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Global X US Preferred ETF

37 hedge funds and large institutions have $212M invested in Global X US Preferred ETF in 2019 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 14 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 2

133% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 6

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

48% more capital invested

Capital invested by funds: $144M → $212M (+$68.9M)

37% more funds holding

Funds holding: 2737 (+10)

28.53% more ownership

Funds ownership: 76.76%105.29% (+29%)

Holders
37
Holders Change
+10
Holders Change %
+37.04%
% of All Funds
0.8%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
12
Increased
14
Reduced
6
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CSIA
1
Charles Schwab Investment Advisory
California
$100M +$10.5M +441,589 +12%
Carson Wealth (CWM LLC)
2
Carson Wealth (CWM LLC)
Nebraska
$27.6M +$25M +1,055,600 +355,421%
Bank of America
3
Bank of America
North Carolina
$19.3M +$7.65M +322,863 +68%
FAAS
4
First Allied Advisory Services
California
$18.9M -$305K -12,849 -2%
CM
5
Columbus Macro
Pennsylvania
$17.2M -$229K -9,676 -1%
RIM
6
Redwood Investment Management
Arizona
$5.67M +$5.59M +235,889 New
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$4.02M +$139K +5,874 +4%
Morgan Stanley
8
Morgan Stanley
New York
$3.76M +$198K +8,371 +6%
IAA
9
Ironsides Asset Advisors
North Carolina
$2.63M +$1.96M +82,860 +311%
Lido Advisors
10
Lido Advisors
California
$2.19M +$2.15M +90,854 New
RF
11
RHS Financial
California
$1.29M -$250K -10,565 -16%
Mirae Asset Global Investments
12
Mirae Asset Global Investments
South Korea
$999K +$29.2K +1,232 +3%
UBS Group
13
UBS Group
Switzerland
$870K +$683K +28,808 +392%
RA
14
Rational Advisors
New York
$846K +$834K +35,175 New
Jane Street
15
Jane Street
New York
$829K +$473K +19,934 +137%
FFN
16
Focus Financial Network
Minnesota
$723K +$713K +30,057 New
BCM
17
Bluefin Capital Management
New York
$702K +$277K +11,697 +67%
AF
18
Advisornet Financial
Minnesota
$593K +$130K +5,488 +29%
RRWA
19
Rainey & Randall Wealth Advisors
Florida
$584K
CAL
20
Capital Advisors Ltd
Ohio
$534K -$97.9K -4,131 -16%
FA
21
FDx Advisors
Illinois
$534K -$21.9K -924 -4%
SWP
22
Stratos Wealth Partners
Ohio
$385K -$19.5K -822 -5%
LPL Financial
23
LPL Financial
California
$360K +$87.6K +3,693 +33%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$304K +$5.45K +230 +2%
BNP Paribas Financial Markets
25
BNP Paribas Financial Markets
France
$287K +$283K +11,949 New

PFFD Hedge Fund Activity: Q1 2019 in Review

37 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Global X US Preferred ETF (PFFD) for Q1 2019, worth a combined $212M — up 48% from $144M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PFFD positions and 2 closed out — a net gain of 10 holders — while 14 added to existing stakes and 6 trimmed.

The largest buyer was Carson Wealth (CWM LLC), adding an estimated $25M. The largest seller was Avantax Planning Partners, exiting entirely with an estimated $451K sold.

  • 37 institutional investors held Global X US Preferred ETF (PFFD) as of Q1 2019, up from 27 in Q4 2018.
  • Funds reported $212M of Global X US Preferred ETF stock for Q1 2019, up 48% quarter-over-quarter.
  • 12 funds opened new Global X US Preferred ETF positions in Q1 2019 and 2 closed out, a net change of +10 holders.
  • The largest Global X US Preferred ETF buyer in Q1 2019 was Carson Wealth (CWM LLC), an estimated $25M added.
  • The largest Global X US Preferred ETF seller in Q1 2019 was Avantax Planning Partners, an estimated $451K sold.

Based on aggregated 13F filings for Q1 2019.