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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ICVT icon
2301
iShares Convertible Bond ETF
ICVT
$7.46B
$41K ﹤0.01%
461
– –
IVOV icon
2302
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.37B
$41K ﹤0.01%
498
– –
KBWB icon
2303
Invesco KBW Bank ETF
KBWB
$6.73B
$41K ﹤0.01%
608
+3
+0.5% +$210
KCE icon
2304
State Street SPDR S&P Capital Markets ETF
KCE
$466M
$41K ﹤0.01%
397
+45
+13% +$4.69K
PCTY icon
2305
Paylocity
PCTY
$7.98B
$41K ﹤0.01%
175
– –
PEJ icon
2306
Invesco Leisure and Entertainment ETF
PEJ
$308M
$41K ﹤0.01%
851
– –
PFFD icon
2307
Global X US Preferred ETF
PFFD
$2.16B
$41K ﹤0.01%
1,622
– –
VMO icon
2308
Invesco Municipal Opportunity Trust
VMO
$663M
$41K ﹤0.01%
3,010
– –
WIP icon
2309
State Street SPDR FTSE International Government Inflation-Protected Bond ETF
WIP
$476M
$41K ﹤0.01%
766
-49
-6% -$2.68K
SPWR
2310
DELISTED
SunPower Corporation Common Stock
SPWR
$41K ﹤0.01%
1,972
– –
SAMAU
2311
DELISTED
Schultze Special Purpose Acquisition Corp. II Units
SAMAU
$41K ﹤0.01%
+4,058
New +$40.6K
SLY
2312
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$41K ﹤0.01%
418
+2
+0.5% +$198
BTAI icon
2313
BioXcel Therapeutics
BTAI
$27.8M
$40K ﹤0.01%
125
– –
BYD icon
2314
Boyd Gaming
BYD
$6.06B
$40K ﹤0.01%
633
+4
+0.6% +$254
GRID
2315
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.1B
$40K ﹤0.01%
398
+1
+0.3% +$101
NXDR
2316
Nextdoor Holdings
NXDR
$986M
$40K ﹤0.01%
5,100
+4,100
+410% +$42.3K
MGNI icon
2317
Magnite
MGNI
$3.55B
$40K ﹤0.01%
2,386
-174
-7% -$3.92K
WHD icon
2318
Cactus
WHD
$5.44B
$40K ﹤0.01%
1,074
+39
+4% +$1.57K
NETC.U
2319
DELISTED
Nabors Energy Transition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
NETC.U
$40K ﹤0.01%
+4,000
New +$40.5K
VIVO
2320
DELISTED
Meridian Bioscience Inc
VIVO
$40K ﹤0.01%
2,000
– –
BMVP icon
2321
Invesco Bloomberg MVP Multi-factor ETF
BMVP
$105M
$39K ﹤0.01%
948
– –
CCC
2322
CCC Intelligent Solutions
CCC
$4.08B
$39K ﹤0.01%
3,500
-24,800
-88% -$289K
FDT icon
2323
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.31B
$39K ﹤0.01%
644
– –
GGT
2324
Gabelli Multimedia Trust
GGT
$174M
$39K ﹤0.01%
4,628
– –
L icon
2325
Loews
L
$23.6B
$39K ﹤0.01%
686
+470
+218% +$26.7K
91 92
93
94 95

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.