We are live on ! Find out more
SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$152M
AUM Growth
+$8.54M
Cap. Flow
+$6.53M
Cap. Flow %
4.29%
Top 10 Hldgs %
23.7%
Holding
186
New
31
Increased
56
Reduced
42
Closed
51

Top Buys

Rank Stock Value
1
KIO
KKR Income Opportunities Fund
KIO
+$2.29M
2
TY icon
TRI-Continental Corp
TY
+$2.18M
3
GDV icon
Gabelli Dividend & Income Trust
GDV
+$1.98M
4
ETO
Eaton Vance Tax-Advantaged Global Dividend Opportunities Fund
ETO
+$1.5M
5
USA icon
Liberty All-Star Equity Fund
USA
+$1.43M

Top Sells

Rank Stock Value
1
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$2.62M
2
GLV
Clough Global Dividend & Income Fund
GLV
+$1.63M
3
STK
Columbia Seligman Premium Technology Growth Fund
STK
+$1.6M
4
ISD
PGIM High Yield Bond Fund
ISD
+$1.59M
5
EOD
Allspring Global Dividend Opportunity Fund
EOD
+$1.56M

Sector Composition

Rank Sector Weight
1 Financials 6.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FAV
51
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
$1.18M 0.78%
135,284
-11,097
-8% -$95.1K
RMT
52
Royce Micro-Cap Trust
RMT
$728M
$1.17M 0.77%
+95,651
New +$1.18M
BGB
53
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$1.07M 0.71%
+60,649
New +$1.1M
IVH
54
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$1.07M 0.71%
58,818
+22,218
+61% +$403K
IGD
55
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$1.01M 0.67%
110,162
-18,408
-14% -$164K
GLO
56
Clough Global Opportunities Fund
GLO
$250M
$935K 0.61%
73,364
-99,197
-57% -$1.28M
JHP
57
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$935K 0.61%
111,755
+30,355
+37% +$247K
KMM
58
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$876K 0.58%
92,126
-96,636
-51% -$903K
MHY
59
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$851K 0.56%
148,472
-23,942
-14% -$138K
AIF
60
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$850K 0.56%
47,626
+29,962
+170% +$538K
KST
61
DELISTED
Deutsche Strategic Income Trust
KST
$826K 0.54%
64,368
-3,397
-5% -$43.7K
ECF
62
Ellsworth Growth & Income Fund
ECF
$166M
$811K 0.53%
94,296
-11,586
-11% -$97.1K
MCN
63
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$808K 0.53%
97,647
+57,802
+145% +$476K
KHI
64
DELISTED
Deutsche High Income Trust
KHI
$807K 0.53%
85,862
+5,600
+7% +$52.1K
FAM
65
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$803K 0.53%
+57,574
New +$799K
GLU
66
Gabelli Utility & Income Trust
GLU
$114M
$772K 0.51%
38,832
+12,992
+50% +$256K
FPF
67
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$765K 0.5%
34,539
-7,180
-17% -$155K
DSL
68
DoubleLine Income Solutions Fund
DSL
$1.22B
$756K 0.5%
35,650
+1,944
+6% +$41.1K
EOD
69
Allspring Global Dividend Opportunity Fund
EOD
$279M
$750K 0.49%
95,283
-206,931
-68% -$1.56M
JTP
70
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$726K 0.48%
90,130
-38,534
-30% -$305K
DSU icon
71
BlackRock Debt Strategies Fund
DSU
$593M
$724K 0.48%
58,833
+19,033
+48% +$232K
BTO
72
John Hancock Financial Opportunities Fund
BTO
$798M
$720K 0.47%
29,897
+1,807
+6% +$41.8K
SWZ
73
Swiss Helvetia Fund
SWZ
$76.5M
$713K 0.47%
+49,561
New +$703K
HPS
74
John Hancock Preferred Income Fund III
HPS
$457M
$679K 0.45%
39,214
+28,351
+261% +$472K
LOR
75
DELISTED
Lazard World Dividend & Income Fund, Inc.
LOR
$663K 0.44%
+47,583
New +$663K
1 2
3
4 5

Similar funds

FPWM
FSB Premier Wealth Management Waterloo, Iowa $319M AUM 15.64% 1-Year Est. Return
OPW
Oxler Private Wealth Rye Brook, New York $319M AUM 20.31% 1-Year Est. Return
SA
SAM Advisors Oakhurst, California $319M AUM 17.08% 1-Year Est. Return
JWM
Jeppson Wealth Management Manhattan Beach, California $319M AUM 27.26% 1-Year Est. Return
SGF
Stephens Greth Foundation Dallas, Texas $320M AUM
FPL
Fortress Private Ledger Raleigh, North Carolina $320M AUM 45.16% 1-Year Est. Return
SFCM
Seven Fleet Capital Management Mountain View, California $318M AUM
SAMT
Select Asset Management & Trust Mechanicsburg, Pennsylvania $320M AUM 18.83% 1-Year Est. Return

Shaker Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Shaker Financial Services held 186 positions worth $152M, up 5.9% from $144M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Shaker Financial Services deployed $6.53M of net new capital in Q1 2014, opening 31 new positions and adding to 56 existing holdings. Its largest new stake was Gabelli Dividend & Income Trust: 96,516 shares worth $2.01M.

By sector, the portfolio is most concentrated in Financials at 6.1% of assets, up from 4.1% a quarter earlier.

On the sell side, the largest reduction was Columbia Seligman Premium Technology Growth Fund, an estimated $1.6M trimmed.

  • Shaker Financial Services's largest Q1 2014 buy was Gabelli Dividend & Income Trust: 96,516 shares worth $2.01M.
  • Shaker Financial Services added most to KKR Income Opportunities Fund in Q1 2014, an estimated $2.29M increase.
  • Shaker Financial Services's biggest Q1 2014 reduction was Columbia Seligman Premium Technology Growth Fund, cutting an estimated $1.6M.
  • Shaker Financial Services fully exited Nuveen Core Equity Alpha Fund in Q1 2014, selling an estimated $2.62M.
  • Shaker Financial Services's ten largest holdings make up 24% of its $152M portfolio in Q1 2014.
  • Shaker Financial Services opened 31 new positions and closed 51 in Q1 2014.
  • Shaker Financial Services's portfolio value rose 5.9% quarter-over-quarter to $152M.

Based on Shaker Financial Services's 13F filing for Q1 2014, filed 7 May 2014.