Rockefeller Capital Management’s iShares Convertible Bond ETF ICVT Stock Holding History

Rockefeller Capital Management’s Portfolio ICVT Stock Details ICVT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$728K	Sell	7,152 -2,937	-29%	-$304K	﹤0.01%	1769
2025 Q4	$994K	Buy	10,089 +5,460	+118%	+$549K	﹤0.01%	1562
2025 Q3	$463K	Sell	4,629 -33,871	-88%	-$3.18M	﹤0.01%	1806
2025 Q2	$3.47M	Buy	+38,500	New	+$3.3M	0.01%	913
2023 Q1	–	Sell	-392	Closed	-$27K	–	2877
2022 Q4	$27K	Sell	392 -2,583	-87%	-$182K	﹤0.01%	2680
2022 Q3	$204K	Buy	2,975 +1,472	+98%	+$107K	﹤0.01%	1640
2022 Q2	$104K	Buy	1,503 +1,009	+204%	+$75.6K	﹤0.01%	1930
2022 Q1	$41K	Buy	494 +33	+7%	+$2.73K	﹤0.01%	2387
2021 Q4	$41K	Hold	461	–	–	﹤0.01%	2303
2021 Q3	$45K	Sell	461 -1,093	-70%	-$110K	﹤0.01%	2183
2021 Q2	$158K	Buy	1,554 +1,093	+237%	+$109K	﹤0.01%	1608
2021 Q1	$45K	Sell	461 -31	-6%	-$3.18K	﹤0.01%	1929
2020 Q4	$47K	Hold	492	–	–	﹤0.01%	1702
2020 Q3	$39K	Sell	492 -52	-10%	-$4.05K	﹤0.01%	1585
2020 Q2	$39K	Hold	544	–	–	﹤0.01%	1472
2020 Q1	$30K	Buy	+544	New	+$33.6K	﹤0.01%	1391

Other funds holding ICVT

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

ANTB

AMG National Trust Bank Greenwood Village, Colorado $4.61B AUM 19.2% 1-Year Est. Return

Greenleaf Trust Kalamazoo, Michigan $10.2B AUM 2.09% 1-Year Est. Return

OPAM

Ocean Park Asset Management Santa Monica, California $2.08B AUM 5.32% 1-Year Est. Return

Advisory Alpha Holland, Michigan $3.66B AUM 14.99% 1-Year Est. Return

Rockefeller Capital Management's ICVT Position: Q1 2026 in Review

Rockefeller Capital Management reduced its iShares Convertible Bond ETF (ICVT) stake by 29% in Q1 2026, selling an estimated $304K and leaving 7,152 shares worth $728K. The position accounts for ﹤0.01% of the portfolio, ranked #1769.

Rockefeller Capital Management first reported a position in ICVT in Q1 2020 and has held it in 16 quarters since. The position peaked at $3.47M in Q2 2025. 402 funds tracked by Wall St. Rank hold ICVT as of Q1 2026.

Rockefeller Capital Management held 7,152 shares of iShares Convertible Bond ETF worth $728K as of Q1 2026.
Rockefeller Capital Management sold 2,937 iShares Convertible Bond ETF shares in Q1 2026, an estimated $304K.
iShares Convertible Bond ETF made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #1769 holding.
Rockefeller Capital Management first reported a position in iShares Convertible Bond ETF in Q1 2020 and has held it in 16 quarters since.
Rockefeller Capital Management's iShares Convertible Bond ETF position peaked at $3.47M in Q2 2025.
402 funds tracked by Wall St. Rank held iShares Convertible Bond ETF as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.