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iShares Convertible Bond ETF

119 hedge funds and large institutions have $557M invested in iShares Convertible Bond ETF in 2020 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 45 increasing their positions, 31 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

107% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 14

45% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 31

14% more funds holding

Funds holding: 104119 (+15)

13% more capital invested

Capital invested by funds: $492M → $557M (+$64.2M)

10% less call options, than puts

Call options by funds: $1.09M | Put options by funds: $1.21M

9.12% less ownership

Funds ownership: 67.62%58.5% (-9.1%)

33% less funds holding in top 10

Funds holding in top 10: 64 (-2)

Holders
119
Holders Change
+15
Holders Change %
+14.42%
% of All Funds
2.4%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.08%
New
29
Increased
45
Reduced
31
Closed
14
Calls
$1.09M
Puts
$1.21M
Net Calls
-$117K
Net Calls Change
-$14.6M
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
1
Jane Street
New York
$142M +$118M +1,512,821 +603%
FI
2
FormulaFolio Investments
Michigan
$68.3M +$50.2M +643,062 +318%
AWM
3
AE Wealth Management
Kansas
$42.7M +$15.8M +202,877 +62%
SS
4
Simplicity Solutions
Minnesota
$42.6M +$16.3M +208,523 +65%
Bank of America
5
Bank of America
North Carolina
$27.2M +$10.6M +135,990 +68%
RJA
6
Raymond James & Associates
Florida
$23.1M +$1.65M +21,110 +8%
LPL Financial
7
LPL Financial
California
$12.7M +$414K +5,308 +3%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$12.2M -$3.44M -44,093 -23%
Citadel Advisors
9
Citadel Advisors
Florida
$11.7M +$11.3M +145,467 New
AssetMark Inc
10
AssetMark Inc
California
$11.6M +$1.3M +16,669 +13%
OAM
11
Oppenheimer Asset Management
New York
$11.3M +$10.9M +139,568 New
NA
12
NewEdge Advisors
Louisiana
$8.22M +$7.93M +101,746 New
SL
13
Systelligence LLC
Minnesota
$7.43M -$2.33M -29,865 -25%
B
14
Barings
North Carolina
$7.3M +$7.05M +90,451 New
BAAM
15
Baker Avenue Asset Management
California
$7.08M +$103K +1,324 +2%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$5.69M -$678K -8,690 -11%
CAGAS
17
Capital Advisory Group Advisory Services
Minnesota
$5.61M +$864K +11,082 +19%
JIR
18
James Investment Research
Ohio
$5.5M +$5.31M +68,150 New
EH
19
Equitable Holdings
New York
$5.08M +$433K +5,547 +10%
MML Investors Services
20
MML Investors Services
Massachusetts
$4.91M +$1.91M +24,481 +67%
SAM
21
Stringer Asset Management
Tennessee
$4.56M -$21.9K -281 -0.5%
CCP
22
Cardan Capital Partners
Colorado
$4.43M -$1.49M -19,087 -26%
JP Morgan Chase
23
JP Morgan Chase
New York
$3.88M +$403K +5,164 +12%
Nomura Asset Management
24
Nomura Asset Management
Japan
$3.76M -$639K -8,195 -15%
Osaic Holdings
25
Osaic Holdings
Arizona
$3.73M +$635K +8,147 +21%

ICVT Hedge Fund Activity: Q3 2020 in Review

119 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in iShares Convertible Bond ETF (ICVT) for Q3 2020, worth a combined $557M — up 13% from $492M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new ICVT positions and 14 closed out — a net gain of 15 holders — while 45 added to existing stakes and 31 trimmed.

The largest buyer was Jane Street, adding an estimated $118M. The largest seller was BW Gestao de Investimentos, exiting entirely with an estimated $184M sold.

  • 119 institutional investors held iShares Convertible Bond ETF (ICVT) as of Q3 2020, up from 104 in Q2 2020.
  • Funds reported $557M of iShares Convertible Bond ETF stock for Q3 2020, up 13% quarter-over-quarter.
  • 29 funds opened new iShares Convertible Bond ETF positions in Q3 2020 and 14 closed out, a net change of +15 holders.
  • The largest iShares Convertible Bond ETF buyer in Q3 2020 was Jane Street, an estimated $118M added.
  • The largest iShares Convertible Bond ETF seller in Q3 2020 was BW Gestao de Investimentos, an estimated $184M sold.

Based on aggregated 13F filings for Q3 2020.