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Global X US Preferred ETF

238 hedge funds and large institutions have $1.06B invested in Global X US Preferred ETF in 2023 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 93 increasing their positions, 74 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

332% more call options, than puts

Call options by funds: $307K | Put options by funds: $71K

89% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 19

26% more repeat investments, than reductions

Existing positions increased: 93 | Existing positions reduced: 74

7% more funds holding

Funds holding: 223238 (+15)

1.12% more ownership

Funds ownership: 46.21%47.32% (+1.1%)

2% more capital invested

Capital invested by funds: $1.04B → $1.06B (+$16.3M)

9% less funds holding in top 10

Funds holding in top 10: 1110 (-1)

Holders
238
Holders Change
+15
Holders Change %
+6.73%
% of All Funds
3.78%
Holding in Top 10
10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-9.09%
% of All Funds
0.16%
New
36
Increased
93
Reduced
74
Closed
19
Calls
$307K
Puts
$71K
Net Calls
+$236K
Net Calls Change
-$208K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$110M -$3.69M -192,885 -3%
OWM
2
Orgel Wealth Management
Wisconsin
$87.9M +$630K +32,941 +0.7%
Bank of America
3
Bank of America
North Carolina
$77M +$29.2M +1,525,099 +59%
Morgan Stanley
4
Morgan Stanley
New York
$66M -$38.5K -2,016 -0.1%
CSIA
5
Charles Schwab Investment Advisory
California
$46.4M +$1.52M +79,365 +3%
RA
6
Rational Advisors
New York
$39.7M -$2.2M -115,241 -5%
FAM
7
Flaharty Asset Management
Florida
$34.1M +$1.69M +88,561 +5%
LPL Financial
8
LPL Financial
California
$28.6M +$2.64M +137,982 +10%
Carson Wealth (CWM LLC)
9
Carson Wealth (CWM LLC)
Nebraska
$28.2M +$1.05M +55,123 +4%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$26.9M +$1.95M +102,134 +8%
SOWBOCOPL
11
State of Wisconsin - Board of Commissioners of Public Lands
Wisconsin
$25.2M
Lido Advisors
12
Lido Advisors
California
$24.4M -$4.43M -231,927 -15%
RWG
13
Ratio Wealth Group
Colorado
$19.6M -$197K -10,325 -1%
KBFS
14
Kohmann Bosshard Financial Services
Ohio
$18.2M +$586K +30,639 +3%
FMLI
15
Fukoku Mutual Life Insurance
Japan
$17.3M
AssetMark Inc
16
AssetMark Inc
California
$16.7M -$72.4K -3,788 -0.4%
TPW
17
Tiller Private Wealth
Pennsylvania
$15.7M +$492K +25,743 +3%
Creative Planning
18
Creative Planning
Kansas
$15.1M +$6.05M +316,438 +65%
UBS Group
19
UBS Group
Switzerland
$14.5M +$395K +20,649 +3%
FSC
20
Full Sail Capital
Oklahoma
$14.4M +$1.24M +64,773 +9%
Toronto Dominion Bank
21
Toronto Dominion Bank
Ontario, Canada
$13.1M -$1.91M -100,000 -13%
AMG
22
Advisors Management Group
Wisconsin
$12.8M +$167K +8,754 +1%
HWAM
23
Hennion & Walsh Asset Management
New Jersey
$12.8M +$786K +41,128 +6%
CI
24
Conning Inc
Connecticut
$10.9M
Mariner
25
Mariner
Kansas
$10.8M -$374K -19,554 -3%

PFFD Hedge Fund Activity: Q3 2023 in Review

238 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Global X US Preferred ETF (PFFD) for Q3 2023, worth a combined $1.06B — up 1.6% from $1.04B a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new PFFD positions and 19 closed out — a net gain of 17 holders — while 93 added to existing stakes and 74 trimmed.

The largest buyer was Bank of America, adding an estimated $29.2M. The largest seller was Bard Financial Services, exiting entirely with an estimated $8.44M sold.

  • 238 institutional investors held Global X US Preferred ETF (PFFD) as of Q3 2023, up from 223 in Q2 2023.
  • Funds reported $1.06B of Global X US Preferred ETF stock for Q3 2023, up 1.6% quarter-over-quarter.
  • 36 funds opened new Global X US Preferred ETF positions in Q3 2023 and 19 closed out, a net change of +17 holders.
  • The largest Global X US Preferred ETF buyer in Q3 2023 was Bank of America, an estimated $29.2M added.
  • The largest Global X US Preferred ETF seller in Q3 2023 was Bard Financial Services, an estimated $8.44M sold.

Based on aggregated 13F filings for Q3 2023.