Rockefeller Capital Management’s Global X US Preferred ETF PFFD Stock Holding History

Rockefeller Capital Management’s Portfolio PFFD Stock Details PFFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.49M	Buy	79,865 +20,212	+34%	+$381K	﹤0.01%	1512
2026 Q1	$1.1M	Sell	59,653 -1,416	-2%	-$27.1K	﹤0.01%	1568
2025 Q4	$1.15M	Buy	61,069 +16,740	+38%	+$320K	﹤0.01%	1494
2025 Q3	$861K	Sell	44,329 -4,681	-10%	-$90.4K	﹤0.01%	1489
2025 Q2	$923K	Buy	49,010 +677	+1%	+$12.6K	﹤0.01%	1356
2025 Q1	$920K	Sell	48,333 -323,349	-87%	-$6.35M	﹤0.01%	1291
2024 Q4	$7.25M	Buy	371,682 +12,508	+3%	+$255K	0.02%	628
2024 Q3	$7.46M	Buy	359,174 +12,032	+3%	+$242K	0.02%	604
2024 Q2	$6.83M	Buy	347,142 +10,479	+3%	+$206K	0.02%	610
2024 Q1	$6.79M	Buy	336,663 +20,568	+7%	+$410K	0.02%	604
2023 Q4	$6.13M	Buy	316,095 +289,835	+1,104%	+$5.39M	0.02%	590
2023 Q3	$494K	Buy	26,260 +158	+0.6%	+$3.02K	﹤0.01%	1287
2023 Q2	$506K	Buy	+26,102	New	+$506K	﹤0.01%	1337
2022 Q3	–	Sell	-572	Closed	-$12K	–	4264
2022 Q2	$12K	Hold	572	–	–	﹤0.01%	3026
2022 Q1	$13K	Sell	572 -1,050	-65%	-$25.1K	﹤0.01%	2927
2021 Q4	$41K	Hold	1,622	–	–	﹤0.01%	2309
2021 Q3	$41K	Hold	1,622	–	–	﹤0.01%	2233
2021 Q2	$42K	Buy	1,622 +1,050	+184%	+$27K	﹤0.01%	2153
2021 Q1	$14K	Hold	572	–	–	﹤0.01%	2451
2020 Q4	$14K	Hold	572	–	–	﹤0.01%	2142
2020 Q3	$14K	Hold	572	–	–	﹤0.01%	1910
2020 Q2	$13K	Hold	572	–	–	﹤0.01%	1819
2020 Q1	$13K	Hold	572	–	–	﹤0.01%	1662
2019 Q4	$14K	Hold	572	–	–	﹤0.01%	1510
2019 Q3	$14K	Buy	+572	New	+$14.2K	﹤0.01%	1329

Other funds holding PFFD

OWM

Orgel Wealth Management Altoona, Wisconsin $5.27B AUM 16.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

GXJ

Global X Japan Chiyoda-Ku, Tokyo, Japan $2.72B AUM 45.88% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Lido Advisors Los Angeles, California $36.8B AUM 26.6% 1-Year Est. Return

FMLI

Fukoku Mutual Life Insurance Tokyo, Japan $1.72B AUM 29.29% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Rockefeller Capital Management's PFFD Position: Q2 2026 in Review

Rockefeller Capital Management increased its Global X US Preferred ETF (PFFD) stake by 34% in Q2 2026, buying an estimated $381K and bringing the position to 79,865 shares worth $1.49M. The position accounts for ﹤0.01% of the portfolio, ranked #1512.

Rockefeller Capital Management first reported a position in PFFD in Q3 2019 and has held it in 25 quarters since. The position peaked at $7.46M in Q3 2024. 281 funds tracked by Wall St. Rank hold PFFD as of Q2 2026.

Rockefeller Capital Management held 79,865 shares of Global X US Preferred ETF worth $1.49M as of Q2 2026.
Rockefeller Capital Management bought 20,212 Global X US Preferred ETF shares in Q2 2026, an estimated $381K.
Global X US Preferred ETF made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #1512 holding.
Rockefeller Capital Management first reported a position in Global X US Preferred ETF in Q3 2019 and has held it in 25 quarters since.
Rockefeller Capital Management's Global X US Preferred ETF position peaked at $7.46M in Q3 2024.
281 funds tracked by Wall St. Rank held Global X US Preferred ETF as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.