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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-0.2%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$196M
AUM Growth
+$3.82M
Cap. Flow
+$3.67M
Cap. Flow %
1.87%
Top 10 Hldgs %
31.97%
Holding
150
New
30
Increased
54
Reduced
42
Closed
17

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.3M
2
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$2.76M
3
STEW
SRH Total Return Fund
STEW
+$2.57M
4
GDV icon
Gabelli Dividend & Income Trust
GDV
+$2.28M
5
ERC
Allspring Multi-Sector Income Fund
ERC
+$2.13M

Top Sells

Rank Stock Value
1
ETG
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
+$4.6M
2
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$4.04M
3
DIAX
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
+$4.04M
4
BDJ icon
BlackRock Enhanced Equity Dividend Trust
BDJ
+$2.79M
5
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$2.7M

Sector Composition

Rank Sector Weight
1 Financials 4.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GF
26
New Germany Fund
GF
$182M
$2.06M 1.05%
148,358
+8,000
+6% +$111K
JHI
27
John Hancock Investors Trust
JHI
$116M
$1.91M 0.97%
112,197
-69,685
-38% -$1.18M
GLV
28
Clough Global Dividend & Income Fund
GLV
$78.1M
$1.9M 0.97%
175,042
-31,055
-15% -$337K
EEA
29
European Equity Fund
EEA
$75.2M
$1.85M 0.94%
207,738
-136,444
-40% -$1.19M
GGZ
30
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
$1.83M 0.93%
164,554
+94,951
+136% +$1.06M
TY icon
31
TRI-Continental Corp
TY
$1.86B
$1.78M 0.91%
65,396
+57,172
+695% +$1.54M
HIX
32
Western Asset High Income Fund II
HIX
$349M
$1.73M 0.88%
+255,445
New +$1.75M
JSD
33
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$1.66M 0.85%
110,937
+26,864
+32% +$409K
TSLF
34
DELISTED
THL CREDIT SENIOR LOAN FUND
TSLF
$1.65M 0.84%
109,531
+16,773
+18% +$250K
DHF
35
BNY Mellon High Yield Strategies Fund
DHF
$171M
$1.61M 0.82%
526,285
+105,991
+25% +$325K
BIT icon
36
BlackRock Multi-Sector Income Trust
BIT
$698M
$1.51M 0.77%
87,989
+6,100
+7% +$105K
CSQ icon
37
Calamos Strategic Total Return Fund
CSQ
$3.23B
$1.5M 0.77%
118,354
-210,803
-64% -$2.7M
AWF
38
AllianceBernstein Global High Income Fund
AWF
$870M
$1.5M 0.76%
124,810
-19,616
-14% -$233K
FCT
39
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$1.43M 0.73%
119,107
-10,230
-8% -$122K
FTF
40
Franklin Limited Duration Income Trust
FTF
$231M
$1.4M 0.71%
149,854
+10,683
+8% +$102K
SABA
41
Saba Capital Income & Opportunities Fund II
SABA
$220M
$1.39M 0.71%
113,249
+41,327
+57% +$518K
JGH icon
42
Nuveen Global High Income Fund
JGH
$352M
$1.36M 0.69%
87,118
+6,872
+9% +$105K
MCR
43
DELISTED
MFS Charter Income Trust
MCR
$1.34M 0.69%
161,802
+112,517
+228% +$931K
QQQX icon
44
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$1.34M 0.68%
60,484
+11,134
+23% +$249K
GHY
45
PGIM Global High Yield Fund
GHY
$478M
$1.34M 0.68%
93,045
-6,785
-7% -$97.5K
PHD
46
DELISTED
Pioneer Floating Rate Fund
PHD
$1.29M 0.66%
122,588
+8,508
+7% +$89.4K
IHIT
47
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
$1.24M 0.63%
119,017
+31,794
+36% +$333K
RA
48
Brookfield Real Assets Income Fund
RA
$708M
$1.23M 0.63%
54,440
-92,313
-63% -$2.05M
FRA icon
49
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$1.18M 0.6%
93,371
+29,450
+46% +$373K
CBH
50
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$1.18M 0.6%
125,694
-47,780
-28% -$446K
1
2
3 4 5

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Shaker Financial Services's Q3 2019 Portfolio in Review

As of Q3 2019, Shaker Financial Services held 150 positions worth $196M, up 2% from $192M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Shaker Financial Services's Q3 2019 filing shows 30 new, 54 increased, 42 reduced and 17 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 11,165 shares worth $3.31M. The largest sale was Eaton Vance Tax-Advantaged Global Dividend Income Fund, an estimated $4.6M.

By sector, the portfolio is most concentrated in Financials at 4.6% of assets, down from 4.7% a quarter earlier.

  • Shaker Financial Services's largest Q3 2019 buy was State Street SPDR S&P 500 ETF Trust: 11,165 shares worth $3.31M.
  • Shaker Financial Services added most to Nuveen S&P 500 Buy-Write Income Fund in Q3 2019, an estimated $2.76M increase.
  • Shaker Financial Services's biggest Q3 2019 reduction was Eaton Vance Tax-Advantaged Global Dividend Income Fund, cutting an estimated $4.6M.
  • Shaker Financial Services fully exited Nuveen Dow 30SM Dynamic Overwrite Fund in Q3 2019, selling an estimated $4.04M.
  • Shaker Financial Services's ten largest holdings make up 32% of its $196M portfolio in Q3 2019.
  • Shaker Financial Services opened 30 new positions and closed 17 in Q3 2019.
  • Shaker Financial Services's portfolio value rose 2% quarter-over-quarter to $196M.

Based on Shaker Financial Services's 13F filing for Q3 2019, filed 30 Oct 2019.