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Global X US Preferred ETF

190 hedge funds and large institutions have $1.09B invested in Global X US Preferred ETF in 2021 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 110 increasing their positions, 25 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

340% more repeat investments, than reductions

Existing positions increased: 110 | Existing positions reduced: 25

114% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 14

20% more capital invested

Capital invested by funds: $907M → $1.09B (+$181M)

8% more funds holding in top 10

Funds holding in top 10: 1314 (+1)

6% more funds holding

Funds holding: 180190 (+10)

1.02% less ownership

Funds ownership: 46.32%45.3% (-1%)

Holders
190
Holders Change
+10
Holders Change %
+5.56%
% of All Funds
3.33%
Holding in Top 10
14
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+7.69%
% of All Funds
0.25%
New
30
Increased
110
Reduced
25
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ETC
1
Exchange Traded Concepts
Oklahoma
$106M +$107M +4,096,172 New
BCM
2
Brookstone Capital Management
Illinois
$72.2M +$1.23M +47,215 +2%
Bank of America
3
Bank of America
North Carolina
$69.6M +$3.98M +153,147 +6%
Morgan Stanley
4
Morgan Stanley
New York
$56.9M +$8.32M +320,054 +17%
CSIA
5
Charles Schwab Investment Advisory
California
$47.2M +$2.71M +104,263 +6%
RA
6
Rational Advisors
New York
$40.8M +$97.5K +3,749 +0.2%
LPL Financial
7
LPL Financial
California
$36.3M +$5.41M +207,958 +17%
AssetMark Inc
8
AssetMark Inc
California
$26.9M -$469K -18,029 -2%
Mariner
9
Mariner
Kansas
$26.9M +$27.1M +1,043,132 New
RWG
10
Ratio Wealth Group
Colorado
$26.2M +$5.16M +198,498 +24%
Lido Advisors
11
Lido Advisors
California
$25.1M +$4.25M +163,464 +20%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$23.9M +$14.4M +553,969 +148%
FMLI
13
Fukoku Mutual Life Insurance
Japan
$23.7M
EVM
14
Eaton Vance Management
Massachusetts
$22.1M -$6.27M -241,200 -22%
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
15
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
$20.6M +$20.8M +800,000 New
CI
16
Conning Inc
Connecticut
$20M
William Blair & Company
17
William Blair & Company
Illinois
$19.9M +$13.1M +503,838 +188%
UBS Group
18
UBS Group
Switzerland
$19.8M +$3.82M +147,076 +24%
BFS
19
Bard Financial Services
Connecticut
$18.6M +$1.63M +62,793 +10%
TPW
20
Tiller Private Wealth
Pennsylvania
$17.3M +$755K +29,023 +5%
HCIA
21
Hochman Cole Investment Advisors
Illinois
$14.3M +$351K +13,506 +3%
CCC
22
Crescent Capital Consulting
Louisiana
$13.2M +$4.19M +161,261 +46%
CFO
23
Collective Family Office
Pennsylvania
$12.9M +$626K +24,062 +5%
Mirae Asset Global Investments
24
Mirae Asset Global Investments
South Korea
$12.8M +$5.06M +194,536 +64%
HWAM
25
Hennion & Walsh Asset Management
New Jersey
$12.1M +$2.18M +83,901 +22%

PFFD Hedge Fund Activity: Q3 2021 in Review

190 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Global X US Preferred ETF (PFFD) for Q3 2021, worth a combined $1.09B — up 20% from $907M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new PFFD positions and 14 closed out — a net gain of 16 holders — while 110 added to existing stakes and 25 trimmed.

The largest buyer was Exchange Traded Concepts, opening a new position worth an estimated $107M. The largest seller was BNP Paribas Financial Markets, cutting an estimated $18.5M.

  • 190 institutional investors held Global X US Preferred ETF (PFFD) as of Q3 2021, up from 180 in Q2 2021.
  • Funds reported $1.09B of Global X US Preferred ETF stock for Q3 2021, up 20% quarter-over-quarter.
  • 30 funds opened new Global X US Preferred ETF positions in Q3 2021 and 14 closed out, a net change of +16 holders.
  • The largest Global X US Preferred ETF buyer in Q3 2021 was Exchange Traded Concepts, an estimated $107M added.
  • The largest Global X US Preferred ETF seller in Q3 2021 was BNP Paribas Financial Markets, an estimated $18.5M sold.

Based on aggregated 13F filings for Q3 2021.