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Global X US Preferred ETF

27 hedge funds and large institutions have $144M invested in Global X US Preferred ETF in 2018 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 3 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,400% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 1

108% more funds holding

Funds holding: 1327 (+14)

39% more capital invested

Capital invested by funds: $103M → $144M (+$40.4M)

57% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 7

311.48% less ownership

Funds ownership: 388.24%76.76% (-311%)

Holders
27
Holders Change
+14
Holders Change %
+107.69%
% of All Funds
0.6%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
15
Increased
3
Reduced
7
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$84M -$1.22M -52,545 -1%
FAAS
2
First Allied Advisory Services
California
$18M +$18.5M +797,078 New
CM
3
Columbus Macro
Pennsylvania
$16.3M +$16.7M +722,967 New
Bank of America
4
Bank of America
North Carolina
$10.8M +$6.45M +278,745 +140%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$3.63M +$3.73M +161,240 New
Morgan Stanley
6
Morgan Stanley
New York
$3.33M -$44.5K -1,923 -1%
RF
7
RHS Financial
California
$1.45M +$1.49M +64,223 New
Mirae Asset Global Investments
8
Mirae Asset Global Investments
South Korea
$908K +$333K +14,371 +55%
IAA
9
Ironsides Asset Advisors
North Carolina
$601K
CAL
10
Capital Advisors Ltd
Ohio
$593K +$609K +26,307 New
RRWA
11
Rainey & Randall Wealth Advisors
Florida
$548K +$562K +24,292 New
FA
12
FDx Advisors
Illinois
$521K +$535K +23,099 New
APP
13
Avantax Planning Partners
Iowa
$451K +$463K +20,015 New
AF
14
Advisornet Financial
Minnesota
$432K +$69.7K +3,012 +19%
BCM
15
Bluefin Capital Management
New York
$394K +$405K +17,478 New
SWP
16
Stratos Wealth Partners
Ohio
$380K -$248K -10,695 -39%
Jane Street
17
Jane Street
New York
$328K -$298K -12,876 -47%
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$279K +$287K +12,400 New
LPL Financial
19
LPL Financial
California
$254K +$261K +11,272 New
UBS Group
20
UBS Group
Switzerland
$166K -$43.8K -1,890 -20%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$119K -$23.2K -1,000 -16%
FANJ
22
Financial Architects (New Jersey)
New Jersey
$104K +$107K +4,630 New
CFA
23
Carroll Financial Associates
North Carolina
$54K +$54.8K +2,366 New
DWM
24
Destination Wealth Management
California
$35K -$6.21K -268 -15%
William Blair & Company
25
William Blair & Company
Illinois
$23K

PFFD Hedge Fund Activity: Q4 2018 in Review

27 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Global X US Preferred ETF (PFFD) for Q4 2018, worth a combined $144M — up 39% from $103M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new PFFD positions and 1 closed out — a net gain of 14 holders — while 3 added to existing stakes and 7 trimmed.

The largest buyer was First Allied Advisory Services, opening a new position worth an estimated $18.5M. The largest seller was Charles Schwab Investment Advisory, cutting an estimated $1.22M.

  • 27 institutional investors held Global X US Preferred ETF (PFFD) as of Q4 2018, up from 13 in Q3 2018.
  • Funds reported $144M of Global X US Preferred ETF stock for Q4 2018, up 39% quarter-over-quarter.
  • 15 funds opened new Global X US Preferred ETF positions in Q4 2018 and 1 closed out, a net change of +14 holders.
  • The largest Global X US Preferred ETF buyer in Q4 2018 was First Allied Advisory Services, an estimated $18.5M added.
  • The largest Global X US Preferred ETF seller in Q4 2018 was Charles Schwab Investment Advisory, an estimated $1.22M sold.

Based on aggregated 13F filings for Q4 2018.