We are live on ! Find out more
SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+4.23%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$218M
AUM Growth
+$21.5M
Cap. Flow
+$13.1M
Cap. Flow %
6.03%
Top 10 Hldgs %
36.4%
Holding
172
New
39
Increased
35
Reduced
70
Closed
26

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$22.8M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$5.88M
3
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$3.84M
4
HIX
Western Asset High Income Fund II
HIX
+$3.01M
5
EHI
Western Asset Global High Income Fund
EHI
+$2.9M

Top Sells

Rank Stock Value
1
GAM
General American Investors Company
GAM
+$4M
2
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$3.38M
3
SPE
Special Opportunities Fund
SPE
+$2.55M
4
IGD
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
+$2.3M
5
HEQ
John Hancock Hedged Equity & Income Fund
HEQ
+$2.23M

Sector Composition

Rank Sector Weight
1 Financials 5.03%
2 Real Estate 0.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IVH
26
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$2.21M 1.02%
159,215
-52,578
-25% -$712K
NFJ
27
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$2.19M 1.01%
168,609
-107,356
-39% -$1.36M
GF
28
New Germany Fund
GF
$182M
$2.1M 0.96%
133,816
-14,542
-10% -$214K
EEA
29
European Equity Fund
EEA
$75.2M
$2.08M 0.95%
221,514
+13,776
+7% +$127K
ERC
30
Allspring Multi-Sector Income Fund
ERC
$256M
$1.99M 0.91%
154,487
-16,632
-10% -$210K
MCR
31
DELISTED
MFS Charter Income Trust
MCR
$1.97M 0.9%
233,439
+71,637
+44% +$597K
AWF
32
AllianceBernstein Global High Income Fund
AWF
$870M
$1.94M 0.89%
160,106
+35,296
+28% +$424K
TY icon
33
TRI-Continental Corp
TY
$1.86B
$1.94M 0.89%
68,640
+3,244
+5% +$90.1K
GPM
34
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$1.91M 0.88%
+237,089
New +$1.88M
DSU icon
35
BlackRock Debt Strategies Fund
DSU
$593M
$1.81M 0.83%
161,835
-67,529
-29% -$733K
VTA
36
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1.78M 0.82%
+157,140
New +$1.74M
BGB
37
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$1.74M 0.8%
+120,830
New +$1.71M
EAD
38
Allspring Income Opportunities Fund
EAD
$372M
$1.61M 0.74%
+190,695
New +$1.58M
DHF
39
BNY Mellon High Yield Strategies Fund
DHF
$171M
$1.6M 0.74%
515,986
-10,299
-2% -$31.4K
AGD
40
abrdn Global Dynamic Dividend Fund
AGD
$318M
$1.58M 0.72%
151,595
-101,669
-40% -$1.01M
GHY
41
PGIM Global High Yield Fund
GHY
$478M
$1.39M 0.64%
92,200
-845
-0.9% -$12.2K
JPS
42
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.36M 0.63%
136,060
+120,060
+750% +$1.2M
PHT
43
DELISTED
Pioneer High Income Fund
PHT
$1.31M 0.6%
137,367
+23,664
+21% +$221K
HIO
44
Western Asset High Income Opportunity Fund
HIO
$336M
$1.29M 0.6%
255,497
+153,789
+151% +$772K
VGI
45
Virtus Global Multi-Sector Income Fund
VGI
$81.9M
$1.28M 0.59%
+102,115
New +$1.3M
TSLF
46
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$1.27M 0.58%
83,618
-25,913
-24% -$380K
FDEU
47
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$1.21M 0.56%
+81,159
New +$1.18M
FCT
48
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$1.21M 0.56%
96,356
-22,751
-19% -$275K
DSL
49
DoubleLine Income Solutions Fund
DSL
$1.22B
$1.19M 0.55%
+60,191
New +$1.19M
GLV
50
Clough Global Dividend & Income Fund
GLV
$78.1M
$1.18M 0.54%
107,330
-67,712
-39% -$742K
1
2
3 4 5

Similar funds

FPWM
FSB Premier Wealth Management Waterloo, Iowa $319M AUM 15.64% 1-Year Est. Return
OPW
Oxler Private Wealth Rye Brook, New York $319M AUM 20.31% 1-Year Est. Return
SA
SAM Advisors Oakhurst, California $319M AUM 17.08% 1-Year Est. Return
JWM
Jeppson Wealth Management Manhattan Beach, California $319M AUM 27.26% 1-Year Est. Return
SGF
Stephens Greth Foundation Dallas, Texas $320M AUM
FPL
Fortress Private Ledger Raleigh, North Carolina $320M AUM 45.16% 1-Year Est. Return
SFCM
Seven Fleet Capital Management Mountain View, California $318M AUM
SAMT
Select Asset Management & Trust Mechanicsburg, Pennsylvania $320M AUM 18.83% 1-Year Est. Return

Shaker Financial Services's Q4 2019 Portfolio in Review

As of Q4 2019, Shaker Financial Services held 172 positions worth $218M, up 11% from $196M the previous quarter. Its ten largest holdings account for 36% of the portfolio.

Shaker Financial Services deployed $13.1M of net new capital in Q4 2019, opening 39 new positions and adding to 35 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 21,345 shares worth $6.08M.

By sector, the portfolio is most concentrated in Financials at 5% of assets, up from 4.6% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was General American Investors Company, an estimated $4M trimmed.

  • Shaker Financial Services's largest Q4 2019 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 21,345 shares worth $6.08M.
  • Shaker Financial Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $22.8M increase.
  • Shaker Financial Services's biggest Q4 2019 reduction was General American Investors Company, cutting an estimated $4M.
  • Shaker Financial Services fully exited Nuveen S&P 500 Buy-Write Income Fund in Q4 2019, selling an estimated $3.38M.
  • Shaker Financial Services's ten largest holdings make up 36% of its $218M portfolio in Q4 2019.
  • Shaker Financial Services opened 39 new positions and closed 26 in Q4 2019.
  • Shaker Financial Services's portfolio value rose 11% quarter-over-quarter to $218M.

Based on Shaker Financial Services's 13F filing for Q4 2019, filed 4 Feb 2020.