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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+5.82%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$244M
AUM Growth
+$29M
Cap. Flow
+$15M
Cap. Flow %
6.15%
Top 10 Hldgs %
23.64%
Holding
175
New
20
Increased
66
Reduced
62
Closed
23

Top Buys

Rank Stock Value
1
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$3.52M
2
CII icon
BlackRock Enhanced Captial and Income Fund
CII
+$2.89M
3
FFA
First Trust Enhanced Equity Income Fund
FFA
+$2.7M
4
GAB icon
Gabelli Equity Trust
GAB
+$2.41M
5
USA icon
Liberty All-Star Equity Fund
USA
+$2.4M

Top Sells

Rank Stock Value
1
RVT icon
Royce Value Trust
RVT
+$3.88M
2
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$2.96M
3
GAM
General American Investors Company
GAM
+$2.76M
4
DSU icon
BlackRock Debt Strategies Fund
DSU
+$2.54M
5
GDV icon
Gabelli Dividend & Income Trust
GDV
+$2.49M

Sector Composition

Rank Sector Weight
1 Financials 8.07%
2 Technology 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CII icon
26
BlackRock Enhanced Captial and Income Fund
CII
$988M
$3.03M 1.24%
+159,246
New +$2.89M
SDHY
27
PGIM Short Duration High Yield Opportunities Fund
SDHY
$398M
$2.96M 1.21%
195,683
+95,248
+95% +$1.39M
RMT
28
Royce Micro-Cap Trust
RMT
$728M
$2.87M 1.18%
310,633
+49,136
+19% +$410K
EEA
29
European Equity Fund
EEA
$75.2M
$2.86M 1.18%
326,171
+18,188
+6% +$148K
VGI
30
Virtus Global Multi-Sector Income Fund
VGI
$81.9M
$2.82M 1.16%
360,250
-42,840
-11% -$310K
SPXX icon
31
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
$2.81M 1.15%
186,657
+81,750
+78% +$1.19M
QQQX icon
32
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$2.8M 1.15%
120,804
+86,730
+255% +$1.94M
GF
33
New Germany Fund
GF
$182M
$2.69M 1.11%
305,996
+72,507
+31% +$593K
CHW
34
Calamos Global Dynamic Income Fund
CHW
$530M
$2.69M 1.1%
461,495
+77,561
+20% +$429K
AVK
35
Advent Convertible and Income Fund
AVK
$547M
$2.59M 1.06%
233,972
+17,601
+8% +$177K
JHI
36
John Hancock Investors Trust
JHI
$116M
$2.52M 1.03%
194,481
+43,927
+29% +$544K
ETB
37
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$454M
$2.46M 1.01%
189,674
-19,927
-10% -$252K
GAB icon
38
Gabelli Equity Trust
GAB
$1.75B
$2.44M 1%
+480,414
New +$2.41M
GAM
39
General American Investors Company
GAM
$1.56B
$2.38M 0.98%
55,335
-66,507
-55% -$2.76M
SWZ
40
Swiss Helvetia Fund
SWZ
$76.5M
$2.37M 0.97%
288,658
+3,982
+1% +$30.4K
SPE
41
Special Opportunities Fund
SPE
$139M
$2.34M 0.96%
206,584
-16,916
-8% -$179K
FPF
42
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$2.34M 0.96%
142,178
+17,638
+14% +$267K
HEQ
43
John Hancock Hedged Equity & Income Fund
HEQ
$137M
$2.24M 0.92%
222,476
-22,137
-9% -$214K
PFL
44
PIMCO Income Strategy Fund
PFL
$384M
$2.13M 0.88%
250,269
+86,666
+53% +$678K
TEI
45
Templeton Emerging Markets Income Fund
TEI
$314M
$1.98M 0.82%
389,206
+20,465
+6% +$98.2K
SOR
46
Source Capital
SOR
$383M
$1.98M 0.81%
49,119
-7,106
-13% -$279K
MCR
47
DELISTED
MFS Charter Income Trust
MCR
$1.97M 0.81%
304,925
+86,354
+40% +$521K
FSD
48
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.96M 0.8%
161,735
-120,781
-43% -$1.33M
EOS
49
Eaton Vance Enhance Equity Income Fund II
EOS
$1.13B
$1.86M 0.76%
99,220
+3,017
+3% +$53.4K
AGD
50
abrdn Global Dynamic Dividend Fund
AGD
$318M
$1.8M 0.74%
191,435
-2,656
-1% -$23.6K
1
2
3 4 5

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Shaker Financial Services's Q4 2023 Portfolio in Review

As of Q4 2023, Shaker Financial Services held 175 positions worth $244M, up 14% from $215M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Shaker Financial Services deployed $15M of net new capital in Q4 2023, opening 20 new positions and adding to 66 existing holdings. Its largest new stake was Calamos Strategic Total Return Fund: 252,444 shares worth $3.78M.

By sector, the portfolio is most concentrated in Financials at 8.1% of assets, up from 6.3% a quarter earlier, followed by Technology.

On the sell side, the largest reduction was Royce Value Trust, an estimated $3.88M trimmed.

  • Shaker Financial Services's largest Q4 2023 buy was Calamos Strategic Total Return Fund: 252,444 shares worth $3.78M.
  • Shaker Financial Services added most to First Trust Enhanced Equity Income Fund in Q4 2023, an estimated $2.7M increase.
  • Shaker Financial Services's biggest Q4 2023 reduction was Royce Value Trust, cutting an estimated $3.88M.
  • Shaker Financial Services fully exited BlackRock Debt Strategies Fund in Q4 2023, selling an estimated $2.54M.
  • Shaker Financial Services's ten largest holdings make up 24% of its $244M portfolio in Q4 2023.
  • Shaker Financial Services opened 20 new positions and closed 23 in Q4 2023.
  • Shaker Financial Services's portfolio value rose 14% quarter-over-quarter to $244M.

Based on Shaker Financial Services's 13F filing for Q4 2023, filed 7 Feb 2024.