We are live on ! Find out more
SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-12.11%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$133M
AUM Growth
-$27M
Cap. Flow
-$9.67M
Cap. Flow %
-7.25%
Top 10 Hldgs %
30.21%
Holding
144
New
30
Increased
33
Reduced
33
Closed
48

Top Buys

Rank Stock Value
1
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$3.42M
2
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$3.29M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$2.68M
4
PFN
PIMCO Income Strategy Fund II
PFN
+$2.53M
5
AFT
Apollo Senior Floating Rate Fund Inc.
AFT
+$2.17M

Top Sells

Rank Stock Value
1
FAV
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
+$5.03M
2
JCE icon
Nuveen Core Equity Alpha Fund
JCE
+$4.95M
3
HIX
Western Asset High Income Fund II
HIX
+$2.8M
4
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$2.44M
5
ASG
Liberty All-Star Growth Fund
ASG
+$2.11M

Sector Composition

Rank Sector Weight
1 Financials 11.93%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFT
26
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$2M 1.5%
+127,374
New +$2.17M
CIK
27
Credit Suisse Asset Management Income Fund
CIK
$134M
$1.85M 1.39%
654,837
-62,528
-9% -$185K
DHF
28
BNY Mellon High Yield Strategies Fund
DHF
$171M
$1.84M 1.38%
600,966
-333,767
-36% -$1.08M
GLO
29
Clough Global Opportunities Fund
GLO
$250M
$1.83M 1.38%
171,489
+159,170
+1,292% +$1.87M
EAD
30
Allspring Income Opportunities Fund
EAD
$372M
$1.74M 1.3%
229,189
+12,629
+6% +$101K
KIO
31
KKR Income Opportunities Fund
KIO
$451M
$1.68M 1.26%
115,121
-1,105
-1% -$16.7K
CET
32
Central Securities Corp
CET
$1.58B
$1.55M 1.17%
78,647
-28,834
-27% -$589K
CHW
33
Calamos Global Dynamic Income Fund
CHW
$530M
$1.49M 1.11%
+213,638
New +$1.7M
IVH
34
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$1.34M 1.01%
103,627
-44,744
-30% -$631K
FHY
35
DELISTED
First Trust Strategic High
FHY
$1.28M 0.96%
111,697
-86,306
-44% -$1.07M
FCO
36
DELISTED
abrdn Global Income Fund
FCO
$1.21M 0.91%
159,635
-71,409
-31% -$575K
EVV
37
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$1.19M 0.9%
94,126
-139,091
-60% -$1.85M
FFA
38
First Trust Enhanced Equity Income Fund
FFA
$450M
$1.18M 0.88%
94,964
+78,514
+477% +$1.07M
BGH
39
Barings Global Short Duration High Yield Fund
BGH
$282M
$1.18M 0.88%
67,920
+932
+1% +$17.4K
EEA
40
European Equity Fund
EEA
$75.2M
$1.17M 0.88%
150,646
-17,772
-11% -$148K
ARDC
41
Are Dynamic Credit Allocation Fund
ARDC
$297M
$1.12M 0.84%
80,354
-66,615
-45% -$988K
HPF
42
John Hancock Preferred Income Fund II
HPF
$343M
$1.09M 0.82%
57,140
+24,174
+73% +$465K
CHY
43
Calamos Convertible and High Income Fund
CHY
$1.01B
$1.09M 0.81%
+99,981
New +$1.19M
HHY
44
DELISTED
Brookfield High Income Fund Inc.
HHY
$1.06M 0.79%
145,329
+58,489
+67% +$450K
MFV
45
DELISTED
MFS SPECIAL VALUE TRUST
MFV
$986K 0.74%
188,451
+148,148
+368% +$833K
JRI icon
46
Nuveen Real Asset Income & Growth Fund
JRI
$356M
$900K 0.67%
+61,280
New +$1.02M
AGC
47
DELISTED
Advent Claymore Conv Sec & Incme
AGC
$884K 0.66%
163,582
-3,251
-2% -$19.5K
GHY
48
PGIM Global High Yield Fund
GHY
$478M
$865K 0.65%
62,705
-28,271
-31% -$408K
TLI
49
DELISTED
Western Asset Corporate Loan Fund Inc.
TLI
$853K 0.64%
+83,024
New +$891K
JPW
50
DELISTED
Nuveen Flexible Invstment Fd
JPW
$830K 0.62%
+55,911
New +$891K
1
2
3 4 5

Similar funds

FPWM
FSB Premier Wealth Management Waterloo, Iowa $319M AUM 15.64% 1-Year Est. Return
OPW
Oxler Private Wealth Rye Brook, New York $319M AUM 20.31% 1-Year Est. Return
SA
SAM Advisors Oakhurst, California $319M AUM 17.08% 1-Year Est. Return
JWM
Jeppson Wealth Management Manhattan Beach, California $319M AUM 27.26% 1-Year Est. Return
SGF
Stephens Greth Foundation Dallas, Texas $320M AUM
FPL
Fortress Private Ledger Raleigh, North Carolina $320M AUM 45.16% 1-Year Est. Return
SFCM
Seven Fleet Capital Management Mountain View, California $318M AUM
SAMT
Select Asset Management & Trust Mechanicsburg, Pennsylvania $320M AUM 18.83% 1-Year Est. Return

Shaker Financial Services's Q3 2015 Portfolio in Review

As of Q3 2015, Shaker Financial Services held 144 positions worth $133M, down 17% from $160M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Shaker Financial Services withdrew a net $9.67M in Q3 2015, closing 48 positions and reducing 33 holdings. Its most notable exit was FIRST TRUST DIVIDEND AND INCOME FD COM, an estimated $5.03M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 6.3% a quarter earlier, followed by Real Estate.

Against the trend, Shaker Financial Services opened a new position in Eaton Vance Tax-Managed Global Diversified Equity Income Fund worth $3.01M.

  • Shaker Financial Services's largest Q3 2015 buy was Eaton Vance Tax-Managed Global Diversified Equity Income Fund: 362,988 shares worth $3.01M.
  • Shaker Financial Services added most to Calamos Strategic Total Return Fund in Q3 2015, an estimated $3.29M increase.
  • Shaker Financial Services's biggest Q3 2015 reduction was Virtus Dividend, Interest & Premium Strategy Fund, cutting an estimated $2.44M.
  • Shaker Financial Services fully exited FIRST TRUST DIVIDEND AND INCOME FD COM in Q3 2015, selling an estimated $5.03M.
  • Shaker Financial Services's ten largest holdings make up 30% of its $133M portfolio in Q3 2015.
  • Shaker Financial Services opened 30 new positions and closed 48 in Q3 2015.
  • Shaker Financial Services's portfolio value fell 17% quarter-over-quarter to $133M.

Based on Shaker Financial Services's 13F filing for Q3 2015, filed 10 Nov 2015.