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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+0.72%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$208M
AUM Growth
+$5.6M
Cap. Flow
+$3.54M
Cap. Flow %
1.7%
Top 10 Hldgs %
34.57%
Holding
144
New
38
Increased
34
Reduced
45
Closed
22

Top Buys

Rank Stock Value
1
FUND
Sprott Focus Trust
FUND
+$5.75M
2
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$4.18M
3
FFA
First Trust Enhanced Equity Income Fund
FFA
+$2.4M
4
GDV icon
Gabelli Dividend & Income Trust
GDV
+$2.39M
5
BIT icon
BlackRock Multi-Sector Income Trust
BIT
+$2.33M

Top Sells

Rank Stock Value
1
RMT
Royce Micro-Cap Trust
RMT
+$5.24M
2
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.52M
3
GAM
General American Investors Company
GAM
+$3.89M
4
ADX icon
Adams Diversified Equity Fund
ADX
+$3.15M
5
MCN
Madison Covered Call & Equity Strategy Fund
MCN
+$2.71M

Sector Composition

Rank Sector Weight
1 Financials 7.9%
2 Real Estate 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVG
51
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
$1.37M 0.66%
106,078
-17,889
-14% -$232K
HEQ
52
John Hancock Hedged Equity & Income Fund
HEQ
$137M
$1.32M 0.63%
+83,555
New +$1.35M
IRL
53
DELISTED
NEW IRELAND FUND INC
IRL
$1.31M 0.63%
124,137
+39,721
+47% +$440K
BGX
54
Blackstone Long-Short Credit Income Fund
BGX
$136M
$1.19M 0.57%
+74,332
New +$1.23M
JHI
55
John Hancock Investors Trust
JHI
$116M
$1.13M 0.54%
70,034
-6,871
-9% -$112K
ISD
56
PGIM High Yield Bond Fund
ISD
$415M
$1.11M 0.53%
+78,523
New +$1.11M
AOD
57
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$1.1M 0.53%
125,764
-201,322
-62% -$1.78M
IGA
58
Voya Global Advantage and Premium Opportunity Fund
IGA
$157M
$1.09M 0.53%
+95,685
New +$1.1M
HTY
59
DELISTED
JOHN HANCOCK TAX-ADVANTAGED GLOBAL SHAREHOLDER YIELD FUND
HTY
$1.01M 0.49%
+136,657
New +$1.13M
EFF
60
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$1.01M 0.48%
+63,608
New +$1.03M
JTD
61
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
$988K 0.47%
55,744
-116,557
-68% -$2.02M
GHY
62
PGIM Global High Yield Fund
GHY
$478M
$962K 0.46%
+69,394
New +$952K
SPXX icon
63
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
$953K 0.46%
+56,366
New +$955K
VTA
64
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$941K 0.45%
82,045
-42,133
-34% -$485K
SPE.PRB
65
DELISTED
Special Opportunities Fund, Inc. 3.50% Convertible Preferred Stock, Series B
SPE.PRB
$931K 0.45%
36,515
– –
PHT
66
DELISTED
Pioneer High Income Fund
PHT
$927K 0.44%
100,131
-1,846
-2% -$17.1K
FCT
67
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$906K 0.43%
71,243
+17,594
+33% +$224K
FRA icon
68
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$896K 0.43%
64,975
+32,721
+101% +$453K
HIO
69
Western Asset High Income Opportunity Fund
HIO
$336M
$850K 0.41%
178,591
+130,965
+275% +$629K
CHN
70
DELISTED
China Fund
CHN
$826K 0.4%
42,145
-666
-2% -$13.3K
EXD
71
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$793K 0.38%
90,207
+6,000
+7% +$54K
JGH icon
72
Nuveen Global High Income Fund
JGH
$352M
$778K 0.37%
49,896
-52,716
-51% -$826K
HERZ
73
Herzfeld Credit Income Fund
HERZ
$32.3M
$757K 0.36%
15,185
+1,843
+14% +$93.9K
MSP
74
DELISTED
Madison Strategic Sector
MSP
$732K 0.35%
+61,545
New +$729K
TSLF
75
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$708K 0.34%
+42,566
New +$722K
1 2
3
4 5

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Shaker Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Shaker Financial Services held 144 positions worth $208M, up 2.8% from $203M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Shaker Financial Services's Q3 2018 filing shows 38 new, 34 increased, 45 reduced and 22 closed positions. Its largest new stake was Nuveen NASDAQ 100 Dynamic Overwrite Fund: 167,978 shares worth $4.04M. The largest sale was Royce Micro-Cap Trust, an estimated $5.24M.

By sector, the portfolio is most concentrated in Financials at 7.9% of assets, up from 5.1% a quarter earlier, followed by Real Estate.

  • Shaker Financial Services's largest Q3 2018 buy was Nuveen NASDAQ 100 Dynamic Overwrite Fund: 167,978 shares worth $4.04M.
  • Shaker Financial Services added most to Sprott Focus Trust in Q3 2018, an estimated $5.75M increase.
  • Shaker Financial Services's biggest Q3 2018 reduction was Royce Micro-Cap Trust, cutting an estimated $5.24M.
  • Shaker Financial Services fully exited abrdn Asia-Pacific Income Fund in Q3 2018, selling an estimated $2.62M.
  • Shaker Financial Services's ten largest holdings make up 35% of its $208M portfolio in Q3 2018.
  • Shaker Financial Services opened 38 new positions and closed 22 in Q3 2018.
  • Shaker Financial Services's portfolio value rose 2.8% quarter-over-quarter to $208M.

Based on Shaker Financial Services's 13F filing for Q3 2018, filed 9 Nov 2018.