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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+0.72%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$208M
AUM Growth
+$5.6M
Cap. Flow
+$3.54M
Cap. Flow %
1.7%
Top 10 Hldgs %
34.57%
Holding
144
New
38
Increased
34
Reduced
45
Closed
22

Top Buys

Rank Stock Value
1
FUND
Sprott Focus Trust
FUND
+$5.75M
2
QQQX icon
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
+$4.18M
3
FFA
First Trust Enhanced Equity Income Fund
FFA
+$2.4M
4
GDV icon
Gabelli Dividend & Income Trust
GDV
+$2.39M
5
BIT icon
BlackRock Multi-Sector Income Trust
BIT
+$2.33M

Top Sells

Rank Stock Value
1
RMT
Royce Micro-Cap Trust
RMT
+$5.24M
2
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.52M
3
GAM
General American Investors Company
GAM
+$3.89M
4
ADX icon
Adams Diversified Equity Fund
ADX
+$3.15M
5
MCN
Madison Covered Call & Equity Strategy Fund
MCN
+$2.71M

Sector Composition

Rank Sector Weight
1 Financials 7.9%
2 Real Estate 0.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFA
26
First Trust Enhanced Equity Income Fund
FFA
$450M
$2.37M 1.14%
+148,032
New +$2.4M
ARDC
27
Are Dynamic Credit Allocation Fund
ARDC
$297M
$2.37M 1.13%
152,259
+125,223
+463% +$1.99M
GAB icon
28
Gabelli Equity Trust
GAB
$1.75B
$2.29M 1.1%
+360,812
New +$2.28M
BIT icon
29
BlackRock Multi-Sector Income Trust
BIT
$698M
$2.27M 1.09%
+134,259
New +$2.33M
EVF
30
Eaton Vance Senior Income Trust
EVF
$90.5M
$2.26M 1.08%
350,069
-83,125
-19% -$535K
HIX
31
Western Asset High Income Fund II
HIX
$351M
$2.21M 1.06%
348,715
+72,283
+26% +$462K
IGD
32
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$518M
$2.04M 0.98%
+279,221
New +$2.07M
AIF
33
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$2M 0.96%
128,910
-41,818
-24% -$650K
DSU icon
34
BlackRock Debt Strategies Fund
DSU
$595M
$2M 0.96%
+179,151
New +$2.02M
FSD
35
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.97M 0.94%
133,339
-122,711
-48% -$1.81M
AVK
36
Advent Convertible and Income Fund
AVK
$547M
$1.94M 0.93%
+127,192
New +$1.93M
HNW
37
DELISTED
Pioneer Diversified High Income Fund
HNW
$1.89M 0.91%
129,202
-89,425
-41% -$1.3M
VGI
38
Virtus Global Multi-Sector Income Fund
VGI
$82M
$1.88M 0.9%
142,068
+11,685
+9% +$156K
FDEU
39
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$1.87M 0.9%
118,573
-74,943
-39% -$1.19M
CII icon
40
BlackRock Enhanced Captial and Income Fund
CII
$982M
$1.8M 0.86%
104,498
+75,740
+263% +$1.28M
FAM
41
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$1.66M 0.8%
173,141
-28,178
-14% -$276K
RGT
42
Royce Global Value Trust
RGT
$99.4M
$1.64M 0.79%
156,313
+26,003
+20% +$274K
BGIO
43
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$1.64M 0.79%
182,891
+75,858
+71% +$678K
EGIF
44
DELISTED
Eagle Growth and Income Opportunities Fund
EGIF
$1.64M 0.79%
107,779
-30,424
-22% -$474K
LGI
45
Lazard Global Total Return & Income Fund
LGI
$236M
$1.61M 0.77%
+90,792
New +$1.63M
INB
46
DELISTED
Cohen & Steers Global Income Builder, Inc.
INB
$1.57M 0.76%
+168,884
New +$1.61M
KIO
47
KKR Income Opportunities Fund
KIO
$453M
$1.52M 0.73%
+92,480
New +$1.55M
FT
48
Franklin Universal Trust
FT
$199M
$1.49M 0.72%
224,442
+85,826
+62% +$579K
KMM
49
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$1.49M 0.72%
166,193
-1,844
-1% -$16.5K
GGZ
50
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$123M
$1.39M 0.67%
114,243
-44,360
-28% -$542K
1
2
3 4 5

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Shaker Financial Services's Q3 2018 Portfolio in Review

As of Q3 2018, Shaker Financial Services held 144 positions worth $208M, up 2.8% from $203M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Shaker Financial Services's Q3 2018 filing shows 38 new, 34 increased, 45 reduced and 22 closed positions. Its largest new stake was Nuveen NASDAQ 100 Dynamic Overwrite Fund: 167,978 shares worth $4.04M. The largest sale was Royce Micro-Cap Trust, an estimated $5.24M.

By sector, the portfolio is most concentrated in Financials at 7.9% of assets, up from 5.1% a quarter earlier, followed by Real Estate.

  • Shaker Financial Services's largest Q3 2018 buy was Nuveen NASDAQ 100 Dynamic Overwrite Fund: 167,978 shares worth $4.04M.
  • Shaker Financial Services added most to Sprott Focus Trust in Q3 2018, an estimated $5.75M increase.
  • Shaker Financial Services's biggest Q3 2018 reduction was Royce Micro-Cap Trust, cutting an estimated $5.24M.
  • Shaker Financial Services fully exited abrdn Asia-Pacific Income Fund in Q3 2018, selling an estimated $2.62M.
  • Shaker Financial Services's ten largest holdings make up 35% of its $208M portfolio in Q3 2018.
  • Shaker Financial Services opened 38 new positions and closed 22 in Q3 2018.
  • Shaker Financial Services's portfolio value rose 2.8% quarter-over-quarter to $208M.

Based on Shaker Financial Services's 13F filing for Q3 2018, filed 9 Nov 2018.