400K 0.3%
+30,642
New +$440K
IID
79
DELISTED
VOYA INTERNATIONAL HIGH DIVIDEND EQUITY INCOME FUND
IID
$338K 0.25%
+53,213
New +$383K
ERH
80
Allspring Utilities & High Income Fund
ERH
$105M
$326K 0.24%
30,834
-4,089
-12% -$45.6K
JRO
81
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$281K 0.21%
28,290
+4,694
+20% +$49.5K
ETJ
82
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$567M
$256K 0.19%
+26,700
New +$279K
IRL
83
DELISTED
NEW IRELAND FUND INC
IRL
$253K 0.19%
18,835
-7,437
-28% -$103K
HPI
84
John Hancock Preferred Income Fund
HPI
$430M
$237K 0.18%
+12,259
New +$239K
MSP
85
DELISTED
Madison Strategic Sector
MSP
$209K 0.16%
19,578
-57,008
-74% -$642K
MCN
86
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$206K 0.15%
+29,035
New +$222K
GGM
87
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$206K 0.15%
+10,353
New +$223K
JSD
88
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$201K 0.15%
+13,202
New +$212K
JFC
89
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$196K 0.15%
13,694
-23,864
-64% -$381K
NHS
90
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$180K 0.13%
17,664
-110,380
-86% -$1.21M
GF
91
New Germany Fund
GF
$182M
$174K 0.13%
12,070
+1,474
+14% +$22.3K
EVG
92
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
$161K 0.12%
+12,170
New +$167K
SWZ
93
Swiss Helvetia Fund
SWZ
$76.5M
$152K 0.11%
13,979
-34,556
-71% -$394K
EOI
94
Eaton Vance Enhanced Equity Income Fund
EOI
$811M
$151K 0.11%
12,688
-87,451
-87% -$1.12M
AGD
95
abrdn Global Dynamic Dividend Fund
AGD
$318M
$103K 0.08%
12,017
-68,056
-85% -$642K
DHY
96
Credit Suisse High Yield Credit Fund
DHY
$242M
$36K 0.03%
+15,700
New +$38.1K
AOD
97
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
– –
-31,689
Closed -$274K
AWF
98
AllianceBernstein Global High Income Fund
AWF
$870M
– –
-63,901
Closed -$768K
BIT icon
99
BlackRock Multi-Sector Income Trust
BIT
$698M
– –
-41,854
Closed -$694K
BOE icon
100
BlackRock Enhanced Global Dividend Trust
BOE
$673M
– –
-31,050
Closed -$427K
2 3
4
5 6

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SA
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JWM
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SGF
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FPL
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SFCM
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Shaker Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Shaker Financial Services held 144 positions worth $133M, down 17% from $160M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Shaker Financial Services withdrew a net $9.67M in Q3 2015, closing 48 positions and reducing 33 holdings. Its most notable exit was FIRST TRUST DIVIDEND AND INCOME FD COM, an estimated $5.03M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 6.3% a quarter earlier, followed by Real Estate.

Against the trend, Shaker Financial Services opened a new position in Eaton Vance Tax-Managed Global Diversified Equity Income Fund worth $3.01M.

  • Shaker Financial Services's largest Q3 2015 buy was Eaton Vance Tax-Managed Global Diversified Equity Income Fund: 362,988 shares worth $3.01M.
  • Shaker Financial Services added most to Calamos Strategic Total Return Fund in Q3 2015, an estimated $3.29M increase.
  • Shaker Financial Services's biggest Q3 2015 reduction was Virtus Dividend, Interest & Premium Strategy Fund, cutting an estimated $2.44M.
  • Shaker Financial Services fully exited FIRST TRUST DIVIDEND AND INCOME FD COM in Q3 2015, selling an estimated $5.03M.
  • Shaker Financial Services's ten largest holdings make up 30% of its $133M portfolio in Q3 2015.
  • Shaker Financial Services opened 30 new positions and closed 48 in Q3 2015.
  • Shaker Financial Services's portfolio value fell 17% quarter-over-quarter to $133M.

Based on Shaker Financial Services's 13F filing for Q3 2015, filed 10 Nov 2015.