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iShares Convertible Bond ETF

146 hedge funds and large institutions have $755M invested in iShares Convertible Bond ETF in 2020 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 63 increasing their positions, 29 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

282% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 11

117% more repeat investments, than reductions

Existing positions increased: 63 | Existing positions reduced: 29

100% more funds holding in top 10

Funds holding in top 10: 48 (+4)

36% more capital invested

Capital invested by funds: $557M → $755M (+$198M)

33% more call options, than puts

Call options by funds: $2.63M | Put options by funds: $1.97M

23% more funds holding

Funds holding: 119146 (+27)

3.52% less ownership

Funds ownership: 58.5%54.99% (-3.5%)

Holders
146
Holders Change
+27
Holders Change %
+22.69%
% of All Funds
2.58%
Holding in Top 10
8
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+100%
% of All Funds
0.14%
New
42
Increased
63
Reduced
29
Closed
11
Calls
$2.63M
Puts
$1.97M
Net Calls
+$655K
Net Calls Change
+$772K
Name Holding Trade Value Shares
Change
Change in
Stake
FI
1
FormulaFolio Investments
Michigan
$117M +$32.8M +370,992 +44%
BGDI
2
BW Gestao de Investimentos
Brazil
$111M +$102M +1,150,000 New
Bank of America
3
Bank of America
North Carolina
$43.1M +$9.63M +108,840 +32%
AWM
4
AE Wealth Management
Kansas
$35M -$14.6M -165,566 -31%
SS
5
Simplicity Solutions
Minnesota
$33.3M -$16.1M -182,336 -35%
RJA
6
Raymond James & Associates
Florida
$26.4M -$1.12M -12,715 -4%
SL
7
Systelligence LLC
Minnesota
$25.6M +$15.3M +172,682 +188%
Jane Street
8
Jane Street
New York
$21M -$137M -1,546,108 -88%
LPL Financial
9
LPL Financial
California
$19M +$3.49M +39,470 +25%
B
10
Barings
North Carolina
$17.3M +$7.85M +88,698 +98%
SRA
11
Summit Rock Advisors
New York
$16.6M +$15.2M +172,253 New
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$15.8M +$1.06M +11,958 +8%
AssetMark Inc
13
AssetMark Inc
California
$13.9M +$64.6K +730 +0.5%
OAM
14
Oppenheimer Asset Management
New York
$12.8M -$609K -6,881 -5%
TC
15
Trilogy Capital
California
$10.7M +$9.8M +110,719 New
FS
16
Ferguson Shapiro
Georgia
$10.7M +$9.77M +110,379 New
NA
17
NewEdge Advisors
Louisiana
$10.2M +$345K +3,900 +4%
Allianz Asset Management
18
Allianz Asset Management
Germany
$8.57M +$5.24M +59,263 +201%
Osaic Holdings
19
Osaic Holdings
Arizona
$8.52M +$3.7M +41,834 +90%
BAAM
20
Baker Avenue Asset Management
California
$8.5M +$36.5K +412 +0.5%
JIR
21
James Investment Research
Ohio
$7.79M +$1.11M +12,572 +18%
SA
22
Stewardship Advisors
Pennsylvania
$7.08M +$4.18M +47,189 +181%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$6.91M +$102K +1,153 +2%
MML Investors Services
24
MML Investors Services
Massachusetts
$6.73M +$790K +8,924 +15%
EH
25
Equitable Holdings
New York
$6.58M +$470K +5,308 +8%

ICVT Hedge Fund Activity: Q4 2020 in Review

146 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in iShares Convertible Bond ETF (ICVT) for Q4 2020, worth a combined $755M — up 36% from $557M a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new ICVT positions and 11 closed out — a net gain of 31 holders — while 63 added to existing stakes and 29 trimmed.

The largest buyer was BW Gestao de Investimentos, opening a new position worth an estimated $102M. The largest seller was Jane Street, cutting an estimated $137M.

  • 146 institutional investors held iShares Convertible Bond ETF (ICVT) as of Q4 2020, up from 119 in Q3 2020.
  • Funds reported $755M of iShares Convertible Bond ETF stock for Q4 2020, up 36% quarter-over-quarter.
  • 42 funds opened new iShares Convertible Bond ETF positions in Q4 2020 and 11 closed out, a net change of +31 holders.
  • The largest iShares Convertible Bond ETF buyer in Q4 2020 was BW Gestao de Investimentos, an estimated $102M added.
  • The largest iShares Convertible Bond ETF seller in Q4 2020 was Jane Street, an estimated $137M sold.

Based on aggregated 13F filings for Q4 2020.