We are live on ! Find out more
SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
+1.97%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$144M
AUM Growth
+$8.92M
Cap. Flow
+$6.18M
Cap. Flow %
4.3%
Top 10 Hldgs %
20.41%
Holding
205
New
46
Increased
53
Reduced
55
Closed
50

Top Buys

Rank Stock Value
1
JTD
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
+$2.58M
2
PFL
PIMCO Income Strategy Fund
PFL
+$2.4M
3
FSD
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
+$2.11M
4
KMM
Deutsche Multi-Market Incm Trust
KMM
+$1.8M
5
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$1.72M

Top Sells

Rank Stock Value
1
PCF
High Income Securities Fund
PCF
+$2.52M
2
ASG
Liberty All-Star Growth Fund
ASG
+$1.96M
3
HTD
John Hancock Tax-Advantaged Dividend Income Fund
HTD
+$1.95M
4
PDI icon
PIMCO Dynamic Income Fund
PDI
+$1.69M
5
CHW
Calamos Global Dynamic Income Fund
CHW
+$1.68M

Sector Composition

Rank Sector Weight
1 Financials 4.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TY icon
26
TRI-Continental Corp
TY
$1.86B
$1.7M 1.19%
85,274
+16,549
+24% +$317K
GLV
27
Clough Global Dividend & Income Fund
GLV
$78.1M
$1.63M 1.14%
106,229
+18,127
+21% +$273K
CIK
28
Credit Suisse Asset Management Income Fund
CIK
$134M
$1.61M 1.12%
453,753
+365,652
+415% +$1.32M
GDF
29
DELISTED
WESTERN ASSET GLB PARTNERS INCM FUND INC. COM
GDF
$1.6M 1.11%
147,845
+73,952
+100% +$814K
DEX
30
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$1.59M 1.11%
130,291
+43,120
+49% +$523K
PFN
31
PIMCO Income Strategy Fund II
PFN
$698M
$1.59M 1.11%
+159,912
New +$1.63M
ISD
32
PGIM High Yield Bond Fund
ISD
$415M
$1.59M 1.11%
91,408
+19,198
+27% +$339K
BQY
33
DELISTED
BLACKROCK DIVIDEND INCOME TR COM SHS
BQY
$1.46M 1.01%
112,379
-8,422
-7% -$107K
EVF
34
Eaton Vance Senior Income Trust
EVF
$90.3M
$1.44M 1%
207,652
+16,268
+9% +$114K
BDJ icon
35
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$1.42M 0.99%
179,035
-4,716
-3% -$36.5K
EEA
36
European Equity Fund
EEA
$75.2M
$1.4M 0.97%
156,278
+23,304
+18% +$198K
VTA
37
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$1.33M 0.93%
103,070
-17,176
-14% -$217K
FT
38
Franklin Universal Trust
FT
$199M
$1.32M 0.92%
189,866
-68,982
-27% -$476K
VLT icon
39
Invesco High Income Trust II
VLT
$64.9M
$1.31M 0.91%
81,689
+49,367
+153% +$788K
BXMX
40
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$1.3M 0.91%
104,003
-26,923
-21% -$334K
FRA icon
41
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$1.3M 0.9%
88,838
-9,821
-10% -$143K
FAV
42
DELISTED
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
$1.29M 0.9%
146,381
+88,095
+151% +$751K
NGZ
43
DELISTED
Allianzgi Global Equity & Conv Inc Fund
NGZ
$1.28M 0.89%
+83,743
New +$1.32M
NHS
44
Neuberger High Yield Strategies Fund Inc
NHS
$251M
$1.28M 0.89%
96,302
-18,214
-16% -$241K
NSL
45
DELISTED
NUVEEN SENIOR INCM FD
NSL
$1.25M 0.87%
174,786
+16,047
+10% +$113K
BOI
46
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$1.24M 0.87%
+75,096
New +$1.24M
JSN
47
DELISTED
NUVEEN EQUITY PREMIUM OPPORTUNITY FUND
JSN
$1.23M 0.86%
97,153
+42,344
+77% +$523K
FOF icon
48
Cohen & Steers Closed End Opportunity Fund
FOF
$377M
$1.17M 0.81%
93,138
+79,588
+587% +$990K
IGD
49
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$517M
$1.15M 0.8%
128,570
+88,304
+219% +$793K
HQL
50
abrdn Life Sciences Investors
HQL
$581M
$1.07M 0.74%
52,133
+29,012
+125% +$563K
1
2
3 4 5

Similar funds

FPWM
FSB Premier Wealth Management Waterloo, Iowa $319M AUM 15.64% 1-Year Est. Return
OPW
Oxler Private Wealth Rye Brook, New York $319M AUM 20.31% 1-Year Est. Return
SA
SAM Advisors Oakhurst, California $319M AUM 17.08% 1-Year Est. Return
JWM
Jeppson Wealth Management Manhattan Beach, California $319M AUM 27.26% 1-Year Est. Return
SGF
Stephens Greth Foundation Dallas, Texas $320M AUM
FPL
Fortress Private Ledger Raleigh, North Carolina $320M AUM 45.16% 1-Year Est. Return
SFCM
Seven Fleet Capital Management Mountain View, California $318M AUM
SAMT
Select Asset Management & Trust Mechanicsburg, Pennsylvania $320M AUM 18.83% 1-Year Est. Return

Shaker Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Shaker Financial Services held 205 positions worth $144M, up 6.6% from $135M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Shaker Financial Services deployed $6.18M of net new capital in Q4 2013, opening 46 new positions and adding to 53 existing holdings. Its largest new stake was PIMCO Income Strategy Fund: 207,711 shares worth $2.35M.

By sector, the portfolio is most concentrated in Financials at 4.1% of assets, down from 6% a quarter earlier.

On the sell side, the largest reduction was COHEN & STEERS DIV MAJORS FUND INC, an estimated $1.61M trimmed.

  • Shaker Financial Services's largest Q4 2013 buy was PIMCO Income Strategy Fund: 207,711 shares worth $2.35M.
  • Shaker Financial Services added most to NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND in Q4 2013, an estimated $2.58M increase.
  • Shaker Financial Services's biggest Q4 2013 reduction was COHEN & STEERS DIV MAJORS FUND INC, cutting an estimated $1.61M.
  • Shaker Financial Services fully exited High Income Securities Fund in Q4 2013, selling an estimated $2.52M.
  • Shaker Financial Services's ten largest holdings make up 20% of its $144M portfolio in Q4 2013.
  • Shaker Financial Services opened 46 new positions and closed 50 in Q4 2013.
  • Shaker Financial Services's portfolio value rose 6.6% quarter-over-quarter to $144M.

Based on Shaker Financial Services's 13F filing for Q4 2013, filed 6 Feb 2014.