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SFS

Shaker Financial Services Portfolio holdings

AUM $319M
1-Year Est. Return 3.9%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+3.9%
3 Year Est. Return
+13.08%
5 Year Est. Return
-15.86%
10 Year Est. Return
-9.35%
AUM
$135M
AUM Growth
-$1.06M
Cap. Flow
-$670K
Cap. Flow %
-0.5%
Top 10 Hldgs %
21.18%
Holding
187
New
36
Increased
56
Reduced
62
Closed
28

Top Buys

Rank Stock Value
1
BGX
Blackstone Long-Short Credit Income Fund
BGX
+$1.89M
2
IGA
Voya Global Advantage and Premium Opportunity Fund
IGA
+$1.85M
3
CSQ icon
Calamos Strategic Total Return Fund
CSQ
+$1.59M
4
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$1.49M
5
GLO
Clough Global Opportunities Fund
GLO
+$1.46M

Top Sells

Rank Stock Value
1
USA icon
Liberty All-Star Equity Fund
USA
+$2.71M
2
FAV
FIRST TRUST DIVIDEND AND INCOME FD COM
FAV
+$2.64M
3
FAX
abrdn Asia-Pacific Income Fund
FAX
+$2.12M
4
SWZ
Swiss Helvetia Fund
SWZ
+$1.95M
5
CET
Central Securities Corp
CET
+$1.8M

Sector Composition

Rank Sector Weight
1 Financials 6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JDD
26
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
$1.45M 1.08%
129,855
+96,262
+287% +$1.11M
BLW icon
27
BlackRock Limited Duration Income Trust
BLW
$490M
$1.45M 1.08%
85,463
+61,751
+260% +$1.04M
MCR
28
DELISTED
MFS Charter Income Trust
MCR
$1.44M 1.07%
160,546
+22,211
+16% +$197K
JPS
29
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.41M 1.05%
173,340
+35,461
+26% +$293K
USA icon
30
Liberty All-Star Equity Fund
USA
$1.79B
$1.41M 1.05%
261,206
-493,627
-65% -$2.71M
BDJ icon
31
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$1.38M 1.03%
183,751
-44,639
-20% -$342K
EVF
32
Eaton Vance Senior Income Trust
EVF
$90.3M
$1.34M 1%
191,384
+119,461
+166% +$862K
GLV
33
Clough Global Dividend & Income Fund
GLV
$78.1M
$1.34M 1%
88,102
+72,853
+478% +$1.11M
ISD
34
PGIM High Yield Bond Fund
ISD
$415M
$1.3M 0.96%
+72,210
New +$1.3M
TY icon
35
TRI-Continental Corp
TY
$1.86B
$1.26M 0.93%
68,725
+11,005
+19% +$203K
CET
36
Central Securities Corp
CET
$1.58B
$1.24M 0.92%
53,069
-79,370
-60% -$1.8M
BOE icon
37
BlackRock Enhanced Global Dividend Trust
BOE
$673M
$1.24M 0.92%
88,622
-55,349
-38% -$767K
PDT
38
John Hancock Premium Dividend Fund
PDT
$634M
$1.22M 0.9%
101,875
-19,600
-16% -$247K
SPE
39
Special Opportunities Fund
SPE
$139M
$1.16M 0.86%
69,148
+30,006
+77% +$499K
ETB
40
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$454M
$1.15M 0.85%
79,846
+69,497
+672% +$1.04M
NSL
41
DELISTED
NUVEEN SENIOR INCM FD
NSL
$1.14M 0.85%
+158,739
New +$1.15M
ARDC
42
Are Dynamic Credit Allocation Fund
ARDC
$297M
$1.14M 0.84%
+62,852
New +$1.18M
ECF
43
Ellsworth Growth & Income Fund
ECF
$166M
$1.11M 0.83%
141,543
+16,499
+13% +$128K
JHP
44
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$1.08M 0.8%
137,179
-26,568
-16% -$213K
EEA
45
European Equity Fund
EEA
$75.2M
$1.08M 0.8%
132,974
-8,301
-6% -$64.2K
MHY
46
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
$1.05M 0.78%
185,241
-82,700
-31% -$464K
DEX
47
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$1.04M 0.77%
87,171
-91,764
-51% -$1.08M
FUND
48
Sprott Focus Trust
FUND
$297M
$1.03M 0.76%
144,845
+13,960
+11% +$99.5K
SGL
49
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$995K 0.74%
107,150
-95,645
-47% -$875K
BHL
50
DELISTED
Blackrock Defined Opp Crt Tr
BHL
$979K 0.73%
70,056
+32,373
+86% +$446K
1
2
3 4 5

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Shaker Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Shaker Financial Services held 187 positions worth $135M, down 0.78% from $136M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Shaker Financial Services's Q3 2013 filing shows 36 new, 56 increased, 62 reduced and 28 closed positions. Its largest new stake was Blackstone Long-Short Credit Income Fund: 103,134 shares worth $1.91M. The largest sale was Liberty All-Star Equity Fund, an estimated $2.71M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 3.6% a quarter earlier.

  • Shaker Financial Services's largest Q3 2013 buy was Blackstone Long-Short Credit Income Fund: 103,134 shares worth $1.91M.
  • Shaker Financial Services added most to Calamos Strategic Total Return Fund in Q3 2013, an estimated $1.59M increase.
  • Shaker Financial Services's biggest Q3 2013 reduction was Liberty All-Star Equity Fund, cutting an estimated $2.71M.
  • Shaker Financial Services fully exited Swiss Helvetia Fund in Q3 2013, selling an estimated $1.95M.
  • Shaker Financial Services's ten largest holdings make up 21% of its $135M portfolio in Q3 2013.
  • Shaker Financial Services opened 36 new positions and closed 28 in Q3 2013.
  • Shaker Financial Services's portfolio value fell 0.78% quarter-over-quarter to $135M.

Based on Shaker Financial Services's 13F filing for Q3 2013, filed 1 Nov 2013.