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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+1.56%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$229M
AUM Growth
+$15.1M
Cap. Flow
+$11.7M
Cap. Flow %
5.13%
Top 10 Hldgs %
25.69%
Holding
174
New
27
Increased
74
Reduced
42
Closed
22

Top Buys

Rank Stock Value
1
SOR
Source Capital
SOR
+$3.72M
2
RIV
RiverNorth Opportunities Fund
RIV
+$2.7M
3
STEW
SRH Total Return Fund
STEW
+$2.69M
4
OPP
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
+$2.67M
5
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$2.56M

Top Sells

Rank Stock Value
1
FFA
First Trust Enhanced Equity Income Fund
FFA
+$3.41M
2
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$3.31M
3
USA icon
Liberty All-Star Equity Fund
USA
+$2.73M
4
ARDC
Are Dynamic Credit Allocation Fund
ARDC
+$2.26M
5
CII icon
BlackRock Enhanced Captial and Income Fund
CII
+$2.25M

Sector Composition

Rank Sector Weight
1 Financials 5.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HGLB
26
Highland Global Allocation Fund
HGLB
$175M
$2.64M 1.15%
291,751
-33,807
-10% -$328K
OPP
27
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$190M
$2.62M 1.14%
+309,176
New +$2.67M
FTF
28
Franklin Limited Duration Income Trust
FTF
$231M
$2.59M 1.13%
419,427
+271,756
+184% +$1.73M
RIV
29
RiverNorth Opportunities Fund
RIV
$311M
$2.59M 1.13%
+227,746
New +$2.7M
HNW
30
DELISTED
Pioneer Diversified High Income Fund
HNW
$2.42M 1.06%
238,785
+59,092
+33% +$619K
EOS
31
Eaton Vance Enhance Equity Income Fund II
EOS
$1.13B
$2.39M 1.05%
+146,035
New +$2.42M
HYT icon
32
BlackRock Corporate High Yield Fund
HYT
$1.36B
$2.32M 1.02%
266,593
+76,280
+40% +$680K
SWZ
33
Swiss Helvetia Fund
SWZ
$76.5M
$2.26M 0.99%
285,163
+55,669
+24% +$439K
SPE
34
Special Opportunities Fund
SPE
$139M
$2.26M 0.99%
215,921
+65,777
+44% +$717K
EEA
35
European Equity Fund
EEA
$75.2M
$2.21M 0.97%
261,954
+12,950
+5% +$108K
BGX
36
Blackstone Long-Short Credit Income Fund
BGX
$136M
$2.17M 0.95%
198,461
-27,755
-12% -$313K
FTHY
37
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$501M
$2.11M 0.92%
151,336
+119,143
+370% +$1.68M
EFT
38
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$2.11M 0.92%
183,046
+19,693
+12% +$230K
GLO
39
Clough Global Opportunities Fund
GLO
$250M
$2M 0.88%
409,868
+55,657
+16% +$274K
JPS
40
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$2M 0.87%
307,060
– –
GF
41
New Germany Fund
GF
$182M
$1.95M 0.85%
214,163
+8,299
+4% +$75.6K
ETJ
42
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$567M
$1.93M 0.84%
242,493
-160,603
-40% -$1.25M
AIF
43
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.9M 0.83%
157,022
+83,633
+114% +$1.05M
BCV
44
Bancroft Fund
BCV
$133M
$1.86M 0.81%
109,308
+6,504
+6% +$115K
FSD
45
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.83M 0.8%
161,107
+26,096
+19% +$302K
BGT icon
46
BlackRock Floating Rate Income Trust
BGT
$323M
$1.78M 0.78%
158,807
+14,514
+10% +$165K
JHI
47
John Hancock Investors Trust
JHI
$116M
$1.75M 0.77%
138,083
+80,578
+140% +$1.04M
ETB
48
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$454M
$1.72M 0.75%
+131,846
New +$1.75M
NMAI icon
49
Nuveen Multi-Asset Income Fund
NMAI
$468M
$1.54M 0.67%
132,257
+77,253
+140% +$932K
AOD
50
abrdn Total Dynamic Dividend Fund
AOD
$1.11B
$1.5M 0.66%
185,738
-173,100
-48% -$1.41M
1
2
3 4 5

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Shaker Financial Services's Q1 2023 Portfolio in Review

As of Q1 2023, Shaker Financial Services held 174 positions worth $229M, up 7.1% from $214M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Shaker Financial Services deployed $11.7M of net new capital in Q1 2023, opening 27 new positions and adding to 74 existing holdings. Its largest new stake was RiverNorth Opportunities Fund: 227,746 shares worth $2.59M.

By sector, the portfolio is most concentrated in Financials at 5.3% of assets, down from 7.3% a quarter earlier.

On the sell side, the largest reduction was First Trust Enhanced Equity Income Fund, an estimated $3.41M trimmed.

  • Shaker Financial Services's largest Q1 2023 buy was RiverNorth Opportunities Fund: 227,746 shares worth $2.59M.
  • Shaker Financial Services added most to Source Capital in Q1 2023, an estimated $3.72M increase.
  • Shaker Financial Services's biggest Q1 2023 reduction was First Trust Enhanced Equity Income Fund, cutting an estimated $3.41M.
  • Shaker Financial Services fully exited BlackRock Enhanced Captial and Income Fund in Q1 2023, selling an estimated $2.25M.
  • Shaker Financial Services's ten largest holdings make up 26% of its $229M portfolio in Q1 2023.
  • Shaker Financial Services opened 27 new positions and closed 22 in Q1 2023.
  • Shaker Financial Services's portfolio value rose 7.1% quarter-over-quarter to $229M.

Based on Shaker Financial Services's 13F filing for Q1 2023, filed 8 May 2023.