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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-4.78%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$154M
AUM Growth
-$9.99M
Cap. Flow
-$2.99M
Cap. Flow %
-1.93%
Top 10 Hldgs %
23.71%
Holding
176
New
23
Increased
55
Reduced
49
Closed
44

Top Buys

Rank Stock Value
1
JTA
Nuveen Tax-Advantaged Total Return Strategy Fund
JTA
+$2.88M
2
ASG
Liberty All-Star Growth Fund
ASG
+$2.54M
3
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$2.4M
4
DDF
Delaware Investments Dividend & Income Fund, Inc.
DDF
+$2.13M
5
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$1.84M

Top Sells

Rank Stock Value
1
GDV icon
Gabelli Dividend & Income Trust
GDV
+$3.08M
2
EXG icon
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
+$2.65M
3
BXMX
Nuveen S&P 500 Buy-Write Income Fund
BXMX
+$2.61M
4
IGA
Voya Global Advantage and Premium Opportunity Fund
IGA
+$2.56M
5
GF
New Germany Fund
GF
+$2.06M

Sector Composition

Rank Sector Weight
1 Financials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVV
26
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$2.14M 1.39%
147,060
+73,586
+100% +$1.11M
SPXX icon
27
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
$2.13M 1.38%
151,255
+80,098
+113% +$1.15M
CET
28
Central Securities Corp
CET
$1.58B
$2.1M 1.36%
91,211
-5,113
-5% -$120K
VLT icon
29
Invesco High Income Trust II
VLT
$64.9M
$2.09M 1.35%
134,112
+61,505
+85% +$1.01M
DDF
30
DELISTED
Delaware Investments Dividend & Income Fund, Inc.
DDF
$2.07M 1.34%
+210,487
New +$2.13M
FSD
31
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$1.95M 1.26%
114,354
-3,695
-3% -$64.8K
NSL
32
DELISTED
NUVEEN SENIOR INCM FD
NSL
$1.93M 1.25%
287,920
+19,255
+7% +$133K
ETY icon
33
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.29B
$1.88M 1.22%
164,807
+74,581
+83% +$874K
ETG
34
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.8B
$1.77M 1.15%
103,991
-89,656
-46% -$1.56M
MCN
35
Madison Covered Call & Equity Strategy Fund
MCN
$118M
$1.72M 1.11%
+205,037
New +$1.79M
PFN
36
PIMCO Income Strategy Fund II
PFN
$698M
$1.71M 1.11%
162,296
+5,618
+4% +$60.6K
FT
37
Franklin Universal Trust
FT
$199M
$1.7M 1.1%
241,952
+33,057
+16% +$242K
DUC
38
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$1.67M 1.08%
170,481
+142,019
+499% +$1.45M
GLV
39
Clough Global Dividend & Income Fund
GLV
$78.1M
$1.65M 1.07%
115,606
+48,953
+73% +$739K
JGV
40
DELISTED
NUVEEN GLOBAL EQUITY INCOME FUND
JGV
$1.59M 1.03%
+119,267
New +$1.7M
MSP
41
DELISTED
Madison Strategic Sector
MSP
$1.59M 1.03%
128,102
+65,000
+103% +$829K
EAD
42
Allspring Income Opportunities Fund
EAD
$372M
$1.51M 0.97%
166,443
+10,586
+7% +$98.2K
HYI
43
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$1.48M 0.96%
88,853
+16,469
+23% +$284K
AIF
44
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$1.46M 0.95%
84,555
+37,955
+81% +$676K
JTP
45
DELISTED
NUVEEN QUALITY PFD INCOME FD
JTP
$1.44M 0.93%
177,221
+64,321
+57% +$537K
ISD
46
PGIM High Yield Bond Fund
ISD
$415M
$1.29M 0.83%
77,014
+52,760
+218% +$910K
GDF
47
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$1.25M 0.81%
120,091
-10,266
-8% -$112K
VTA
48
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1.23M 0.8%
99,865
-600
-0.6% -$7.61K
KMM
49
DELISTED
Deutsche Multi-Market Incm Trust
KMM
$1.23M 0.8%
138,860
+12,698
+10% +$117K
HPS
50
John Hancock Preferred Income Fund III
HPS
$457M
$1.18M 0.77%
67,610
+3,227
+5% +$56.7K
1
2
3 4 5

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OPW
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SA
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JWM
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SGF
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FPL
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SFCM
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SAMT
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Shaker Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Shaker Financial Services held 176 positions worth $154M, down 6.1% from $164M the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Shaker Financial Services's Q3 2014 filing shows 23 new, 55 increased, 49 reduced and 44 closed positions. Its largest new stake was Nuveen Tax-Advantaged Total Return Strategy Fund: 199,027 shares worth $2.76M. The largest sale was Gabelli Dividend & Income Trust, an estimated $3.08M.

By sector, the portfolio is most concentrated in Financials at 3.2% of assets, down from 3.8% a quarter earlier.

  • Shaker Financial Services's largest Q3 2014 buy was Nuveen Tax-Advantaged Total Return Strategy Fund: 199,027 shares worth $2.76M.
  • Shaker Financial Services added most to Liberty All-Star Growth Fund in Q3 2014, an estimated $2.54M increase.
  • Shaker Financial Services's biggest Q3 2014 reduction was KKR Income Opportunities Fund, cutting an estimated $1.83M.
  • Shaker Financial Services fully exited Gabelli Dividend & Income Trust in Q3 2014, selling an estimated $3.08M.
  • Shaker Financial Services's ten largest holdings make up 24% of its $154M portfolio in Q3 2014.
  • Shaker Financial Services opened 23 new positions and closed 44 in Q3 2014.
  • Shaker Financial Services's portfolio value fell 6.1% quarter-over-quarter to $154M.

Based on Shaker Financial Services's 13F filing for Q3 2014, filed 10 Nov 2014.