We are live on ! Find out more
SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$135M
AUM Growth
-$1.06M
Cap. Flow
-$670K
Cap. Flow %
-0.5%
Top 10 Hldgs %
21.18%
Holding
187
New
36
Increased
56
Reduced
62
Closed
28

Top Buys

Rank Stock Value
1
BGX
Blackstone Long-Short Credit Income Fund
BGX
+$1.89M
2
IGA
Voya Global Advantage and Premium Opportunity Fund
IGA
+$1.85M
3
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$1.59M
4
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$1.49M
5
GLO
Clough Global Opportunities Fund
GLO
+$1.46M

Top Sells

Rank Stock Value
1
USA icon
Liberty All-Star Equity Fund
USA
+$2.71M
2
FAV
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
+$2.64M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
+$2.12M
4
SWZ
Swiss Helvetia Fund
SWZ
+$1.95M
5
CET
Central Securities Corp
CET
+$1.8M

Sector Composition

Rank Sector Weight
1 Financials 6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRX
76
Gabelli Healthcare & Wellness Trust
GRX
$144M
$657K 0.49%
66,299
+50,868
+330% +$495K
CII icon
77
BlackRock Enhanced Captial and Income Fund
CII
$988M
$647K 0.48%
49,996
-108,616
-68% -$1.41M
PHD
78
DELISTED
Pioneer Floating Rate Fund
PHD
$643K 0.48%
51,268
+28,905
+129% +$372K
JLS icon
79
Nuveen Mortgage and Income Fund
JLS
$94.5M
$637K 0.47%
26,822
+12,138
+83% +$290K
GDO
80
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.1M
$631K 0.47%
35,451
– –
APF
81
DELISTED
Morgan Stanley Asia Pacific Fund
APF
$626K 0.46%
37,392
– –
DHG
82
DELISTED
Deutsche High Incm Opportunities
DHG
$609K 0.45%
43,016
-15,812
-27% -$222K
FCO
83
DELISTED
abrdn Global Income Fund
FCO
$607K 0.45%
56,064
+19,725
+54% +$212K
DPO
84
DELISTED
DOW ENHANCED PREMIUM & INCOME FUND, INC COM
DPO
$601K 0.45%
+51,078
New +$624K
JFR icon
85
Nuveen Floating Rate Income Fund
JFR
$1.24B
$585K 0.43%
48,927
-695
-1% -$8.51K
CHY
86
Calamos Convertible and High Income Fund
CHY
$1.01B
$563K 0.42%
+44,955
New +$556K
BTO
87
John Hancock Financial Opportunities Fund
BTO
$798M
$554K 0.41%
+25,787
New +$583K
BQR
88
DELISTED
BLACKROCK ECOSOLUTIONS INVESTMENT TRUST
BQR
$549K 0.41%
70,288
+6,900
+11% +$54.9K
FEO
89
DELISTED
First Trust/abrdn Emerging Opportunity Fund
FEO
$545K 0.4%
28,591
-100
-0.3% -$1.87K
RNP icon
90
Cohen & Steers REIT and Preferred and Income Fund
RNP
$982M
$543K 0.4%
35,016
-14,716
-30% -$239K
JFC
91
DELISTED
JPMorgan China Region Fund, Inc.
JFC
$534K 0.4%
36,508
– –
EDD
92
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$375M
$527K 0.39%
37,373
-121,519
-76% -$1.7M
VLT icon
93
Invesco High Income Trust II
VLT
$64.9M
$515K 0.38%
32,322
+10,844
+50% +$172K
RVT icon
94
Royce Value Trust
RVT
$2.21B
$499K 0.37%
33,555
+15,235
+83% +$222K
SBW
95
DELISTED
Western Asset Worldwide Income
SBW
$491K 0.36%
39,047
+2,835
+8% +$35.3K
HMH
96
DELISTED
HELIOS MULTI-SECTOR HIGH INCOME FD, INC
HMH
$491K 0.36%
84,471
+6,650
+9% +$37.7K
FAV
97
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
$490K 0.36%
58,286
-317,982
-85% -$2.64M
ADX icon
98
Adams Diversified Equity Fund
ADX
$3.13B
$480K 0.36%
38,736
+23,036
+147% +$283K
BWG
99
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$130M
$467K 0.35%
+27,906
New +$473K
HQL
100
abrdn Life Sciences Investors
HQL
$581M
$445K 0.33%
+23,121
New +$443K
2 3
4
5 6

Similar funds

FPWM
FSB Premier Wealth Management Waterloo, Iowa $319M AUM 15.64% 1-Year Est. Return
OPW
Oxler Private Wealth Rye Brook, New York $319M AUM 20.31% 1-Year Est. Return
SA
SAM Advisors Oakhurst, California $319M AUM 17.08% 1-Year Est. Return
JWM
Jeppson Wealth Management Manhattan Beach, California $319M AUM 27.26% 1-Year Est. Return
SGF
Stephens Greth Foundation Dallas, Texas $320M AUM
FPL
Fortress Private Ledger Raleigh, North Carolina $320M AUM 45.16% 1-Year Est. Return
SFCM
Seven Fleet Capital Management Mountain View, California $318M AUM
SAMT
Select Asset Management & Trust Mechanicsburg, Pennsylvania $320M AUM 18.83% 1-Year Est. Return

Shaker Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Shaker Financial Services held 187 positions worth $135M, down 0.78% from $136M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Shaker Financial Services's Q3 2013 filing shows 36 new, 56 increased, 62 reduced and 28 closed positions. Its largest new stake was Blackstone Long-Short Credit Income Fund: 103,134 shares worth $1.91M. The largest sale was Liberty All-Star Equity Fund, an estimated $2.71M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 3.6% a quarter earlier.

  • Shaker Financial Services's largest Q3 2013 buy was Blackstone Long-Short Credit Income Fund: 103,134 shares worth $1.91M.
  • Shaker Financial Services added most to Calamos Strategic Total Return Fund in Q3 2013, an estimated $1.59M increase.
  • Shaker Financial Services's biggest Q3 2013 reduction was Liberty All-Star Equity Fund, cutting an estimated $2.71M.
  • Shaker Financial Services fully exited Swiss Helvetia Fund in Q3 2013, selling an estimated $1.95M.
  • Shaker Financial Services's ten largest holdings make up 21% of its $135M portfolio in Q3 2013.
  • Shaker Financial Services opened 36 new positions and closed 28 in Q3 2013.
  • Shaker Financial Services's portfolio value fell 0.78% quarter-over-quarter to $135M.

Based on Shaker Financial Services's 13F filing for Q3 2013, filed 1 Nov 2013.