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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+4.23%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$218M
AUM Growth
+$21.5M
Cap. Flow
+$13.1M
Cap. Flow %
6.03%
Top 10 Hldgs %
36.4%
Holding
172
New
39
Increased
35
Reduced
70
Closed
26

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$22.8M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.88M
3
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$3.84M
4
HIX
Western Asset High Income Fund II
HIX
+$3.01M
5
EHI
Western Asset Global High Income Fund
EHI
+$2.9M

Top Sells

Rank Stock Value
1
GAM
General American Investors Company
GAM
+$4M
2
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$3.38M
3
SPE
Special Opportunities Fund
SPE
+$2.55M
4
IGD
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
+$2.3M
5
HEQ
John Hancock Hedged Equity & Income Fund
HEQ
+$2.23M

Sector Composition

Rank Sector Weight
1 Financials 5.03%
2 Real Estate 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETG
51
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.8B
$1.17M 0.54%
64,989
+13,503
+26% +$232K
GGZ
52
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
$1.12M 0.52%
94,871
-69,683
-42% -$787K
CPZ
53
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$259M
$1.11M 0.51%
+56,825
New +$1.13M
FAX
54
abrdn Asia-Pacific Income Fund
FAX
$599M
$1.05M 0.48%
41,353
+4,292
+12% +$110K
HYI
55
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$1.01M 0.46%
+64,561
New +$987K
EVG
56
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
$1.01M 0.46%
74,631
+41,588
+126% +$553K
DBL
57
DoubleLine Opportunistic Credit Fund
DBL
$278M
$1M 0.46%
48,653
-3,703
-7% -$76.6K
CSQ icon
58
Calamos Strategic Total Return Fund
CSQ
$3.23B
$953K 0.44%
70,053
-48,301
-41% -$633K
TEAF
59
DELISTED
Ecofin Sustainable & Social Impact Term Fund
TEAF
$937K 0.43%
+57,154
New +$929K
EVF
60
Eaton Vance Senior Income Trust
EVF
$90.3M
$932K 0.43%
145,361
+100,844
+227% +$628K
HERZ
61
Herzfeld Credit Income Fund
HERZ
$32.3M
$926K 0.43%
18,019
-4,886
-21% -$249K
VLT icon
62
Invesco High Income Trust II
VLT
$64.9M
$886K 0.41%
62,040
+33,439
+117% +$476K
JSD
63
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$838K 0.39%
55,164
-55,773
-50% -$823K
SCD
64
LMP Capital and Income Fund
SCD
$355M
$825K 0.38%
53,115
+20,820
+64% +$301K
JPC icon
65
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$798K 0.37%
76,260
+44,298
+139% +$450K
EXG icon
66
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.99B
$790K 0.36%
90,000
+31,000
+53% +$264K
HQH
67
abrdn Healthcare Investors
HQH
$1.25B
$785K 0.36%
37,585
-7,444
-17% -$147K
VVR icon
68
Invesco Senior Income Trust
VVR
$457M
$785K 0.36%
183,002
+9,334
+5% +$38.9K
GLO
69
Clough Global Opportunities Fund
GLO
$250M
$784K 0.36%
83,015
+22,399
+37% +$207K
DCF
70
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$779K 0.36%
84,273
+62,704
+291% +$573K
HYT icon
71
BlackRock Corporate High Yield Fund
HYT
$1.36B
$769K 0.35%
68,703
-16,515
-19% -$182K
AFT
72
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$752K 0.35%
49,659
-29,394
-37% -$434K
AWP
73
abrdn Global Premier Properties Fund
AWP
$372M
$726K 0.33%
+37,340
New +$715K
FTF
74
Franklin Limited Duration Income Trust
FTF
$231M
$725K 0.33%
75,632
-74,222
-50% -$694K
JDD
75
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$724K 0.33%
+66,466
New +$723K
1 2
3
4 5

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Shaker Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Shaker Financial Services held 172 positions worth $218M, up 11% from $196M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Shaker Financial Services deployed $13.1M of net new capital in Q4 2019, opening 39 new positions and adding to 35 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 21,345 shares worth $6.08M.

By sector, the portfolio is most concentrated in Financials at 5% of assets, up from 4.6% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was General American Investors Company, an estimated $4M trimmed.

  • Shaker Financial Services's largest Q4 2019 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 21,345 shares worth $6.08M.
  • Shaker Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $22.8M increase.
  • Shaker Financial Services's biggest Q4 2019 reduction was General American Investors Company, cutting an estimated $4M.
  • Shaker Financial Services fully exited Nuveen S&P 500 Buy-Write Income Fund in Q4 2019, selling an estimated $3.38M.
  • Shaker Financial Services's ten largest holdings make up 36% of its $218M portfolio in Q4 2019.
  • Shaker Financial Services opened 39 new positions and closed 26 in Q4 2019.
  • Shaker Financial Services's portfolio value rose 11% quarter-over-quarter to $218M.

Based on Shaker Financial Services's 13F filing for Q4 2019, filed 4 Feb 2020.