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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-5.17%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$215M
AUM Growth
-$14.4M
Cap. Flow
-$3.45M
Cap. Flow %
-1.61%
Top 10 Hldgs %
27.75%
Holding
181
New
22
Increased
60
Reduced
54
Closed
26

Top Buys

Rank Stock Value
1
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$3.09M
2
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$2.91M
3
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
+$1.73M
4
PDT
John Hancock Premium Dividend Fund
PDT
+$1.72M
5
USA icon
Liberty All-Star Equity Fund
USA
+$1.68M

Top Sells

Rank Stock Value
1
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$2.98M
2
NSL
NUVEEN SENIOR INCM FD
NSL
+$2.63M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$2.35M
4
SOR
Source Capital
SOR
+$2.16M
5
FFA
First Trust Enhanced Equity Income Fund
FFA
+$2.1M

Sector Composition

Rank Sector Weight
1 Financials 6.28%
2 Technology 0.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USA icon
51
Liberty All-Star Equity Fund
USA
$1.79B
$1.57M 0.73%
+264,813
New +$1.68M
PDT
52
John Hancock Premium Dividend Fund
PDT
$634M
$1.56M 0.73%
+162,284
New +$1.72M
SDHY
53
PGIM Short Duration High Yield Opportunities Fund
SDHY
$398M
$1.46M 0.68%
100,435
+20,612
+26% +$311K
ETJ
54
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$567M
$1.43M 0.67%
+186,572
New +$1.51M
PDO
55
PIMCO Dynamic Income Opportunities Fund
PDO
$1.86B
$1.37M 0.64%
115,135
+31,089
+37% +$396K
PHT
56
DELISTED
Pioneer High Income Fund
PHT
$1.35M 0.63%
201,412
-146,680
-42% -$999K
GLO
57
Clough Global Opportunities Fund
GLO
$250M
$1.29M 0.6%
290,247
-74,389
-20% -$361K
MCR
58
DELISTED
MFS Charter Income Trust
MCR
$1.28M 0.6%
218,571
+113,580
+108% +$695K
PFL
59
PIMCO Income Strategy Fund
PFL
$384M
$1.26M 0.59%
163,603
-52,342
-24% -$420K
EFT
60
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$1.22M 0.57%
99,117
-76,318
-44% -$923K
ISD
61
PGIM High Yield Bond Fund
ISD
$415M
$1.22M 0.57%
103,160
+60,930
+144% +$745K
DHF
62
BNY Mellon High Yield Strategies Fund
DHF
$171M
$1.17M 0.55%
547,865
-37,800
-6% -$83.6K
EFR
63
Eaton Vance Senior Floating-Rate Fund
EFR
$312M
$1.17M 0.55%
96,756
-124,464
-56% -$1.5M
BCV
64
Bancroft Fund
BCV
$133M
$1.17M 0.55%
74,295
-32,406
-30% -$548K
IHIT
65
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$1.13M 0.52%
165,216
+137,252
+491% +$1.01M
ERC
66
Allspring Multi-Sector Income Fund
ERC
$256M
$1.11M 0.52%
121,675
-28,272
-19% -$267K
IAE
67
Voya Asia Pacific High Dividend Equity Income Fund
IAE
$91.8M
$1.07M 0.5%
185,487
+998
+0.5% +$6K
JPC icon
68
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$1.06M 0.5%
166,631
– –
LDP icon
69
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$1.06M 0.49%
61,961
+328
+0.5% +$5.85K
HYI
70
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$1.06M 0.49%
+91,261
New +$1.07M
GHY
71
PGIM Global High Yield Fund
GHY
$478M
$1.05M 0.49%
97,857
+27,746
+40% +$310K
TDF
72
Templeton Dragon Fund
TDF
$270M
$1.01M 0.47%
118,649
– –
TWN
73
Taiwan Fund
TWN
$471M
$1M 0.47%
33,522
-399
-1% -$12.5K
BSL
74
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$169M
$976K 0.45%
73,642
-2,623
-3% -$34.4K
ZTR
75
Virtus Total Return Fund
ZTR
$340M
$973K 0.45%
202,758
+185,704
+1,089% +$1.06M
1 2
3
4 5

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Shaker Financial Services's Q3 2023 Portfolio in Review

As of Q3 2023, Shaker Financial Services held 181 positions worth $215M, down 6.3% from $229M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Shaker Financial Services's Q3 2023 filing shows 22 new, 60 increased, 54 reduced and 26 closed positions. Its largest new stake was John Hancock Premium Dividend Fund: 162,284 shares worth $1.56M. The largest sale was Nuveen Dow 30SM Dynamic Overwrite Fund, an estimated $2.98M.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, down from 6.9% a quarter earlier, followed by Technology.

  • Shaker Financial Services's largest Q3 2023 buy was John Hancock Premium Dividend Fund: 162,284 shares worth $1.56M.
  • Shaker Financial Services added most to Eaton Vance Tax-Advantaged Global Dividend Income Fund in Q3 2023, an estimated $3.09M increase.
  • Shaker Financial Services's biggest Q3 2023 reduction was Nuveen Dow 30SM Dynamic Overwrite Fund, cutting an estimated $2.98M.
  • Shaker Financial Services fully exited NUVEEN SENIOR INCM FD in Q3 2023, selling an estimated $2.63M.
  • Shaker Financial Services's ten largest holdings make up 28% of its $215M portfolio in Q3 2023.
  • Shaker Financial Services opened 22 new positions and closed 26 in Q3 2023.
  • Shaker Financial Services's portfolio value fell 6.3% quarter-over-quarter to $215M.

Based on Shaker Financial Services's 13F filing for Q3 2023, filed 2 Nov 2023.