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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$144M
AUM Growth
+$8.92M
Cap. Flow
+$6.18M
Cap. Flow %
4.3%
Top 10 Hldgs %
20.41%
Holding
205
New
46
Increased
53
Reduced
55
Closed
50

Top Buys

Rank Stock Value
1
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$2.58M
2
PFL
PIMCO Income Strategy Fund
PFL
+$2.4M
3
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
+$2.11M
4
KMM
Deutsche Multi-Market Incm Trust
KMM
+$1.8M
5
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$1.72M

Top Sells

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$2.52M
2
ASG
Liberty All-Star Growth Fund
ASG
+$1.96M
3
HTD
John Hancock Tax-Advantaged Dividend Income Fund
HTD
+$1.95M
4
PDI icon
PIMCO Dynamic Income Fund
PDI
+$1.69M
5
CHW
Calamos Global Dynamic Income Fund
CHW
+$1.68M

Sector Composition

Rank Sector Weight
1 Financials 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JDD
51
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$1.06M 0.73%
93,693
-36,162
-28% -$406K
HYT icon
52
BlackRock Corporate High Yield Fund
HYT
$1.36B
$1.04M 0.72%
+85,562
New +$1.02M
SOR
53
Source Capital
SOR
$383M
$1.04M 0.72%
15,502
+1,723
+13% +$110K
SPE
54
Special Opportunities Fund
SPE
$139M
$1.03M 0.72%
62,060
-7,088
-10% -$124K
GGM
55
DELISTED
GUGGENHEIM CREDIT ALLOCATION FUND
GGM
$1.03M 0.72%
+45,888
New +$1.04M
JTP
56
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$989K 0.69%
128,664
-135,456
-51% -$1.03M
MHY
57
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$976K 0.68%
172,414
-12,827
-7% -$72.6K
ADX icon
58
Adams Diversified Equity Fund
ADX
$3.13B
$935K 0.65%
71,559
+32,823
+85% +$418K
BHL
59
DELISTED
Blackrock Defined Opp Crt Tr
BHL
$918K 0.64%
67,430
-2,626
-4% -$36K
HHY
60
DELISTED
Brookfield High Income Fund Inc.
HHY
$906K 0.63%
+93,437
New +$916K
FPF
61
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$887K 0.62%
+41,719
New +$867K
KST
62
DELISTED
Deutsche Strategic Income Trust
KST
$880K 0.61%
+67,765
New +$894K
GF
63
New Germany Fund
GF
$182M
$879K 0.61%
44,093
-37,226
-46% -$828K
ECF
64
Ellsworth Growth & Income Fund
ECF
$166M
$867K 0.6%
105,882
-35,661
-25% -$286K
AGC
65
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$863K 0.6%
118,577
+12,559
+12% +$89.2K
QQQX icon
66
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$848K 0.59%
47,614
+29,560
+164% +$507K
DUC
67
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$801K 0.56%
79,825
+48,731
+157% +$496K
IRR
68
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$793K 0.55%
80,857
-5,774
-7% -$57.2K
TDF
69
Templeton Dragon Fund
TDF
$270M
$792K 0.55%
30,599
-6,850
-18% -$183K
MXE
70
Mexico Equity and Income Fund
MXE
$791K 0.55%
53,133
-3,505
-6% -$55.7K
ACP
71
abrdn Income Credit Strategies Fund
ACP
$635M
$770K 0.54%
45,234
+28,317
+167% +$466K
KHI
72
DELISTED
Deutsche High Income Trust
KHI
$734K 0.51%
80,262
-21,461
-21% -$196K
DSL
73
DoubleLine Income Solutions Fund
DSL
$1.22B
$711K 0.49%
+33,706
New +$696K
PHD
74
DELISTED
Pioneer Floating Rate Fund
PHD
$701K 0.49%
55,147
+3,879
+8% +$48.3K
HYI
75
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$695K 0.48%
+39,261
New +$696K
1 2
3
4 5

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Shaker Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Shaker Financial Services held 205 positions worth $144M, up 6.6% from $135M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Shaker Financial Services deployed $6.18M of net new capital in Q4 2013, opening 46 new positions and adding to 53 existing holdings. Its largest new stake was PIMCO Income Strategy Fund: 207,711 shares worth $2.35M.

By sector, the portfolio is most concentrated in Financials at 4.1% of assets, down from 6% a quarter earlier.

On the sell side, the largest reduction was COHEN & STEERS DIV MAJORS FUND INC, an estimated $1.61M trimmed.

  • Shaker Financial Services's largest Q4 2013 buy was PIMCO Income Strategy Fund: 207,711 shares worth $2.35M.
  • Shaker Financial Services added most to NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND in Q4 2013, an estimated $2.58M increase.
  • Shaker Financial Services's biggest Q4 2013 reduction was COHEN & STEERS DIV MAJORS FUND INC, cutting an estimated $1.61M.
  • Shaker Financial Services fully exited High Income Securities Fund in Q4 2013, selling an estimated $2.52M.
  • Shaker Financial Services's ten largest holdings make up 20% of its $144M portfolio in Q4 2013.
  • Shaker Financial Services opened 46 new positions and closed 50 in Q4 2013.
  • Shaker Financial Services's portfolio value rose 6.6% quarter-over-quarter to $144M.

Based on Shaker Financial Services's 13F filing for Q4 2013, filed 6 Feb 2014.